EFTA01539325.pdf
dataset_10 PDF 2.5 MB • Feb 4, 2026 • 78 pages
HARRY BELLER
C/O HBRK ASSOCIATES
301 E 66TH ST APT 10F
NEW YORK NY 10065-6216
EFTA01539325
EFTA01539326
For the Period 1/1/12 to 1/31/12
Account Summary
Account
Number
Investment Account(s)
FINANCIAL TRUST COMPANY INC
FINANCIAL TRUST COMPANY INC
Total Value
1
2
Beginning Net
Market Value
69,593,029.52
299,802.94
$69,892,832.46
Ending Net
Market Value
71,952,731.06
299,433.05
$72,252,164.11
This account summary is provided for informational purposes and includes
assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit
Insurance Corporation ("FDIC"), except for exchangelisted
options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions are generally cleared through
JPMCC, a wholly owned subsidiary of 3PMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account
Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
Please see disclosures located at the end of this statement package for
important information relating to each 3.P.Morgan account(s).
Change
In Value
2,359,701.54
(369.89)
$2,359,331.65
Start on
Page
4
31
0000000007.15.0.15.00001.BELLE18.20120215
Consolidated Statement Page 1
EFTA01539327
EFTA01539328
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01539329
For the Period 1/1/12 to 1/31/12
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
23,104,697.46
4,279,685.00
42,178,189.30
$69,562,571.76
330,260.70
$69,892,832.46
Ending
Market Value
25,582,761.51
4,203,472.50
41,956,137.42
$71,742,371.43
509,792.68
$72,252,164.11
Change
In Value
2,478,064.05
(76,212.50)
(222,051.88)
$2,179,799.67
179,531.98
$2,359,331.65
Equity
Estimated
772,963.75
Current
Annual Income Allocation
36%
6%
2,095,013.00
$2,867,976.75
58%
100%
Alternative
Assets
Cash &
Fixed Income
Asset Allocation
Current
EFTA01539330
Portfolio Activity
Beginning Market Value
Net Contributions/Withdrawals
Income & Distributions
Change in Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
69,562,571.76
(24.89)
101,763.25
2,078,061.31
$71,742,371.43
509,792.68
$72,252,164.11
Year-to-Date
Value
69,562,571.76
(24.89)
101,763.25
2,078,061.31
$71,742,371.43
509,792.68
$72,252,164.11
This Consolidated Summary shows all of your investments at J.P. Morgan other
than investments we hold in trust for you. These investments may be held in
custody or investment
management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a
brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC").
Brokerage and margin accounts are
non-discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel take discretion over any client accounts.
Such advice and services are provided exclusively by the Bank.
Consolidated Statement Page 2
EFTA01539331
For the Period 1/1/12 to 1/31/12
Consolidated Summary
INVESTMENT ACCOUNT(S) YEAR-TO-DATE
Portfolio Activity
FINANCIAL TRUST COMPANY INC
FINANCIAL TRUST COMPANY INC
Total Value
Tax Summary
FINANCIAL TRUST COMPANY INC
FINANCIAL TRUST COMPANY INC
Total Value
Account
Number
$101,763.25
lUnrealized Gain/Loss represents data from the time of account inception to
the current statement period.
$11.29
Account
Number
Beginning
Market Value
69,262,768.82
299,802.94
$69,562,571.76
Taxable
Income
101,763.25
Tax-Exempt
Income
Net Contributions/
Withdrawals
(24.89)
($24.89)
Other Income
& Receipts
$101,763.25
Income &
Distributions
101,763.25
Change in
Investment Value
2,078,406.31
(345.00)
$2,078,061.31
Realized Gain/Loss
Short-term
11.29
EFTA01539332
Long-term
Ending Market Value
with Accruals
71,952,731.06
299,433.05
$72,252,164.11
Unrealized
Gain/Loss,
1,464,125.70
3,949.63
$1,468,075.33
CONTINUED
Consolidated Statement Page 3
EFTA01539333
JPMorgan Chase Bank, N.A.
270 Park Avenue, New York, NY 10017-2014
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Asset Account
J.P. Morgan Team
Paul Morris
Paul Barrett
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.MorganOnline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Portfolio Activity
Page
2
4
9
10
18
Account Page 1 of 27
Consolidated Statement Page 4
EFTA01539334
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
23,130,482.46
4,279,685.00
41,852,601.36
$69,262,768.82
330,260.70
$69,593,029.52
Ending
Market Value
25,608,891.51
4,203,472.50
41,630,574.37
$71,442,938.38
509,792.68
$71,952,731.06
Current
Portfolio Activity
Beginning Market Value
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
69,262,768.82
101,763.25
2,078,406.31
$71,442,938.38
509,792.68
$71,952,731.06
Change
In Value
2,478,409.05
(76,212.50)
(222,026.99)
$2,180,169.56
179,531.98
$2,359,701.54
Year-to-Date
Value
EFTA01539335
69,262,768.82
101,763.25
2,078,406.31
$71,442,938.38
509,792.68
$71,952,731.06
Equity
Estimated
775,531.75
Current
Annual Income Allocation
36%
6%
2,095,013.00
$2,870,544.75
58%
100%
Alternative
Assets
Cash &
Fixed Income
Asset Allocation
Account Page 2 of 27
Consolidated Statement Page 5
EFTA01539336
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Account Summary
Tax Summary
Currency Gain/Loss
Interest Income
Accrued Interest Current Year
Taxable Income
CONTINUED
Current
Period Value
60,177.95
45,565.30
(3,980.00)
$101,763.25
Year-to-Date
Value
60,177.95
45,565.30
(3,980.00)
$101,763.25
Unrealized Gain/Loss
To-Date Value
$1,464,125.70
ST Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
11.29
$11.29
Year-to-Date
Value
11.29
$11.29
Cost Summary
Equity
Cash & Fixed Income
Total
41,259,969.37
Cost
25,100,799.84
$66,360,769.21
Account Page 3 of 27
Consolidated Statement Page 6
EFTA01539337
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
7,597,700.00
539,500.00
1,656,290.00
13,336,992.46
$23,130,482.46
Ending
Market Value
8,093,000.00
541,761.25
2,790,957.50
14,183,172.76
$25,608,891.51
Current
Period Value
25,608,891.51
25,100,799.84
(519,821.09)
775,531.75
99,845.00
3.01%
US Large Cap Equity
Change
In Value
495,300.00
2,261.25
1,134,667.50
846,180.30
$2,478,409.05
Current
Allocation
11%
1%
4%
EFTA01539338
20%
36%
US Small/Mid Cap Equity
Preferred Stocks
Concentrated & Other Equity
Asset Categories
Equity as a percentage of your portfolio - 36 %
Account Page 4 of 27
Consolidated Statement Page 7
EFTA01539339
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Note:
P
**
indicates position adjusted for Pending Trade Activity.
