EFTA01421569.pdf

EFTA01421569 EFTA01421570 EFTA01421571 EFTA01421572 EFTA01421573 EFTA01421574 Deutsche Bank Wealth Management n I Business Deposit Account Opo* i Zoro Management, LLC Account Title Dale of lnu.iil ,iofaiU)n Zpro Management, LLC Entity/Company Name Taxpayer ID Number (TIN) 6100 RED HOOK QUARTER B3 Mailing Address ST THOMAS; USVI 00802 City State Zip (212)971-1314 Business Telephone Number Business Fax Number Other Number Legal Address (if different from mailing address) City State Zip Client Relationship Corporation / Limited Liability Company (LLC) Attorney Escrow Account Foundation Partnership Landlord Master Escrow Non-Profil Organization Limited Liability PaiTnership (LLP) Trust Estates Private Wealth Premium" Deutsche Bank AG NY Branch Accounts DBTCA Accounts 0/ Checking Account m_l Checking with Interest / Money Market Deposit Deutsche Bank AG NY Preferred Banking Account Deutsche Bank AG NY Preferred Certificate of Deposit APV EFTA01421575 Tprm Promo term DBTCA Certificate of Deposit (DBTCA dcposil account required, along wilh a DB AG Preferred Terms and Conditions! Term APY Cash Master Sweep Account Target Amount Trigger Amount Banking Services Deluxe Checkbook Debit Cards - Business Debit Card Name Only Name and Address Duplicate Statement Style Code Color Name Internet Banking Services Address DB Private Wealth Online Plus Link to existing online relationship: City State Zip Code WM167245 015624.090816 Page 1 of 3 Notice of Customer Identification Policy Important Information To help the government fighl the funding of terroiism and money laundeiing activities. Federal law requires all financial institutions to obtain, verify and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for youi name, address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification 'individuals). Information Sharing You authorize Deutsche Bank to share information about yoti and your Account as set forth in our Privacy Policy, including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others, including disclosure of information about you and your Account to any govornmont agency or self-regulatory body on request, (2) is necessary or appropriate in connection with Deutsche Bank's provision of services under this Agreement, or (3) is requested by a financial institution, financial EFTA01421576 intermediary, or other third party in order to assist such person with compliance with law applicable to such person in connection with services provided to you or on your behalf. 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to sLibstantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Piivacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), seltlor(s), benefictary(ies), partner(s), etc., to enable him/het/them to fulfill any respective tax obligations that may arise for him/her/them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application, EFTA01421577 You represent and warrant that all of the information provided by you on this Ai^plication is accurate. The Terms and Conditions for Deposit Accounts are subject to change. WIVH67245 015624.090816 Pager 2 of 3 Acceptance You understand that this application is subject to acceptance by DBTCA. Authorized Signer Authorized Signor 6? Print Name Print Namcj ate Date For Bank Use Only Reviewed by: Signature Name Title Date Accepted by DBTCA: Signature Name Title Date Account numbers: DDA NOW MMDA CD/DBAG WMI67245 015624.090816 Deutsche Bank Wealth Management For Bank Use Only Account Numbei(s): Certificate of Limited Liabiiiiv C :ons The undersigned (the "Undersigned") hereby certifies that; 1. (a) the Undersigned is the duly appointed manager, member or officer duly authorised to (il certify as to the Limited Liability Company or consents ("LLC Resolutions") of the member(s) (the "Member(s)") and (ii) to keep the records Qf Zoro Management, LLC , (the "Company"), a Limited Liability Company duly formed, in good standing, and existing undei the laws of Virgin Islands (b) the following is a true copy of the LLC Resolutions of the Memberls), duly adopted in accordance with applicable law and governing formation documents with respect to the account type(s) EFTA01421578 indicated below C'Accountfs)"): '/I Deposit Account(s) ; and Investment Advisory Accouni(s) (please select all that apply); discretionary non-discretionary Custody Account(s) RESOLVED, that it is desirable and in the best interests of the Company, and the Company is authorized, to designate Deutsche Bank Trust Company Americas or any of its affiliates or subsidiaries (the "Bank") as depositary, custodian or investment advisor, as applicable, for such pioperty as designated by the Company from time to lime, and to open and maintain Account(s) with the Bank in accordance with all applicable laws, regiilotions and Bank and Company's policies. RESOLVED, that the Company be bound by the terms and conditions set forth in any agreement or contract governing Account(s) (the "Account Agreement(s)") and any other document relating to prodticts or services provided in connection with Account(s), as revised