DOJ-OGR-00007843.pdf

--- Page 1 --- **Case 1:20-cr-00330-PAE Document 499-1 Filed 11/23/21 Page 350 of 375** **Adams Consulting Group LLC - Alert Investigator and Case Investigator Supplemental SAR Reviewer and QA** **Mashreq Bank - NYC (Correspondent Banking)** **February 2019 - December 2019** * Examined uncharacteristic client wire transfers, international wires, transfers that lacked economic substance or involved high risk jurisdictions. * Investigated various alerts on transactions based on parameters established by the bank. * Performed enhanced due diligence by researching and utilizing public and third party data sources. * Performed name and account based research on the existence of money laundering activities and utilized all functions of Sharepoint. * Prepared RFI's with the appropriate questions, when needed to decision a case. * Document all research and prepare reports to support my findings and conclusions. * Utilized all functions of Actimize in the review of financial transactions. * Conducted case investigations on escalated alert investigations. * Reviewed expanded scope of activity on focal entities and counterparties to determine if activity warranted further review by AMLC Committee. * Review cases and alerts to make certain of Quality Assurance. **Alix Partners** **April 2018 - August 2018** * As an Independent consultant for Alix Partners, provided criminal tax investigative services and prepared reports to support my findings and conclusions to clients and their counsel. * Research persons of interest, persons holding power of attorney and entities of interest. * Research best current and specified time period addresses of persons of interest, persons holding power of attorney and entities of interest. * Research citizenship status and financial broker status of persons of interest. * Research entity of interest operations. **GRC Risk Solutions Inc. - Money Laundering and Transaction Consultant - Apple Bank for Savings, NYC (Retail Banking)** **October 2017 - February 2018** * Examined uncharacteristic client wire transfers, domestic and international wires, transfers that lacked economic substance or involved high risk jurisdictions. * Investigated various alerts on transactions based on parameters established by the bank. * Performed enhanced due diligence by researching and utilizing public and third party data sources. * Performed name and account based research on the existence of money laundering activities utilized all functions of Sharepoint. * Prepared RFI's with the appropriate questions, when needed to decision a case. **DOJ-OGR-00007843**