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Equity Detail
Price
US Large Cap Equity
DB CONT BUFF EQ MS 08/07/12
25% CONTIN BARRIER- 13%CPN
30% CAP
INITIAL LEVEL-07/15/11 MS:21 09
2515A1-A7-6
SG MARKET PLUS SPX 6/20/12
74% CONTIN BARRIER-0%CPN
,UNCAPPED
INITIAL LEVEL-03/16/11 SPX: 1256.88
78423A-L3-4
SG MARKET PLUS SPX 02/07/13
75% CONTIN BARRIER- 6.25%CPN
,UNCAPPED
INITIAL LEVEL-08/03/11 SPX:1,260.34
78423A-2Y-7
Total US Large Cap Equity
$8,093,000.00
$8,000,000.00
$93,000.00
$0.00
0.00%
101.63
2,000,000.000
2,032,600.00
2,000,000.00
32,600.00
103.89
5,000,000.000
5,194,500.00
5,000,000.00
194,500.00
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
EFTA01539340
Accrued Div.
Yield
86.59
1,000,000.000
865,900.00
1,000,000.00
(134,100.00)
Account Page 5 of 27
Consolidated Statement Page 8
EFTA01539341
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Price
US Small/Mid Cap Equity
DEUTSCHE BK AG LDN BRH
DBL LONG ETN38
25154H-55-8 DAG
P
FRANCESCAS HOLDINGS CORP
GUIDEWIRE SOFTWARE INC
Total US Small/Mid Cap Equity
351793-10-4 FRAN
18.03
40171V-10-0 GWRE
$541,761.25
$357,404.00
$184,357.25
$0.00
0.00%
375.000
6,761.25
4,875.00
1,886.25
22.17
0.00
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
10.70
50,000.000
535,000.00
352,529.00
182,471.00
Preferred Stocks
AEGON NV
24.78
8% PFD
007924-60-8 AEK
BARCLAYS BANK PLC
PFD SHS SER 5
8 1/8%
06739H-36-2 BCS PDAA /P-2
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PNNA /BA1
EFTA01539342
P FIRST REPUBLIC BANK/SF
6.7% PFD
33616C-20-9 FRC PA
25.05
0.00
6.69%
26.94
30,000.000
808,200.00
750,000.00
58,200.00
59,070.00
7.31%
25.15
39,250.000
987,137.50
1,002,565.50
(15,428.00)
79,716.75
8.08%
20,000.000
495,620.00
500,000.00
(4,380.00)
40,000.00
8.07%
Account Page 6 of 27
Consolidated Statement Page 9
EFTA01539343
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Price
Preferred Stocks
P REALTY INCOME CORP
PFD 6 5/8%
756109-80-7 ORII
Total Preferred Stocks
$2,790,957.50
$2,752,565.50
$38,392.00
$211,906.75
7.59%
25.00
20,000.000
500,000.00
500,000.00
33,120.00
6.62%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Concentrated & Other Equity
GENERAL MOTORS CO
40.06
CV PFD B
37045V-20-9 GM PB
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BAA
LONG TOTAL RETURN SWAP
3,007,792.80 USD NOTIONAL
APPLE INC
MAT FEB 03 2012 DEAL 6505432
N/O Client
SWPBDH-AY-3
MS MARKET PLUS MO 06/18/12
78% CONTIN BARRIER-15%CPN
,UNCAPPED
INITIAL LEVEL-12/09/10 MO: 24.59
617482-QA-5
116.90
3,000,000.000
3,506,850.00
EFTA01539344
3,000,000.00
506,850.00
116.02
8,860.000
1,027,912.76
N/A **
N/A
108.32
5,000,000.000
5,416,050.00
5,404,861.12
11,188.88
395,000.00
99,845.00
7.25%
71,000.000
2,844,260.00
3,585,969.22
(741,709.22)
168,625.00
5.93%
Account Page 7 of 27
Consolidated Statement Page 10
EFTA01539345
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Price
Concentrated & Other Equity
MS MARKET PLUS TEF SM 7/26/12
75% CONTIN BARRIER-25.5%CPN
,UNCAPPED
INITIAL LEVEL-1/13/11 TEF: 17.69
617482-0R-8
Total Concentrated & Other Equity
$14,183,172.76
$13,990,830.34
($835,570.34)
$563,625.00
$99,845.00
3.96%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
69.41
2,000,000.000
1,388,100.00
2,000,000.00
(611,900.00)
Account Page 8 of 27
Consolidated Statement Page 11
EFTA01539346
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
4,279,685.00
Alternative Assets Detail
Price
Hard Assets
3PM CORN DLY LIQUIDITY NT 07/25/13
LNKD TO DJUBCN3T
07/22/10
48124A-WK-9
168.14
2,500,000.000
4,203,472.50
2,512,500.00
Quantity
Estimated
Value
Cost
Ending
Estimated Value
4,203,472.50
Change
In Value
(76,212.50)
Current
Allocation
6%
Account Page 9 of 27
Consolidated Statement Page 12
EFTA01539347
FINANCIAL TRUST COMPANY INC ACCT. •
For the Period 1/1/12 to 1/31/12
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
US Fixed Income
Non-US Fixed Income
Complementary Structured Strategies
Foreign Exchange Contracts
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
21,617,481.54
1,225,396.23
18,124,790.00
270,213.70
610,604.31
4,115.58
$41,852,601.36
Ending
Market Value
13,794,172.97
1,233,574.07
24,660,696.25
1,294,703.60
569,796.77
77,630.71
$41,630,574.37
Current
Period Value
41,630,574.37
41,259,969.37
292,974.29
2,095,013.00
409,947.68
4.64%
Cash
Change
In Value
(7,823,308.57)
8,177.84
6,535,906.25
1,024,489.90
EFTA01539348
(40,807.54)
73,515.13
($222,026.99)
Current
Allocation
19%
2%
33%
2%
1%
1%
58%
Foreign Exchange Contracts
Complementary Structured
Strategies
