EFTA01518777.pdf

6HISLAINE MAXWELL -OAP HID ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 8/6 Purchase NIPPON TEL 8 TEL CORP ADR a 26.2692 13,397.29 510.000 26.309 (13.417.69) 8/9 BROKERAGE 20.40 ESI SECURITIES COMPANY (ID: 664624-10-5) 8/16 Purchase ALSTOM ADR a 3.6516 9,037.71 BROKERAGE 24.75 2,475.000 3.669 (9,080.54) 8/21 TAX WOR SEC 18.08 ESI SECURITIES COMPANY (ID: 021244-20-7) 8/19 Purchase ALSTOM ADR a 3.6577 11,229.14 BROKERAGE 30.70 3,070.000 3.675 (11,282.30) 8/22 TAX 8/OR SEC 22.46 ESI SECURITIES COMPANY (ID: 021244-20-7) 8/20 Purchase ALSTOM ADR 3.6169 8,770.98 BROKERAGE 24.25 2,425.000 3.634 (8,812.78) 8/23 TAX 8/OR SEC 17.55 ESI SECURITIES COMPANY (ID: 021244-20-7) 6/21 Purchase ALSTOM ADR 3.6391 10.862.71 BROKERAGE 29.85 2,985.000 3.656 (10,914.29) 8126 TAX 8JOR SEC 21.73 ESI SECURITIES COMPANY (ID: 021244-20-7) 8/21 Purchase GDF SUEZ SPONS ADR 22.1161 6,303.09 BROKERAGE 285.000 22.20 (6,327.10) 8/26 11.40 TAX 8/OR SEC 12.61 ESI SECURITIES COMPANY (ID: 36160B-10-5) 8/22 Purchase ALSTOM ADR 3.6829 2,209.74 BROKERAGE 6.00 TAX 600.000 3.70 (2,220.16) 8/27 8/OR SEC 4.42 ESI SECURITIES COMPANY (ID: 02124420-7) 8/22 Purchase GDF SUEZ SPONS ADR 22.4237 3,139.32 BROKERAGE 140.000 22.509 (3,151.20) 8/27 5.80 TAX 8/OR SEC 6.28 ESI SECURES COMPANY (ID: 36160B-10-5) 8/23 Purchase ALSTOM ADR a 3.6734 1,891.80 BROKERAGE 5.15 TAX 515.000 3.691 (1,900.74) 8/28 8/OR SEC 3.79 ESI SECURITIES COMPANY (ID: 021244-20-7) JP Morgan Page 15 of 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046028 Chase CONFIDENTIAL SDNY_GM_00315226 EFTA01518777