and/or amended from time to time (collectively, the "Agreements"). RESOLVED, that the managers, members, officers, employees and/or agents of the Company (the "Autliorized Signer(s)") whose names, titles and signatures appear below, as amerided from tinie to time by the Company, are hereby author ized and directed, for and on behalf of the Company, to open, maintain, manage or dose Account(s), to execute the Agreements, and to exercise and direct the exercise of all duties, rights and powers, and to take all actions necessary or appropriate in connection with the opening, maintenance, management or closing of Account(s) in the name of the Company, pursuant to the terms and conditions specified in the Agreements, and any applicable laws, rules and regulations. The Bank is authorized to accept instructions from the Authorized Signer(s) in connection with Account(s). including, but not limited to, endorsements and deposits of negotiable instruments, checks or other orders for the payment of money, and instructions to deposit, withdraw, transfer, deliver or assign assets in Account(s), sell any assets in Account(s), including but not limited to assets listed as "held elsewhere," buy any assets for Account(s) and retain the services of an advisor, inckrding the Bank, consultant or broker/dealer to manage all or part of assets in Account(s), all on such terms as the Authorr/ed Signor(s) direct. RESOLVED, that the Bank may conclusively assume that all actrons taken and instructions given by each of the Authorized Signer(s) have been properly taken or given pursuant to authority vested in such Authorized Signer(s) and the Company shall indemnify and hold the Bank har mless from all claims, liabilities, losses, costs, expenses (including attorneys' fees) related to or arising from any action or inaction by any such Authorized Signer(s). EFTA01421579 RESOLVED, that the omission from these LLC Resolutions of any document, arrangement or action to be taken in accordance with the Account(s) or the Agreements shall in no manner derogate from the author ity of the Authorized Signer(s) to take all actions necessary, desirable, advisable or appropriate to consummate, effectuate or carry out the transactions contemplated by the foregoing Company Resolutions. RESOLVED, that all actions taken and expenses incurred heretofore by the Authorized Stgner(s) in connection with the Account(s) or the Agreements are hereby ratified, approved and confirmed in all respects. RESOLVED, that if indicated below, the Authorized Signer(s) is/ate at.iihorized to delegate any and all of the powers enumerated in these LLC Resolutions in connection with the Account(s) lo such person(s) as the Authorized Signer(s) may elect. Such delegation shall be made via the execution of the for m of Appointment of Ageni(s) annexed hereto as "Exhibit A." 1 Wrvl167955_DBTCA 019583.110316 AUTHORIZED SIGNER(S): If any Authorized Signer named below is an entity and not a natural person, please attach an Authorized Signatory list. Darren Indyke Print Name Authorized {select one): L^! Individually Jointly with Signatory Title Sitjnaiure ❑ Other ❑ Check only if the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. Print Name Title Signature Authorized (select one); fi Individually Jointly with ❑ Other ❑ Check only if the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. Print Name Title Stgnaiure Authorized (select one): Individually Jointly with ❑ Other ❑ Check only if the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. Print Name Title Signature EFTA01421580 Authorized (select one): i i Individually . Jointly with ❑ Other ❑ Check only if the above Authorized Signer is authorized to grant powers enumerated in these LLC Resolutions to agents. 2. The above LLC Resolutions are in full force and effect as of the date shown below, 3. The Bank may rely conclusively on the instructions of the Authorized Signer(s) in eveiy respect unless or until the Bank receives written notification of the revocation and has had reasonable time to act on such notice. 4. No one other than the Company has any interest in Accouni(s) opened and maintained in the name of the Company. 5. The titles and names of the Authorized Signer(s) appearing above, whose signalLires appear above or on any attached signatory list, are true, correct and genuine. The authorities previously granted to any Authorized Signer not named herein are hereby revoked. ; In witness whereof, on the date shown below. I have subscribed my signattire. &> SigricUure <9 Prim Name and Title Date of this Certilicale of LLC Resolutions (Fill in date—this document is not valid d date is led blank) **lf the manager, member or other authorized officer is one of the Authorized Signers named above, this Certificate of LLC Resolutions must be confirmed below by another manager, member or officer of the Company who is not designated an Authorized Signer above unless the Authorized Signers are the only members of the Company. Confirmation Sigrtature I Print Name and Title 2 WM167955 DBTCA 019583.110316 W-9 Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Form (Rev. December 2014) Department of the Treasury Internal Revenue Service 1 Name (as shown on your income tax return) Name is required on this line; do not leave this line blank. Zoro Management, LLC 2 Business name/disregarded entity name, if different from above EFTA01421581 0> 0> w 3 Check appropriate box for federal tax classification; check only one of the following seven boxes; r—1 Individual/sole proprietor or D C Corporation Q S Corporation Q Partnership Q] Trust/estate single-member LLC I I Limited liability company. Enter the tax classification (C=C corporation. S=S corporation, P=partnership) 4 Exemptions (codes apply only to certain entities, not Individuals: see Instructions on page 3): Exempt payee code (if any) Exemption from FATCA reporting code (if any) (ApB'ies lo accounts melnulned oursida tha U.$.) 1.1 •c £ Note. For a single-member LLC that is disregarded, do not check LLC; check the appropriate box in the line above for the tax classification of the single-member owner. I I Other (see instructions) *m 5 Address (number, street, and apt. or suite no.) 6100 RED HOOK QUARTER B3 Requester's name and address (optional) 0 <n 6 City, state, and ZIP code ST. THOMAS 00802 U.S. VIRGIN ISLANDS 0 <D CO 7 List account number(s) here (optional) Parti Taxpayer Identification Number (TIN) Social security number Enter your TIN in the appropriate box. The TiN provided must match the name given on iine 1 to avoid backup withhoiding. For individuais, this is generaiiy your sociai security number (SSN). However, for a resident aiien, soie proprietor, or disregarded entity, see the Part i instructions on page 3. For other entities, it is your employer identification number (EiN). If you do not have a number, see How to get a TIN on page 3. or Employer Identification number Note. If the account is in more than one name, see the instructions for line EFTA01421582 1 and the chart on page 4 for guidelines on whose number to enter. Part II Certification Under penalties of perjury, I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me); and 2. I am not subject to backup withhoiding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that i am no longer subject to backup withholding; and 3. I am a U.S. citizen or other U.S. person (defined below); and 4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the instructions on page 3. Sign Here Signature of /"JN U.S. person Date*- General Instructions • Form 1098 (home mortgage interest). 1098-E (student loan interest). 1098-T (tuition) • Form 1099-C (canceled debt) • Form 1099-A (acquisition or abandonment of secured property) Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN. If you do not return Form W-9 to the requester with a TIN, you might be subject to backup withholding. See What is backup withholding? on page 2. By signing the filled-out form, you; 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued). 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business is not subject to the withholding tax on foreign partners' share of effectively connected income, EFTA01421583 and 4. Certify that FATCA code(s) entered on this form (if any) indicating that you are exempt from the FATCA reporting, is correct. See What is FATCA reporting? on page 2 for further information. Section references are to the Internal Revenue Code unless otherwise noted. Future developments. Information about developments affecting Form W-9 (such as legislation enacted after we release it) is at www.irs.gov/fw9. Purpose of Form An individual or entity (Form W-9 requester) who is required to file an Information return with the IRS must obtain your comect taxpayer identification number (TIN) which may be your social security number (SSN). individual taxpayer identification number (ITIN), adoption taxpayer identification number (ATIN), or employer identification number (EIN), to report on an information return the amount paid to you. or other amount reportable on an information return, Examples of information returns include, but are not limited to. the following; • Form 1099-INT (interest earned or paid) • Form 1099-DIV (dividends, including those from stocks or mutual funds) • Form 1099-MISC (various types of income, prizes, awards, or gross proceeds) • Form 1099-B (stock or mutual fund sales and certain other transactions by brokers) • Form 1099-S (proceeds from real estate transactions) • Form 1099-K (merchant card and third party network transactions) Form W-9 (Rev. 12-2014) Cat. No. 10231X Deutsche Bank Wealth Management c ignature Card Deutsche Bank Trust Company Americas Zoro Management, LLC Account Holder Title 0 Account Number / Limited Liability Corporation Other- Individual ITF/POD/ATF' Corporate Number of Signatures Required: Joint, with Rights of Survivorship Joint, Tenants in Common EFTA01421584 Partnership ignature Darren Indyke Print Name Signature Print Name Signature Print Name Signature Print Name Approved Date Power of Attorney Specimen Signature ' For ITF/POO/ATF See Supplemental Terms and Conr.litions Date of Power of Attorney III WMI67290 006678.010816 EFTA01421585