Asset Categories
Non-US Fixed Income
Non-USD Cash
US Fixed Income
Cash & Fixed Income as a percentage of your portfolio 58 %
Account Page 10 of 27
Consolidated Statement Page 13
EFTA01539349
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
6-12 months,
1-5 years,
5-10 years,
10+ years,
Total Value
1
SUMMARY BY TYPE
Market
Value
14,541,543.81
1,056,000.00
12,505,276.25
5,075,000.00
8,375,123.60
$41,552,943.66
% of Bond
Portfolio
45%
2%
26%
10%
17%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
International Bonds
Complementary Structure
Total Value
Market
Value
13,794,172.97
1,233,574.07
24,660,696.25
1,294,703.60
569,796.77
$41,552,943.66
% of Bond
Portfolio
28%
2%
EFTA01539350
67%
2%
1%
100%
Account Page 11 of 27
Consolidated Statement Page 14
EFTA01539351
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Cash & Fixed Income Summary
NET FX CONTRACTS EXPOSURE SUMMARY
Value
ARGENTINE PESO
SINGAPORE DOLLAR
US DOLLAR
in Currency
(595,420.00)
3,183,000.00
(2,320,268.65)
Note:
P indicates position adjusted for Pending Trade Activity.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
COST OF PENDING PURCHASES
PROCEEDS FROM PENDING SALES
Total Cash
1.00
1.00
1.00
18,517,633.69
(5,559,400.00 )
835,939.28
18,517,633.69
(5,559,400.00)
835,939.28
$13,794,172.97
18,517,633.69
(5,559,400.00)
835,939.28
$13,794,172.97
$0.00
$1,851.76
$199.52
0.01%
1,851.76
199.52
0.01% 1
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
EFTA01539352
Yield
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Account Page 12 of 27
Consolidated Statement Page 15
EFTA01539353
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Price
Non-USD Cash
ARGENTINE PESO
CANADIAN DOLLAR
EURO PRINCIPAL CURRENCY
Total Non-USD Cash
0.23
1.00
1.31
595,420.00
0.01
837,388.58
137,391.38
0.01
1,096,182.68
$1,233,574.07
138,349.11
0.01
1,099,726.08
$1,238,075.20
(957.73)
(3,543.40)
($4,501.13)
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
$0.00
0.00%
US Fixed Income
AMERICAN CAPITAL LTD
101.57
8.96% DEC 31 2013
DTD 06/28/2010
02503Y-AF-0 B /NA
FELCOR LODGING LP
10% OCT 01 2014
DTD 10/01/2009
31430Q-BA-4 NA /B2
FORD MOTOR CREDIT CO LLC
SR NOTES 7% APR 15 2015
DTD 04/09/2010
345397-VN-0 BB+ /BA1
HCA INC
EFTA01539354
6 1/2% FEB 15 2016
DTD 2/8/2006
404119-AR-0 B- /B3
CIT GROUP INC
144A 7% MAY 02 2016
JUN 15 2011
125581-FZ-6 B+ /B2
Account Page 13 of 27
Consolidated Statement Page 16
100.38
5,000,000.00
5,018,750.00
4,725,000.00
293,750.00
110.00
1,200,000.00
1,320,000.00
1,278,000.00
42,000.00
84,000.00
24,733.20
104.50
1,500,000.00
1,567,500.00
1,530,000.00
37,500.00
97,500.00
44,958.00
350,000.00
78,750.00
3.66%
110.63
2,321,000.00
2,567,606.25
2,442,852.50
124,753.75
232,100.00
77,365.89
5.65%
2,000,000.00
2,031,420.00
2,031,000.00
420.00
159,200.00
13,708.00
7.07%
5.25%
6.90%
EFTA01539355
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Price
US Fixed Income
AMERICAN AXLE & MFG INC
7 7/8% MAR 1 2017
DTD 2/27/2007
02406P-AF-7 B /B2
CIT GROUP INC
144A 7% MAY 02 2017
DTD 06/15/2011
125581-GA-0 B+ /B2
BANK OF AMERICA CORP
8 1/8% PFD STK DEC 29 2049
DTD 04/30/2008
060505-DT-8 BB+ /BA3
P SOUTHERN CAL EDISON
6 1/4% DEC 31 2049
DTD 01/17/2012
842400-FU-2 BBB /BAA
Total US Fixed Income
101.86
5,000,000.00
5,092,900.00
4,986,950.00
105,950.00
312,500.00
(13,020.83)
$24,660,696.25
$23,996,858.06
$663,838.19
$1,769,675.00
$367,618.26
Non-US Fixed Income
REPUBLIC OF ARGENTINA - ARS
FLOATING RATE NOTE DEC 15 2035
DTD 11/01/2005
HELD BY EUROCLEAR
ISIN ARARGEO3E147 SEDOL B1MYWX3
EC0698-9B-7 ARS
6.12%
99.38
2,000,000.00
1,987,520.00
2,081,180.56
(93,660.56)
162,500.00
34,304.00
8.18%
100.25
2,500,000.00
EFTA01539356
2,506,250.00
2,306,250.00
200,000.00
175,000.00
24,790.00
6.94%
102.75
2,500,000.00
2,568,750.00
2,615,625.00
(46,875.00)
196,875.00
82,030.00
7.22%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
6.49%
2.82
10,000,000.00
282,203.60
318,000.00
(35,796.40)
85,833.74
10,967.40
30.65%
Account Page 14 of 27
Consolidated Statement Page 17
EFTA01539357
FINANCIAL TRUST COMPANY INC ACCT. •
For the Period 1/1/12 to 1/31/12
Price
Non-US Fixed Income
REPUBLIC OF ARGENTINA
NOTES DEC 15 2035
DTD 11/01/2005
HELD BY EUROCLEAR
ISIN US040114GM64 SEDOL BOS5NQ3
042993-9S-6
Total Non-US Fixed Income
$1,294,703.60
$1,356,750.00
($62,046.40)
$323,486.24
$42,129.90
Complementary Structured Strategies
BRL PUT JPY CALL
FX EUROPEAN STYLE OPTION
JAN 24, 2013 @ 42.5
KO @ 46.5
XBRLPA-GQ-Z JPY
JPY CALL CAD PUT
FX EUROPEAN STYLE OPTION
AUG 13, 2012 @ 76.
