EFTA01375132.pdf

From: Richard larossi Sent: Thursday, October 18, 2018 5:22 PM To: Kimberly Hart Cc: Bradley Gillin < Stewart Oldfield Subject: RE: Epstein • negative media (lj Classification: For Internal use only Hi Kim, AML Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard larossi Assistant Vice President Deutsche Rank Wan Managaninit 345 Park Avenue. 24th Floor Securities offered through Deutsche Rank Securities Inc. From: Kimberly Hart Sent: Tuesday, October og, 2018 12:15 PM To: Stewart Oldfield Cc: Bradley Gillin Subject: RE: Epstein • negative media [I] Classification: For internal use only Was this returned as an ROC alert — or part of the regular Lexis/Nexis due diligence? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, 141h floor, New York, NY 10154 Tel. Fax Mob Em CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070304 CONFIDENTIAL SDNY_GM_00216488 EFTA01375132