EFTA01422164.pdf

DBTCNA as of 9-30-2014 Current Year Prior Year 0 No. P/Y Question DBTCNA Memo PWM Estimated /Verified PWM Estimated /Verified Products/Services - Transactions: (Data for this section should reflect averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, Official Bank Checks & Money Orders Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 2a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) 51 46 Average Daily Volume (amounts in $ 000's) 713 E 678 Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total P/S 4 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 5 5 ACH Number of Retail Transactions (average daily volume) 30 25 Average Daily Volume (amounts in $ 000's) 155 E 140 P/S 6 6 International Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) Before rounding up EFTA01422164 Total 2 E 5 Average Daily Volume (amounts in $ 000's) Before rounding up Total 10 E 23 Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total Further: 6a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) Argentina-ar 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Australia-au 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Bahamas 0 or V? 0 Average Daily Volume (amounts in $ 000's) 0 E or V? 0 Number of Retail Transactions (average daily volume) Bulgaria 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Brazil-br 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) British Virgin Islands-vg 0 E 1 Average Daily Volume (amounts in $ 000's) 0 E 1 Number of Retail Transactions (average daily volume) Cameroon 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 E or V? 0 Number of Retail Transactions (average daily volume) Canada-ca 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Cayman Islands- ky 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 Number of Retail Transactions (average daily volume) China, Peoples Republic of-ca 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Denmark 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 E or V? 0 Number of Retail Transactions (average daily volume) Ecuador 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) France-fr 1 E 1 Average Daily Volume (amounts in $ 000's) 2 E 1 Number of Retail Transactions (average daily volume) Germany-gm 0 E 1 Average Daily Volume (amounts in $ 000's) 0 E 1 Number of Retail Transactions (average daily volume) Isle of Man 1 E 1 EFTA01422165 Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Ireland-ie 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Italy-it 0 E 1 E Average Daily Volume (amounts in $ 000's) 0 E 1 E Number of Retail Transactions (average daily volume) Mexico 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Netherlands 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) New Zealand 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Portugal-pt 0 E 1 E Average Daily Volume (amounts in $ 000's) 0 E 1 E Number of Retail Transactions (average daily volume) Singapore-sg 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 9 E Number of Retail Transactions (average daily volume) South Africa 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Spain 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 2 E Number of Retail Transactions (average daily volume) Sweden -se 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Number of Retail Transactions (average daily volume) Switzerland-sz 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Thailand 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Ukraine 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) United Kingdom- uk 1 E 1 E Average Daily Volume (amounts in $ 000's) 2 E 2 E Total F47+F5O+F53+F56+F59+F62+F65+F68+F71+F74+F77+F8O+F83+F86+F89+F92+F95+F98+F101- +F104+F107+F110+F113+F116+F119+F122+F125+F128+F131=14.0 Total F48+F51+F54+F57+F6O+F63+F66+F69+F72+F75+F78+F81+F84+F87+F9O+F93+F96+F99+F102- +F105+F108+F111+F114+F117+F120+F123+F126+F129+F132=16.0 F40-F133=-12.0 F41-F134=-6.0 EFTA01422166 P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 7a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 8a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 9a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 10 10 Remotely Created Checks. Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E P/S 11 11 Domestic Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E P/S 12 12 International Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 12a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 13 13 Bulk Cash/Currency Repatriation Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 13a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 14 14 Prepaid Cards: 14a 14a Prepaid Cards - Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 E 14b 14b Prepaid Cards - Non-Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E EFTA01422167 Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 15 15 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 P/S 16 16 Prepaid Card Programs - Third Party Sponsored: 16a 16a Prepaid Card Programs Third