KI @ 71
XJPYCA-RC-Z CAD
JPY PUT CAD CALL
FX EUROPEAN STYLE OPTION
AUG 13, 2012 @ 83.25
XJPYPA-YX-Z CAD
0.01
832,500,000.00
75,235.82
411,436.90
(336,201.08)
0.05
(760,000,000.00 )
(380,547.94)
(411,436.90)
30,888.96
25.66%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
EFTA01539358
13.50
7,500,000.00
1,012,500.00
1,038,750.00
(26,250.00)
237,652.50
31,162.50
24.27%
3.94
(4,588,235.29 )
(180,891.11)
(125,886.86)
(55,004.25)
Account Page 15 of 27
Consolidated Statement Page 18
EFTA01539359
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Price
Complementary Structured Strategies
HSBC MARKET PLUS MXN NOTE 11/2/12
LNKED TO MXN VS USD
25% BUFFER, 9.75%CPN, 100%MAXRTN
10/26/11
4042K1-RA-3
Total Complementary Structured Strategies
$569,796.77
$874,113.14
($304,316.37)
$0.00
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
105.60
1,000,000.00
1,056,000.00
1,000,000.00
56,000.00
Market Value
Receivable
Trade Date
Foreign Exchange Contracts
ARGENTINE PESO
CHINESE RENMINBI
CHINESE RENMINBI
SINGAPORE DOLLAR
SINGAPORE DOLLAR
US DOLLAR
US DOLLAR
US DOLLAR
US DOLLAR
US DOLLAR
Jan. 30 12
Feb. 1 12
Jun. 8 11
Jun. 11 12
Oct. 5 11
Jun. 11 12
Nov. 2 11
Feb. 6 12
EFTA01539360
Dec. 12 11
Feb. 6 12
ARS
USD
CNY
USD
CNY
USD
SGD
USD
SGD
USD
(595,420.00)
136,626.89
31,818,000.00
(5,000,000.00)
(31,818,000.00)
4,983,632.23
3,183,000.00
(2,500,000.00)
3,249,250.00
(2,500,000.00)
4.358000
6.363600
6.384500
1.273200
1.299700
4.358000
6.287829
6.287829
1.255856
1.255856
136,626.89
136,626.89
5,060,251.80
5,000,000.00
4,983,632.23
5,060,251.80
2,534,526.25
2,500,000.00
2,587,279.11
2,500,000.00
60,251.80
(76,619.57)
34,526.25
87,279.11
Currency
Settlement Date Counter Currency
Amount
Counter Amount
Contract
EFTA01539361
Rate
Current Market
Forward Rate
Market Value
Payable
Unrealized
Gain/Loss
Account Page 16 of 27
Consolidated Statement Page 19
EFTA01539362
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Market Value
Receivable
Trade Date
Foreign Exchange Contracts
SINGAPORE DOLLAR
US DOLLAR
Total Foreign Exchange Contracts
Currency
Settlement Date Counter Currency
Amount
Counter Amount
Contract
Rate
Current Market
Forward Rate
Market Value
Payable
Unrealized
Gain/Loss
Jan. 25 12
Feb. 6 12
SGD
USD
(3,249,250.00)
2,559,472.23
1.269500
1.255856
2,559,472.23
2,587,279.11
$17,861,788.51
$17,784,157.80
(27,806.88)
$77,630.71
Account Page 17 of 27
Consolidated Statement Page 20
EFTA01539363
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
Current
Transactions
Income
INFLOWS
41,585.30
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
1,395,979.54
(4,294,685.75)
($2,898,706.21)
$18,517,633.69
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a FIRST IN, FIRST OUT method for
relieving assets from your position
1,395,979.54
(4,294,685.75)
($2,898,706.21)
-10,186,064.81
$10,227,650.11
(10,000,000.00)
($10,000,000.00)
41,585.30
10,186,064.81
$10,227,650.11
(10,000,000.00)
($10,000,000.00)
Period
Value
21,188,689.79
Year-To-Date
Value*
-Account
Page 18 of 27
Consolidated Statement Page 21
EFTA01539364
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
1/3
1/3
1/12
1/18
1/18
1/18
1/24
1/27
1/30
Corporate Interest
Interest Income
Corporate Interest
FX Fwd Contract
FX Fwd Contract
Accrued Int Paid
Accrued Int Recd
Spot FX
Interest Income
Total Inflows & Outflows
Description
AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD
06/28/2010 (ID: 02503Y-AF-0)
DEPOSIT SWEEP INTEREST FOR DEC. @ .03% RATE ON
NET AVG COLLECTED BALANCE OF $19,807,110.96 AS
OF 01/01/12
AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD
06/28/2010 AS OF 12/30/11 (ID: 02503Y-AF-0)
SETTLE FORWARD CURRENCY CONTRACT BUY CNY SELL
USD CONTRACT RATE : 6.420000000 TRADE 1/13/11
VALUE 1/18/12 (ID: OCNYPR-AA-6)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
CNY CONTRACT RATE : 6.381500000 TRADE 10/05/11
VALUE 1/18/12 (ID: OCNYPR-AA-6)
AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD
06/28/2010 @ 102.00 JP MORGAN SECURITIES LLC
(BIDL) TRADE DATE 01/12/12 (ID: 02503Y-AF-0)
SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 DTD
01/17/2012 (ID: 842400-FU-2)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
JPY EXCHANGE RATE 78.320000000 DEAL 01/25/12
VALUE 01/27/12 (ID: OJPYPR-AA-9)
CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188
PER SHARE (ID: 173080-20-1)
30,000.000
0.492
EFTA01539365
14,765.64
$227,650.11
(9,847,500.000 )
(125,886.86)
125,734.17
1,000,000.000
0.00
325,000.000
0.004
0.001
(3,980.00)
394.97
(64,200,000.000 )
(10,171,102.66)
10,060,330.64
1,000,000.000
64,200,000.000
10,171,102.66
0.01
10,000.00
(10,000,000.00)
Quantity
Cost
1,000,000.000
Per Unit
Amount
0.02
Amount
19,900.00
504.69
Account Page 19 of 27
Consolidated Statement Page 22
EFTA01539366
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
TRADE ACTIVITY
Note:
S
Trade Date
Settle Date
12/29
1/4
1/11
1/17
1/13
1/19
1/13
1/19
1/18
1/23
1/19
1/24
1/20
1/25
1/20
1/27
indicates Short Term Realized Gain/Loss
Settled transaction was initiated in prior statement period and settled in
current statement period
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
FIFO
Sale
FIFO
Sale
FIFO
Sale
FIFO
Sale
FIFO
Sale
FIFO
Sale
FIFO
Sale
FIFO
PUBLIC STORAGE 6.35% PFD @ 26.85 429,600.00
BROKERAGE 800.00 TAX &/OR SEC 8.25 J.P. MORGAN
SECURITIES LLC (ID: 74460D-12-5)
TWO HBRS INVT CORP COM @ 9.21 126,407.25
BROKERAGE 686.25 TAX &/OR SEC 2.43 J.P. MORGAN
EFTA01539367
SECURITIES LLC (ID: 90187B-10-1)
COPANO ENERGY LLC @ 33.8845 67,769.00 BROKERAGE
100.00 TAX &/OR SEC 1.31 J.P. MORGAN SECURITIES
LLC (ID: 217202-10-0)
LINN ENERGY LLC UNITS @ 35.80817 143,232.68 TAX
&/OR SEC 2.76 J.P. MORGAN SECURITIES LLC
(ID: 536020-10-0)
TARGA RESOURCES PARTNERS LP @ 38.49 48,112.50
BROKERAGE 100.00 TAX &/OR SEC .93 J.P. MORGAN
SECURITIES LLC (ID: 87611X-10-5)
SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 DTD
01/17/2012 @ 100.50 JP MORGAN SECURITIES LLC
(BIDL) (ID: 842400-FU-2)
BOARDWALK PIPELINE PARTNERS @ 27.20 34,000.00
BROKERAGE 100.00 TAX &/OR SEC .66 J.P. MORGAN
SECURITIES LLC (ID: 096627-10-4)
ZIOPHARM ONCOLOGY INC @ 5.15459 34,793.48
BROKERAGE 337.50 TAX &/OR SEC .67 J.P. MORGAN
SECURITIES LLC (ID: 98973P-10-1)
(6,750.000)
5.104
34,455.31
(35,100.00)
(644.69) S
(1,250.000)
27.119
33,899.34
(34,437.50)
(538.16) S
(325,000.000)
100.50
326,625.00
(324,605.03)
2,019.97 S
(1,250.000)
38.409
48,011.57
(47,875.00)
136.57 S
(4,000.000)
35.807
143,229.92
(143,800.00)
(570.08) S
(2,000.000)
33.834
67,667.69
(68,060.00)
(392.31) S
(13,725.000)
9.16
EFTA01539368
125,718.57
(125,858.25)
(139.68) S
Quantity
(16,000.000)
Per Unit
Amount
26.799
Proceeds
428,791.75
Tax Cost
(400,000.00)
Realized
Gain/Loss
28,791.75 S*
Account Page 20 of 27
Consolidated Statement Page 23
EFTA01539369
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Trade Date
Settle Date
1/25
1/30
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
FIFO
WILLIAMS PARTNERS LP @ 62.578 187,734.00
BROKERAGE 150.00 TAX &/OR SEC 3.61 J.P. MORGAN
SECURITIES LLC (ID: 96950E-10-4)
Total Settled Sales/Maturities/Redemptions
$1,395,979.54
($1,368,165.78)
$27,813.76 S
Quantity
(3,000.000)
Per Unit
Amount
62.527
Proceeds
187,580.39
Tax Cost
(188,430.00)
Realized
Gain/Loss
(849.61) S
Trade Date
Settle Date
Type
Description
Settled Securities Purchased
1/11
Purchase
1/17
1/11
1/17
1/12
1/18
1/13
1/19
1/12
1/19
1/18
1/23
1/17
1/24
Purchase
EFTA01539370
Purchase
Purchase
Purchase
Purchase
Purchase
TWO HBRS INVT CORP COM @ 9.17 J.P. MORGAN
SECURITIES LLC (ID: 90187B-10-1)
SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 DTD
01/17/2012 @ 100.00 JP MORGAN SECURITIES LLC
(BIDL) (ID: 842400-FU-2)
AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD
06/28/2010 @ 102.00 JP MORGAN SECURITIES LLC
(BIDL) (ID: 02503Y-AF-0)
COPANO ENERGY LLC @ 34.03 J.P. MORGAN
SECURITIES LLC (ID: 217202-10-0)
LINN ENERGY LLC UNITS @ 35.95 J.P. MORGAN
SECURITIES LLC (ID: 536020-10-0)
TARGA RESOURCES PARTNERS LP @ 38.30 J.P. MORGAN
SECURITIES LLC (ID: 87611X-10-5)
FIRST REPUBLIC BANK/SF 6.7% PFD @ 25.00 J.P.
