EFTA01375852.pdf

KYC Print Page 1 of 34 DB PWM GLOBAL KYC/NCA: PART A VA KYC Case # : 01790820 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details SOUTHERN FINANCIAL Relationship Name: Booking Center: New York RELATIONSHIP:00000483290 Relationship Manager: Stewart Oldfield 7 New PWM Relationship RI Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach Relationship bo PWM: old profile: • '"This KYC is a periodic review for high risk remediabon"' Original ICYC1748087 opening new checki • account with account title as Zorro Management LLC(House Acct) and adding 2 new signors: i7.1 Client Referral 7 RM Prospect 71 Intermediary/FIM El Other Source (C19, etc.) How Was the Client(s) Introduced? How long has the RM personally Please provide details (e.g. name of referra source, how many years RM personally has known client, known the client? etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signors to this new acct only. Does Deutsche Bank pay Li Yes rt? No a retrocession or similar compensation to a third party for the introduction (If yes, describe) of this relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) 1 Lij 2orro Management, LLC - Deposit-42966807 12/20/2016 2 P1 Zorro Management, LLC (House Acct)-42967439 3/13/2017 3 ri:j LSJE, LLC - Deposit-42959295 2/25/2015 4 i i Mort, Inc - Deposit-42959017 2/6/2015 5 12] Jeepers Inc- Brokerage-N4G024935 9/23/2013 6 P1 Hyperion Air, LLC - Deposit-42953432 10/18/2013 7 iNA Plan D LLC - Deposits-42953467 10/18/2013 8 ilij JEGE LLC - Deposits-42953475 10/18/2013 9 ELI JEGE nc - Deposits-42953459 10/18/2013 Who i the primary contact person for the Preferred method of RM? (Note: This person Darren Indyke contact(indicate phone needs to have signatory no., fax no., e-mail rights and/or information address, etc.): right for the accounts.): https://dbforcepb .my.sal esforce.com/servlet/serylet .1ntegration?1id=01N30000000D9Di ... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071489 CONFIDENTIAL SDNY_GM_00217673 EFTA01375852