EFTA01499910.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 3/1/13 to 3/31/13 SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Quantity Transaction Settle Date 1- 4 )e7ction Method Description Cost Market Value • Securities Transferred In 3/29 Receipt of Assets JPM PRIME PAM FD - INSTL FUND 829 ASSET TRANSFER 9,619.200 9,619.20 FROM A/C 078805-0 FINANCIAL TRUST COMPANY, INC. 9,619.20 CLIENT REF 3195513 (ID: la Receipt of Assets APOLLO GLOBAL MANAGEMENT LLC ASSET TRANSFER 263,157.030 5,694,717.48 FROM A/C 030171-0 FINANCIAL TRUST COMPANY INC 4,999,983.00 CUENT REF 104768400 (ID: a 3/29 Receipt of Assets ASCENA RETAIL GROUP INC COM ASSET TRANSFER FROM 70,500.000 1,307,775.00 NC 030171-0 FINANCIAL TRUST COMPANY INC CLIENT 0.00 REF 104768400 (ID. 3/29 Receipt of Assets BOMBARDIER INC CL B ASSET TRANSFER FROM A/C 20000.000 79,334.60 030171.0 FINANCIAL TRUST COMPANY INC CLIENT REF 0.00 104768400 (ID: 3/29 Receipt of Assets JP MORGAN CHASE & CO ASSET TRANSFER FROM NC 21,753.000 1,032,397.38 030171-0 FINANCIAL TRUST COMPANY INC CLIENT REF 0.00 104768400 (ID: 3/29 Receipt of Assets JPM PRIME MM FD - INSTL FUND 829 ASSET TRANSFER 189,417.420 189,417.42 FROM NC 030171-0 FINANCIAL TRUST COMPANY INC 18%417.42 CLIENT REF 104768400 (ID: a Total Securities Transferred In 88,313,261.08 J.P.Morgan Account Page 9 of 10 Consolidated Statement Page 12 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023748 Chase CONFIDENTIAL SDNY_GM_00292946 EFTA01499910