MORGAN SECURITIES LLC (ID: 33616C-20-9)
2,000.000
4,000.000
1,250.000
30,500.000
34.03
35.95
38.30
25.00
(68,060.00)
(143,800.00)
(47,875.00)
(762,500.00)
1,000,000.000
102.00
(1,020,000.00)
Quantity
13,725.000
325,000.000
Per Unit
Amount
9.17
100.00
Market Cost
(125,858.25)
(325,000.00)
Account Page 21 of 27
Consolidated Statement Page 24
EFTA01539371
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Trade Date
Settle Date
Type
Settled Securities Purchased
1/20
Purchase
1/25
1/20
1/25
1/25
1/30
1/25
1/30
1/26
1/31
1/24
1/31
Purchase
Purchase
Purchase
Total Settled Securities Purchased
Trade Date
Type
Est. Settle Date Selection Method Description
Pending Sales, Maturities, Redemptions
Sale
1/27
2/1
1/31
2/3
Sale
FRANCESCAS HOLDINGS CORP (ID: 351793-10-4)
FIRST REPUBLIC BANK/SF 6.7% PFD
(ID: 33616C-20-9)
Total Pending Sales, Maturities, Redemptions
Quantity
(3,150.000)
(30,500.000)
Per Unit
Amount
23.15
25.072
Purchase
Purchase
Description
BOARDWALK PIPELINE PARTNERS @ 27.55 J.P. MORGAN
SECURITIES LLC (ID: 096627-10-4)
ZIOPHARM ONCOLOGY INC @ 5.20 J.P. MORGAN
SECURITIES LLC (ID: 98973P-10-1)
EFTA01539372
ENTRY REVERSED ON 02/02/2012 GUIDEWIRE SOFTWARE
INC @ 13.00 J.P. MORGAN SECURITIES LLC
(ID: 40171V-10-0)
WILLIAMS PARTNERS LP @ 62.81 J.P. MORGAN
SECURITIES LLC (ID: 96950E-10-4)
REPUBLIC OF ARGENTINA NOTES DEC 15 2035 DTD
11/01/2005 HELD BY EUROCLEAR ISIN US040114GM64
SEDOL BOS5NO3 (ID: 042993-9S-6)
AEGON NV 8% PFD @ 25.00 J.P. MORGAN SECURITIES
LLC (ID: 007924-60-8)
20,000.000
25.00
(500,000.00)
($4,294,685.75)
Proceeds
72,764.06
763,175.22
$835,939.28
Tax Cost
(72,450.00)
(762,500.00)
($834,950.00)
Realized
Gain/Loss
314.06 S
675.22 S
$989.28 S
3,000.000
7,500,000.000
62.81
13.90
(188,430.00)
(1,038,750.00)
Quantity
1,250.000
6,750.000
375.000
Per Unit
Amount
27.55
5.20
13.00
Market Cost
(34,437.50)
(35,100.00)
(4,875.00)
Account Page 22 of 27
Consolidated Statement Page 25
EFTA01539373
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Trade Date
Est. Settle Date Type
Pending Securities Purchased
1/27
Purchase
2/1
1/30
2/2
1/31
2/7
Purchase
Purchase
Description
FRANCESCAS HOLDINGS CORP (ID: 351793-10-4)
SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 DTD
01/17/2012 (ID: 842400-FU-2)
REALTY INCOME CORP PFD 6 5/8% (ID: 756109-80-7)
Total Pending Securities Purchased
Quantity
3,150.000
5,000,000.000
20,000.000
Per Unit
Amount
23.00
99.739
25.00
Market Cost
(72,450.00)
(4,986,950.00)
(500,000.00)
($5,559,400.00)
Account Page 23 of 27
Consolidated Statement Page 26
EFTA01539374
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Portfolio Activity Summary - Japanese Yen
Beginning Cash Balance
US Dollar Value
Current
Transactions
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
-(125,734.17)
($125,734.17)
Settled
Securities Purchased
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a FIRST IN, FIRST OUT method for
relieving assets from your position
Portfolio Activity Detail - Japanese Yen
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/27
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
JPY EXCHANGE RATE 78.320000000 DEAL 01/25/12
VALUE 01/27/12 (ID: OJPYPR-AA-9)
Quantity
125,734.170
Amount USD
Local Value
Amount USD
Local Value
(125,734.17)
(9,847,500.00)
Currency
Gain/Loss USD
(152.69)
125,886.86
$125,886.86
-Year-To-Date
Value*
-(125,734.17)
($125,734.17)
125,886.86
$125,886.86
EFTA01539375
-Local
Value
Current
Period Value
0.00
(9,847,500.00)
(9,847,500.00)
9,847,500.00
9,847,500.00
0.00
Year-To-Date
Value*
-(9,847,500.00)
(9,847,500.00)
9,847,500.00
9,847,500.00
-Account
Page 24 of 27
Consolidated Statement Page 27
EFTA01539376
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
TRADE ACTIVITY - Japanese Yen
Per Unit
Trade Date
Settle Date
1/25
1/27
Type
Settled Securities Purchased
Write Option
Description
Quantity
BRL PUT JPY CALL FX EUROPEAN STYLE OPTION JAN (4,588,235.290 )
24, 2013 @ 42.5 KO @ 46.5 WRITTEN FX OPTION PUT
4,588,235.29 BRL CALL 195,000,000.00 JPY
(ID: XBRLPA-GQ-Z)
Amount USD
