EFTA01356009.pdf
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Qobal Market Team Head
(GiATH)/Sub-Market Team Head
MATH):
AML Business Risk
AML Compliance
Sr a:,,, e.
PRIVATE WEALTH MANAGEMENT POLICYSTATEMENT: Deutsche Bank Private Wealth
Management (PWM) worldwide is committed toprofessionally serve the interests ofits clients. To do
so, Client FacingProfessionalsI(I) (CFP 's) shouldestablish andmaintain business relationships
only withpersons who sad* our high standards ofsuitability, backgroundand character. Due
diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility
ofCFP's to demonstrate that they know their client both at the inception ofa relationship anion an
ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and belief
the above information is correct andup to date. I confirm that I have no suspicions relating to the
money laundering or unethical activities on the part ofthe client(s) and that I havefollowedall the
procedures relating to account opening as describedin the PWMAmericas Procedures and the PWM
GlobalKYC Policy
(I) Client FacingProfessionals (CFP' include: Relationship Managers, Wealth Advisors, Product
Officers, Brokers, Client Managers, etc.
Deutsche Bank Americas New York
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id I N30000000D9Di&e... I /11/2018
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041397
CONFIDENTIAL SDNY GM 00187581
EFTA01356009
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