EFTA01420508.pdf

Subiiiiie: Inquiry Regarding Account Client: LSJE, LLC; Alert No. - DUE April 11, 2018 [I] From: Amlcompliance Inquirie Date: Thu, 05 Apr 2018 To: Hildegarde Berrios Michele-M Quattrocchi Cc: Stewart Oldfield Amlcompliance Inquiries Rob Wang Classification: For internal use only Hi Hildegarde, Michele, Please assist as Cynthia is no longer at the firm. Thanks, Robert From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:01 AM ; Stewart Oldfield nquiries ›; Rob Wang Subject: Inquiry Regarding Account Client: LSJE, LLC; Alert No. - DUE April 11, 2018 [I] Importance: High Classification: For internal use only Good Morning: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please EFTA01420508 provide information regarding the following transactions. Your complete response must be received within 5 business days. Outgoing Wires: 2/7/2018 , $3,000 for 2/9/2018 , $5,000 for 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank ass.. 60 Wall St., 23 Floor - 2836 db.com Fax: PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO EFTA01420509 THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. EFTA01420510