Party Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 16b 16b Prepaid Card Programs Third Party Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 P/S 17 17 Prepaid Card Programs - Bank Sponsored: 17a 17a Prepaid Card Programs Bank Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 17b 17b Prepaid Card Programs Bank Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 P/S 18 18 Prepaid Cardholders 18a 18a Prepaid Cardholders - Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 18b 18b Prepaid Cardholders - Non-Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 P/S 19 19 International Branches Total Number of Accounts (actual number) 2011, this was named "International Branch 0 E 0 Total Outstanding Balances (amounts in $ 000's) Facility" 0 E 0 Further: 19a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. EFTA01422168 P/S 20 20 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 20a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 21 21 Payable Through Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 21a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 22 22 Pouch Services Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 22a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 23 23 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 23a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 24 24 International Department Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 24a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 25 25 Domestic Private Banking Total Number of Accounts (actual number) From call report 2661 V 2708 V Total Outstanding Balances (amounts in $ 000's) From call report 9023684 V 7741051 V P/S 26 26 International Private Banking Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 25a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 27 27 Embassy & Consulate Banking Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 26a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 28 28 Trust Department Accounts - Charitable Trust & Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 'RC-T Back Up-2013'!C23=77.0 V 77 V Total Outstanding Balances (amounts in $ 000's) From call report 542766 V 512693 V P/S 29 29 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 0 V Total Outstanding Balances (amounts in $ 000's) 0 E 0 V EFTA01422169 Further: 29a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 30 30 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Custodial Accts Total Number of Accounts (actual number) From call report 22 V 23 E Total Outstanding Balances (amounts in $ 000's) 88785 V 88762 E P/S 31 31 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 1 E Total Outstanding Balances (amounts in $ 000's) 0 E 4769 E P/S 32 32 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Revocable Trusts Total Number of Accounts (actual number) 49 E 55 E Total Outstanding Balances (amounts in $ 000's) 123074 E 123906 E P/S 33 33 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) 68 E 71 E Total Outstanding Balances (amounts in $ 000's) 177131 E 188669 E P/S 34 34 Loans or Closely Held Corporations Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 35 35 Domestic Commercial Letters of Credit: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 36 36 International Commercial Letters of Credit - Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 36a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 37 37 Stand-by Letters of Credit Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 38 38 Brokerage Department/Operations Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 39 39 Investment Advisory/Management Total Number of Accounts (actual number) From call report 46 V 52 V Total Outstanding Balances (amounts in $ 000's) 107715 V 113437 V Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) C 40 40 Non-Resident Alien Accts Total Number of Accounts (actual number) 68 E 71 E Total Outstanding Balances (amounts in $ 000's) 177131 E 188669 E Further: 40a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) Argentina 4 E 4 E Total Outstanding Balances (amounts in $ 000's) 5169 E 5204 E Total Number of Accounts (actual number) Australia-as 3 E EFTA01422170 3 Total Outstanding Balances (amounts in $ 000's) 1252 E 1291 E Total Number of Accounts (actual number) Bermuda-bd 1 1 Total Outstanding Balances (amounts in $ 000's) 2367 E 2364 E Total Number of Accounts (actual number) Bulgaria 3 3 Total Outstanding Balances (amounts in $ 000's) 329 E 330 Total Number of Accounts (actual number) Virgin Islands (US) 1 E 1 Total Outstanding Balances (amounts in $ 000's) 2157 E 1935 E Total Number of Accounts (actual number) Canada 7 E 7 E Total Outstanding Balances (amounts in $ 000's) 12709 E 12216 E Total Number of Accounts (actual number) France 9 E 9 E Total Outstanding Balances (amounts in $ 000's) 13417 E 18838 E Total Number of Accounts (actual number) Germany 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1618 E 1705 E Total Number of Accounts (actual number) Greece 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 26 E 26 E Total