Local Value
0.027
5.05
Market
Cost USD
Local Value
125,886.86
9,847,500.00
Currency
Gain/Loss USD
Account Page 25 of 27
Consolidated Statement Page 28
EFTA01539377
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Portfolio Activity Summary - Yuan Renminbi
Beginning Cash Balance
US Dollar Value
Current
Transactions
INFLOWS
Total Inflows
Foreign Exchange - Inflows
OUTFLOWS **
Total Outflows
Period Value
-10,171,102.66
$10,171,102.66
Foreign
Exchange - Outflows
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a FIRST IN, FIRST OUT method for
relieving assets from your position
Portfolio Activity Detail - Yuan Renminbi
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/18
1/18
FX Fwd Contract
FX Fwd Contract
Total Inflows & Outflows
Account Page 26 of 27
Description
SETTLE FORWARD CURRENCY CONTRACT BUY CNY SELL
USD CONTRACT RATE : 6.420000000 TRADE 1/13/11
VALUE 1/18/12 (ID: OCNYPR-AA-6)
SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL
CNY CONTRACT RATE : 6.381500000 TRADE 10/05/11
VALUE 1/18/12 (ID: OCNYPR-AA-6)
$0.00
$60,330.64
Consolidated Statement Page 29
10,060,330.640
(10,171,102.66)
(64,200,000.00)
(110,772.02)
Quantity
(10,000,000.000 )
Amount USD
Local Value
Amount USD
EFTA01539378
Local Value
10,171,102.66
64,200,000.00
Currency
Gain/Loss USD
171,102.66
(10,171,102.66)
($10,171,102.66)
-Year-To-Date
Value*
-10,171,102.66
$10,171,102.66
(10,171,102.66)
($10,171,102.66)
-Local
Value
Current
Period Value
0.00
64,200,000.00
64,200,000.00
(64,200,000.00)
(64,200,000.00)
0.00
Year-To-Date
Value*
-64,200,000.00
64,200,000.00
(64,200,000.00)
(64,200,000.00)
EFTA01539379
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Settled Foreign Exchange Contracts
Currency
Trade Date
Settle Date Counter Currency
Trade Related
JAPANESE YEN
U S DOLLAR
Speculative
YUAN RENMINBI
U S DOLLAR
YUAN RENMINBI
U S DOLLAR
Jan. 13 11
Jan. 18 12
Oct. 5 11
Jan. 18 12
CNY
USD
CNY
USD
64,200,000.00
(10,000,000.00)
(64,200,000.00)
10,060,330.64
6.420000
6.381500
6.312000
6.312000
(10,000,000.00)
10,060,330.64
10,171,102.66
(10,171,102.66)
171,102.66
(110,772.02)
Jan. 25 12
Jan. 27 12
JPY
USD
Amount
Counter Amount Contract Rate Revaluation Rate
(9,847,500.00)
125,734.17
78.320000
78.225003
Contracted Base
Amount USD
125,734.17
Revalued
Amount USD
EFTA01539380
(125,886.86)
Currency G/L
(152.69)
Account Page 27 of 27
Consolidated Statement Page 30
EFTA01539381
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01539382
J.P. Morgan Securities LLC
FINANCIAL TRUST COMPANY INC
383 Madison Avenue, New York, NY 10179
ACCT.
For the Period 1/1/12 to 1/31/12
Margin Account
J.P. Morgan Team
Paul Morris
Paul Barrett
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.MorganOnline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. Three
Chase Metrotech Center, Brooklyn, NY 11245-0001,
(347) 643-2578
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Equity
Cash & Fixed Income
Portfolio Activity
Page
2
4
5
7
Account Page 1 of 7
Consolidated Statement Page 31
EFTA01539383
FINANCIAL TRUST COMPANY INC
Account Summary
MARGIN
Cash
Asset Allocation
Equity
Cash & Fixed Income
Market Value
Market Value
0.00
0.00
$0.00
Margin
Market Value
0.00
299,523.05
$299,523.05
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Net Contributions/Withdrawals
Change In Investment Value
Ending Market Value
Period Value
299,802.94
(24.89)
($24.89)
(345.00)
$299,433.05
Short
Market Value
(26,130.00)
26,040.00
($90.00)
Year-to-Date
Value
299,802.94
(24.89)
($24.89)
(345.00)
$299,433.05
Total
(26,130.00)
325,563.05
Estimated
Current
Market Value Annual Income Allocation
(2,568.00)
$299,433.05
($2,568.00)
EFTA01539384
100%
100%
ACCT.
For the Period 1/1/12 to 1/31/12
Account Page 2 of 7
Consolidated Statement Page 32
EFTA01539385
FINANCIAL TRUST COMPANY INC
Account Summary
CONTINUED
Tax Summary
Unrealized Gain/Loss
Cost Summary
Equity
Cash & Fixed Income
Total
325,563.05
Cost
$295,483.42
(30,079.63)
Investment Objectives
Speculation Permitted
Capital Appreciation
ACCT.
