EFTA01401177.pdf

Subject: Re: J. Epstein KYC U dates: Additional signer (I) From: Janice Franklin > Date: Tue, 04 Mar 2014 11:25:46 -0500 To: Amanda Kirby Classification: For internal use only Ok. Just to clarify. The email below should read "we would not a rove a KYC where Mr. Epstein had given instructions to add Mr. Indyke to account on the basis that Mr. Epstein does not have authority over her account." Regards, Janice P. Franklin (Embedded image moved to file: pic20894.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic29487.gif) From: 1 'Amanda Kirby/dbillgill I To: Janice Franklin/db/ I Date: '03/04/2014 10:56 AM I Subject: 'Re: J. Epstein KYC Updates: Additional signer [I) Classification: For internal use only Janice, EFTA01401177 Ok. Thank you for your help with this. I'll get an updated signed letter or go the legal route. Kind regards, Amanda Kirby (Embedded image moved to file: pic10205.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic15837.gif) Securities offered through Deutsche Bank Securities Inc. From: 'Janice Franklin/ I To: 'Amanda Kirby/db I Cc: I Jacqueline Lightbody/d I Date: '03/04/2014 09:32 AM I Subject: IRe: J. Epstein KYC Updates: Additional signer [I] Classification: For internal use only Amanda: EFTA01401178 We would a rove a KYC where Mr. Epstein had given instructions to add Mr. Indyke to account on the basis that Mr. Epstein does not have authority over her account. I am sending the KYCs back to you. Please provide us with more specific instructions as outlined in my previous email or provide us with a email from Legal stating that they are okay with Mr. Epstein letter from a legal perspective. Regards, Janice P. Franklin (Embedded image moved to file: pic07987.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic04835.gif) From: 'Amanda Kirby/db T°: 'Janice Franklin/db I Date: '03/03/2014 02:19 PM ISubject: IRe: J. Epstein KYC Updates: Additional signer [I) Classification: For internal use only I understand the broadness of the letter but I don't see how darren could be added as jeffrey is not authorized on her accounts. It would be impossible to add him to that account without her signature. Is that not sufficient for the kyc purposes? EFTA01401179  Original Message From: Janice Franklin Sent: 03/03/2014 02:05 PM EST To: Amanda Kirby Cc: Jacqueline Lightbody Subject: Re: J. Epstein KYC Updates: Additional signer (I] Classification: For internal use only That was my guess. The point I wanted to make is given how the letter is written Mr. Indyke should be added to account. Why? Because the letter states ". . . to give Mr. Indyke signing authority . . . on all accounts associated with the Southern Financial Relationship. account is associated with the Southern Financial Relationship. I recommend that Mr. Epstein sends you another letter listing the specific accounts he wants to update or he could broadly write he would like Mr. Indyke added to the accounts in his (Mr. Epstein's) name and where he is the ultimate beneficial owner. If the instructions are written in this manner, account would not be an issue. Regards, Janice P. Franklin (Embedded image moved to file: pic11180.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic05362.gif) From: 'Amanda Kirby/db/dbcom I To: 'Janice Franklin/db/dbcom@DBAmericas, I Date: 103/03/2014 01:29 PM ISubject: I IRe: J. Epstein KYC Updates: Additional signer [I] EFTA01401180 Classification: For internal use only Hi Janice, No. accounts will not be added as Jeffrey Epstein is not a signer. I submitted a number of KYC updates to add Darren. They should all be in your queue. Original Message From: Janice Franklin Sent: 03/03/2014 01:00 PM EST To: Amanda Kirby Subject: Re: J. Epstein KYC Updates: Additional signer (I) Classification: For internal use only Hi Amanda: On DBForce, there are several accounts under the "Southern Financial Relationship". E.g., accounts are listed under that relationship. Will Mr. Indyke be added to her account as well? Regards, Janice P. Franklin (Embedded image moved to file: pic20652.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic16272.gif) From: > 'Amanda Kirby/db/ I To: 'Janice Franklin/db I Date: 103/03/2014 12:30 PM EFTA01401181  Subject: I Re: J. Epstein KYC Updates: Additional signer (I) Classification: For internal use only Hi Janice, Luckily I was visiting friends and have been with them at their house instead of at the airport! I spoke with Jeffrey and he said he wanted Darren added to all of his accounts including his personal and Southern Trust. They do most wires out of his personal account and he wants Darren to be able to sign for them. I also am still under the impression that his personal and ST accounts are under the Southern Financial Relationship as that is how I see them on DBForce. Does this help? Original Message From: Janice Franklin Sent: 03/03/2014 12:15 PM EST To: Amanda Kirby Cc: Jacqueline Lightbody Subject: Re: J. Epstein KYC Updates: Additional signer (I) Classification: For internal use only Hi Amanda: So sorry to hear you are stuck. Hopefully, you're not stuck in the airport but in your hotel room. Let's see if we can address my questions via email. Did you assist Mr. Epstein with the drafting of his letter which states that Mr. Indyke should be added as an additional signer "on all accounts associated with (the "Southern Financial Relationship")? If I take the letter literally, Mr. Indyke should not be added to all of Mr. Epstein's accounts. How do you know it was Mr. Epstein's intent to add Mr. Indyke to all his accounts given that all accounts are not under the "Southern Financial Relationship"? Thanks. Regards, Janice P. Franklin (Embedded image moved to file: pic12961.