EFTA01384870.pdf

To: Stewart Oldfield < Subject: Southern Financial OTC trade on the books Stew, Southern Financial LLC (account N46023804) holds EUR 2.5mm face of COFP 4.407 08/06/19: MARKET POSITION F)( PRICE VALUE RATE POSITION TRADE DATE (POSITION (POSITION (TO VALUE QUANTITY DESCRIPTION CUSIP CCY) CCY) USDE) (USDE) TYPE CASINO, GUICHARD-PERRACHON SA ISIN#FR0011301480 4.407% 2,500,000.0000 08/06/19 REG DTD 08/03/12 N/C 99.6200 .),400.500 00 1.14070 2.8.10.91:1 3' CORPORATE DEBT We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: <image004.jpg> Southern Financial LLC (account N46026161) holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: MARKET POSITION TRADE PRICE VALUE POSITION DATE (POSITION (POSITION FX RATE VALUE QUANTITY SYMBOL DESCRIPTION CUSIP CCY) CCY) (TO USDE) (USDE) TYPE APPLE INC 100.000.0000 AAPL COM 175.4600 r) 1.00000 17,546.C.,00 (X,' EQUITY INSURED DEPOSITS MONEY 73,091.3303 DBDA PROGRAM 1.0000 I ;.0^,1.;; 1.00000 73,09133 FUND Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Day idc <image001 gif> Davide Sferrazza Associate Investments & Trading Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue. 24th Floor New Yo NY 10154. USA T I. Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085449 CONFIDENTIAL SDNY_GM_00231633 EFTA01384870