For the Period 1/1/12 to 1/31/12
To-Date Value
$3,949.63
Yes
Yes
Account Page 3 of 7
Consolidated Statement Page 33
EFTA01539386
FINANCIAL TRUST COMPANY INC
Equity Summary
Asset Categories
Non-US Equity
Beginning
Market Value
(25,785.00)
Ending
Market Value
(26,130.00)
Change
In Value
(345.00)
Current
Allocation
ACCT.
For the Period 1/1/12 to 1/31/12
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Equity Detail
Price
Non-US Equity
TELEFONICA S A
SPONS ADR
879382-20-8 TEF
Quantity
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Period Value
(26,130.00)
(30,079.63)
3,949.63
(2,568.00)
17.42
(1,500.000)
Short
(26,130.00)
(30,079.63)
3,949.63
(2,568.00)
EFTA01539387
9.83%
Account Page 4 of 7
Consolidated Statement Page 34
EFTA01539388
FINANCIAL TRUST COMPANY INC
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
325,587.94
ACCT.
For the Period 1/1/12 to 1/31/12
Ending
Market Value
325,563.05
Change
In Value
(24.89)
Current
Allocation
100%
Current
Market Value/Cost
Market Value
Tax Cost
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
325,563.05
325,563.05
SUMMARY BY TYPE
Market
Value
325,563.05
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
325,563.05
% of Bond
Portfolio
100%
Account Page 5 of 7
Consolidated Statement Page 35
EFTA01539389
EFTA01539390
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Cash & Fixed Income Detail
Quantity
Price
Cash
US DOLLAR
US DOLLAR
Total Cash
1.00
1.00
299,523.05
Margin
26,040.00
Short
299,523.05
26,040.00
$325,563.05
299,523.05
26,040.00
$325,563.05
$0.00
$0.00
0.00%
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 6 of 7
Consolidated Statement Page 36
EFTA01539391
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 1/1/12 to 1/31/12
Portfolio Activity Summary
Beginning Cash Balance
Transactions
Short Fees Charged
OUTFLOWS **
Total Outflows
Ending Cash Balance
Current
Period Value
325,587.94
(24.89)
($24.89)
$325,563.05
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a FIRST IN, FIRST OUT method for
relieving assets from your position
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
1/9
1/9
1/17
1/17
1/23
1/23
1/23
Description
Mark to Market Adj MARK TO MARKET SHORT POS SUB-ACCOUNT: SHT
Mark to Market Adj MARK TO MARKET SUB-ACCOUNT: MGN
Mark to Market Adj MARK TO MARKET SHORT POS SUB-ACCOUNT: SHT
Mark to Market Adj MARK TO MARKET SUB-ACCOUNT: MGN
Mark to Market Adj MARK TO MARKET SUB-ACCOUNT: MGN
Mark to Market Adj MARK TO MARKET SHORT POS SUB-ACCOUNT: SHT
SHORT DEBIT FEE 12/21-01/20 SUB-ACCOUNT: MGN
Misc Debit
Total Inflows & Outflows
Account Page 7 of 7
Quantity
Cost
Per Unit
Amount
Amount
(1,035.00)
1,035.00
570.00
(570.00)
(600.00)
600.00
EFTA01539392
(24.89)
($24.89)
Consolidated Statement Page 37
Year-To-Date
Value*
-(24.89)
($24.89)
EFTA01539393
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01539394
For the Period 1/1/12 to 1/31/12
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Certain assets including but not limited to, pooled and private investments,
non-publicly traded and infrequently traded securities, derivatives,
partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. Where J.P. Morgan was unable to obtain a price from an
outside service for a particular ARS, the price column on
your statement and online will indicate "$0.00" which should not be relied
on as the price at which ARS would trade.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
transactions or securities could be bought or sold or new
transactions could be entered into, or the actual terms on which existing
transactions or securities could be liquidated. Such values may only be
indicative.
Valuations of over-the-counter derivative transactions, including certain
EFTA01539395
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are derived from proprietary
models based upon well-recognized financial principles and we have, when
necessary to calculate the present value of future cash flows, made
reasonable estimates about relevant future market
conditions. Valuations based on other models or different assumptions may
yield different results. J.P. Morgan expressly disclaims any responsibility
for (1) the accuracy of the models or estimates
used in deriving the valuations, (2) any errors or omissions in computing or
disseminating the valuations, and (3) any uses to which the valuations are
put. Valuations are provided for information
purposes only and are intended solely for your own use. Please refer to the
trade confirmation for details of each transaction.
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Disclosures Page 1 of 4
EFTA01539396
For the Period 1/1/12 to 1/31/12
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S)
(LINKED TO JPMS)
Your Asset Account consists of a bank account that custodies assets linked
to a brokerage account through which securities transactions are executed.
As a result, the Asset Account statement(s) reflect
brokerage transactions executed through JPMS but (except for exchange listed
options) held in custody at JPMCB. Securities purchased or sold through JPMS
in U.S. markets (other then mutual
funds) are cleared through an affiliate of JPMS, in non-U.S. markets
securities are cleared through JPMS. Positions in exchange-listed options
are held by JPMCC. For your convenience, however,
positions in exchange-listed options are presented in Asset Account
statement(s) together with other assets held in such account(s). All
pertinent information about your settled and pending purchases
and sales effected through your JPMS account during the period covered by
these statement(s), is summarized in the "Trade Activity" portion of the
statement(s).
In Case of Other Errors or Questions About Your Asset Account Statement(s)
Please review your statement(s) and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to both the introducing broker,
JPMS and the
Entities
0 total entities mentioned
No entities found in this document
Document Metadata
- Document ID
- f5a9260c-60f3-422e-97eb-c2758960df09
- Storage Key
- dataset_10/f55c/EFTA01539325.pdf
- Content Hash
- f55cc9d020fd57cef5bcc6f134eab29a
- Created
- Feb 4, 2026