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic26725.gif) From: 'Amanda Kirby/db." EFTA01401182  To: 'Janice Franklin/db/ I Date: '03/03/2014 11:50 AM I Subject: Re: J. Epstein KYC Updates: Additional signer [I) Classification: For internal use only Hi Janice I'm stuck in Nashville since my flights were cancelled. May I help via email? Original Message From: Janice Franklin Sent: 03/03/2014 09:26 AM EST To: Amanda Kirby Subject: J. Epstein KYC Updates: Additional signer [I) Classification: For internal use only Good morning Amanda: Please give me a call when you get a chance. Regards, Janice P. Franklin (Embedded image moved to file: pic28580.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic08179.gif) I From: EFTA01401183  'Amanda Kirby To: 'Janice Franklin/db/ I Cc: > 'Jacqueline Lightbody/db I Date: '02/28/2014 09:08 AM I Subject: IRe: Additional signer Classification: Public Hi Janice, I'm out of the office today so cannot check on DBForce but I do know that when I go to Southern Financial Relationship and view the hierarchy of the relationship that Jeffrey Epstein and Southern Trust fall under it. If you would like I can ask someone in the office to send you the GCIS number for Southern Financial Relationship. Best, Amanda Original Message From: Janice Franklin Sent: 02/27/2014 04:02 PM EST To: Amanda Kirby Cc: Jacqueline Lightbody Subject: Re: Additional signer Classification: Public Amanda: In conjunction with our review of KYC I saw that the letter to add Mr. Indyke stated that he should be added "on all accounts associated with the (Southern Financial Relationship". How did you determine that the Southern Financial Relationship included Mr. Epstein's personal accounts and those for Southern Trust"? The relationship name for KYC is listed as "Epstein, Jeffrey" Regards, Janice P. Franklin EFTA01401184 (Embedded image moved to file: pic15827.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic05372.gif) From: 'Amanda Kirby/dbill'Ill I To: 'Janice Franklin/db/ I Cc: IJacqueline Lightbody/ I Date: '02/26/2014 09:16 AM ISubject: I IRe: Additional signer Classification: Public Hi Janice, Apologies. I found the correct KYC. It is 4 Kind regards, Amanda Kirby EFTA01401185 (Embedded image moved to file: pic01434.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic30752.gif) Securities offered through Deutsche Bank Securities Inc. From: 'Janice Franklin/ I To: 'Amanda Kirby/db/ I Cc: 'Jacqueline Lightbody/db I Date: '02/25/2014 05:36 PM I Subject: I 'Re: Additional signer Classification: Public Did I miss it? KYC Epstein's accounts. Wi ll does not list Mr. Beller as a si ner on Mr. ay e there was an update to KYC Regards, Janice P. Franklin (Embedded image moved to file: pic08024.gif) EFTA01401186 Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic02436.gif) From: 'Amanda Kirby/db/ I To: 'Janice Franklin/db I Cc: IJacqueline Lightbody/db I Date: 102/25/2014 05:31 PM ISubject: IRe: Additional signer Classification: Public Hi Janice, Yes. It is an update of KYC . Mr. Beller is already a signer of Jeffrey Epstein's accounts. arren Indyke is being added to all of the accounts under this relationship including all Southern Trust accounts Kind regards, Amanda Kirby (Embedded image moved to file: pic22262.gif) EFTA01401187 Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic02164.gif) Securities offered through Deutsche Bank Securities Inc. From: 'Janice Franklin/db I To: 'Amanda Kirby/db I Cc: > IJacqueline Lightbody/db I Date: '02/25/2014 05:28 PM I Subject: IRe: Additional signer Classification: Public In conjunction with our review of KYC Ate, please let us know which previously approved KYC is being updated. Is it KYC ? Is Mr. Indyke being added to the Southern Trust Company accounts as well? Are both Mr. Beller and Indyke being added to Mr. Epstein's accounts? Regards, Janice P. Franklin (Embedded image moved to file: pic11625.gif) EFTA01401188 Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic15719.gif) From: 'Amanda Kirby/ft/Milli I To: 'Janice Franklin/db/ I Date: '02/25/2014 05:17 PM I Subject: 'Additional signer Classification: Public Hi Janice, I will resubmit all the KYC's tomorrow morning but here is the missing attachment for all the rejected ones (attachment "Darren Signing Authority LOA.pdf" deleted by Janice Franklin/ Kind regards, Amanda Kirby (Embedded image moved to file: pic20295.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset 6 Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. EFTA01401189 Fax Email (Embedded image moved to file: pic22732.gif) Securities offered through Deutsche Bank Securities Inc. EFTA01401190