Number of Accounts (actual number) Hungary 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1388 E 1425 E Total Number of Accounts (actual number) Ireland 2 E 2 E Total Outstanding Balances (amounts in $ 000's) 1152 E 1.28 E Total Number of Accounts (actual number) Isle of Man 3 E 3 Total Outstanding Balances (amounts in $ 000's) 41603 E 41762 E Total Number of Accounts (actual number) Israel 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 238 E 240 E Total Number of Accounts (actual number) Italy 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 473 E 477 E Total Number of Accounts (actual number) Mexico 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1250 E 1186 E Total Number of Accounts (actual number) New Zealand 0 E 1 Total Outstanding Balances (amounts in $ 000's) 0 E 765 E Total Number of Accounts (actual number) Peru 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1091 E 1054 E Total Number of Accounts (actual number) Russia 2 E 2 E Total Outstanding Balances (amounts in $ 000's) 183 E 187 E Total Number of Accounts (actual number) Singapore-sn 0 E 1 Total Outstanding Balances (amounts in $ 000's) 0 E 7481 E Total Number of Accounts (actual number) Sweden 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 565 E 556 E Total Number of Accounts (actual number) Switzerland 2 E 2 Total Outstanding Balances (amounts in $ 000's) 25391 E 24930 E Total Number of Accounts (actual number) United Kingdom 24 24 Total Outstanding Balances (amounts in $ 000's) 64753 E 63426 E Total Number of Accounts (actual number) Total Check EFTA01422171 F332+F335+F338+F341+F344+F347+F350+F353+F356+F359+F362+F365+F368+F371+F374+F- 377+F380+F383+F386+F389+F392+F395=69.0 H332+H335+H338+H341+H344+H347+H350+H353+H356+H359+H362+H365+H368+H371+H374+H- 377+H380+H383+H386+H389+H392+H395=71.0 Total Outstanding Balances (amounts in $ 000's) F333+F336+F339+F342+F345+F348+F351+F354+F357+F360+F363+F366+F369+F372+F375+F- 378+F381+F384+F387+F390+F393+F396=177131.0 188669 Compare check F398-F328=1.0 H401-H330=0.0 Compare check F399-F329=0.0 H399-H329=0.0 C 41 41 Politically Exposed Persons Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 Further: 41a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) China, Peoples Republic of-ca 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Memo item only; not part of... United States-us 25 E 12 Total Outstanding Balances (amounts in $ 000's) Memo item only; not part of response 109672 E 31606 E C 42 42 Foreign Off-Shore Corporations Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 Further: 42a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies Total Number of Accounts (actual number) Bermuda-bd 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) British Virgin Islands (UK)-vi 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Netherlands Antilles-an 0 or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Singapore-sn 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Total Check 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 C 43 43 Money Service Business (MSB) - Domestic Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 C 44 44 Money Service Business (MSB) - Foreign Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 Further: 44a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. EFTA01422172 C 45 45 Money Service Business (MSB) - Money Transmitters Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 46 46 Money Service Business (MSB) - Check Cashers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 47 47 Money Service Business (MSB) - Issuers or Sellers of Traveler checks or Money Orders Total Number of Accounts (actual number) slightly different wording for 2011- NA 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 48 48 Money Service Business (MSB) - Providers of Prepaid Access: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 49 49 Money Service Business (MSB) - Sellers of Prepaid Access: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 50 50 Convenience Stores Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 51 51 Liquor Stores Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 52 52 Customers/Accts opened through the Internet, Mails, Wire, or Phone (non-branch) Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 53 53 Domestic Deposit Brokers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 54 54 Foreign Deposit Brokers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 54a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 55 55 Domestic Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 'RC-T Back Up-2013'!C23=77.0 V 77 V Total Outstanding Balances (amounts in $ 000's) From call report 542766 V 512693 V C 56 56 Foreign Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 0 V Total Outstanding Balances (amounts in $ 000's) 0 E 0 V Further: 56a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 57 57 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E EFTA01422173 C 58 58 Travel Agencies Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 59 59 Casinos Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 60 60 Import/Export Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 61 61 Broker Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 62 62 Telemarketers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 63 63 Car Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 64 64 Boat/Airplane Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 65 65 Remotely Created Check Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 66 66 Domestic Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 67 67 Foreign Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 68 68 Bulk Cash/Currency Repatriation Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 69 69 Third Party Senders Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 70 70 Prepaid Card Program Managers: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E For internal use only EFTA01422174 RC-T Back Up-2014 Schedule RC-T -- Fiduciary and Related Services As reported 9/30/2014 (Column A) (Column B) (Column C) (Column D) FIDUCIARY AND RELATED ASSETS Dollar Amounts in Thousands Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts 4. Personal trust and agency accounts 5027295 3153136 2218 281 5. Employee benefit and retirement-related trust and agency accounts: 5. a. Employee benefit -- defined contribution 0 0 0 0 5. b. Employee benefit -- defined benefit 0 0 0 0 5. c. Other employee benefit and retirement-related accounts 12054 91933 12 5 6. Corporate trust and agency accounts 7. Investment management and investment advisory agency accounts 107715 0 46 0 8. Foundation and endowment trust and agency accounts 542742 24 76 1 9. Other fiduciary accounts 10. Total fiduciary accounts (sum of items 4 though 9) SUM(C6:C14)=5689806.0 SUM(D6:D14)=3245093.0 SUM(E6:E14)=2352.0 SUM(F6:F14)=287.0 11. Custody and safekeeping accounts 88785 22 12. Fiduciary accounts held in foreign offices (included in items 10 and 11) 13. Individual Retirement Accounts, Health Savings Accounts, and other similar accounts (included in items 5.c and 11) Amount Formula 25 Number of accounts [Domestic Private Banking] SUM(E15:F15)+F16=2661.0 =SUM(E15:F15)+F16 25 Dollars (in thousands) SUM(C15:D15)+D16=9023684.0 =SUM(C15:D15)+D16 28 & 55 Number of accounts [Domestic Charitable Trusts & Foundations / Domestic Charitable Orgs] SUM(E13:F13)=77.0 =SUM(E13:F13) 28 & 55 Dollars (in thousands) [Domestic Charitable Trusts & Foundations / Domestic Charitable Orgs] SUM(C13:D13)=542766.0 =SUM(C13:D13) 30 Number of accounts F16=22.0 =F16 30 Dollars (in thousands) D16=88785.0 =D16 39 Number of accounts SUM(E12:F12)=46.0 =SUM(E12:F12) 39 Dollars (in thousands) SUM(C12:D12)=107715.0 =SUM(C12:D12) For internal use only EFTA01422175 DBTCNA as of 9-30-2013 &9 G:\NA\OCC\AML-BSA Risk Survey\ As of 2011-09-30\ &F &"Arial,Bold"&12Deutsche Bank Trust Company, N.A. BSA/AML Quantity of Risk Summary Form &A &9Page &P Current Year Prior Year 0 No. P/Y Question DBTCNA Memo PWM Estimated /Verified PWM Estimated /Verified Products/Services - Transactions: (Data for this section should reflect averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, Official Bank Checks & Money Orders Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 0 Further: 2a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) 46 51 Average Daily Volume (amounts in $ 000's) 678 E 695 Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total P/S 4 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 5 5 ACH Number of Retail Transactions (average daily volume) 25 18 Average Daily Volume (amounts in $ 000's) 140 E 73 P/S 6 6 International Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume EFTA01422176 Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) Before rounding up Total 5 E 3 E Average Daily Volume (amounts in $ 000's) Before rounding up Total 23 E 10 E Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total Further: 6a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) Argentina-ar 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Australia-au 1 E 0 Average Daily Volume (amounts in $ 000's) 1 E 0 Number of Retail Transactions (average daily volume) Bahamas 0 or V? 1 Average Daily Volume (amounts in $ 000's) 0 EorV? 1 Number of Retail Transactions (average daily volume) Bulgaria 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Brazil-br 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) British Virgin Islands-vg 1 0 Average Daily Volume (amounts in $ 000's) 1 E 0 Number of Retail Transactions (average daily volume) Cameroon 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 EorV? 0 Number of Retail Transactions (average daily volume) Canada-ca 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Cayman Islands- ky 0 EorV? 0 E Average Daily Volume (amounts in $ 000's) 0 EorV? 0 Number of Retail Transactions (average daily volume) China, Peoples Republic of-ca 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 EorV? 0 Number of Retail Transactions (average daily volume) Denmark 0 or V? 0 Average Daily Volume (amounts in $ 000's) 0 EorV? 0 Number of Retail Transactions (average daily volume) Ecuador 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) France-fr EFTA01422177 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 2 Number of Retail Transactions (average daily volume) Germany-gm 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Isle of Man 1 E 1 Average Daily Volume (amounts in $ 000's) 2 E 1 E Number of Retail Transactions (average daily volume) Ireland-ie 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Italy-it 1 E 0 Average Daily Volume (amounts in $ 000's) 1 E 0 E Number of Retail Transactions (average daily volume) Mexico 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Netherlands 0 E or V? 1 Average Daily Volume (amounts in $ 000's) 0 EorV? 1 Number of Retail Transactions (average daily volume) New Zealand 0 E or V? 1 Average Daily Volume (amounts in $ 000's) 0 EorV? 1 Number of Retail Transactions (average daily volume) Portugal-pt 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 Number of Retail Transactions (average daily volume) Singapore-sg 1 E 0 Average Daily Volume (amounts in $ 000's) 9 E 0 Number of Retail Transactions (average daily volume) South Africa 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Spain 1 E 1 Average Daily Volume (amounts in $ 000's) 2 E 2 E Number of Retail Transactions (average daily volume) Sweden -se 1 E 0 Average Daily Volume (amounts in $ 000's) 1 E 0 Number of Retail Transactions (average daily volume) Switzerland-sz 1 E 1 Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Thailand 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 EorV? 0 E Number of Retail Transactions (average daily volume) Ukraine 0 E or V? 0 Average Daily Volume (amounts in $ 000's) 0 EorV? 0 Number of Retail Transactions (average daily volume) United Kingdom - uk 1 E 1 E Average Daily Volume (amounts in $ 000's) 2 E 3 Total EFTA01422178 F47+F5O+F53+F56+F59+F62+F65+F68+F71+F74+F77+F8O+F83+F86+F89+F92+F95+F98+F101- +F104+F107+F110+F113+F116+F119+F122+F125+F128+F131=19.0 Total F48+F51+F54+F57+F6O+F63+F66+F69+F72+F75+F78+F81+F84+F87+F9O+F93+F96+F99+F102- +F105+F108+F111+F114+F117+F120+F123+F126+F129+F132=30.0 F40-F133=-14.0 F41-F134=-7.0 P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 7a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 8a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 9a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 10 10 Remotely Created Checks. Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 11 11 Domestic Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 12 12 International Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 12a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 13 13 Bulk Cash/Currency Repatriation Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 13a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 14 14 Prepaid Cards: 14a 14a Prepaid Cards - Reloadable New 2012 EFTA01422179 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 E 14b 14b Prepaid Cards - Non-Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 E Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 15 15 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 P/S 16 16 Prepaid Card Programs - Third Party Sponsored: 16a 16a Prepaid Card Programs Third Party Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E 16b 16b Prepaid Card Programs Third Party Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E P/S 17 17 Prepaid Card Programs - Bank Sponsored: 17a 17a Prepaid Card Programs Bank Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E 17b 17b Prepaid Card Programs Bank Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E P/S 18 18 Prepaid Cardholders 18a 18a Prepaid Cardholders - Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 E Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 E 18b 18b Prepaid Cardholders - Non-Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 E Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 E EFTA01422180 P/S 19 19 International Branches Total Number of Accounts (actual number) 2011, this was named "International Branch 0 E 0 E Total Outstanding Balances (amounts in $ 000's) Facility" 0 E 0 E Further: 19a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 20 20 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 20a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 21 21 Payable Through Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 21a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 22 22 Pouch Services Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 22a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 23 23 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 23a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 24 24 International Department Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 24a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 25 25 Domestic Private Banking Total Number of Accounts (actual number) From call report 'RC-T Back Up-20131 1C21=2708.0 V 2698 V Total Outstanding Balances (amounts in