EFTA01356376.pdf
dataset_10 PDF 90.1 KB • Feb 4, 2026 • 1 pages
Fully Approved 168 35 16 65 9 2 4 299
with Banker Team** 325 56 40 181 36 10 as NCR
with Manager Director (MD) 1 3 3 7
with ABR/AFC 46 13 14 8 1 5 12 MEM
# ofDowngrades (No longer
51 20 12 10 5 2 105
HR)
* Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm.
** Includes all KYC cases submitted to FO plus KYC cases Rejected by ABR/AFC.
Week over Week
FIR Client Remediation Progress
Crciovol
• WO. 17
• e10017
• 6/1O2T17
• tsar1117
• 7/7/2017
• 7041:1017
• ?,41;201?
• 71231201,
• 1/4C:017
• etart17
IN OfLS/2017
• 9.11101;
■9,9 17
• 9/1712017
1149
ZO) CS; cif; CO) IOW
Regards,
Rodrigo
Rodrigo Quintero
Vice President
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA
Tel.
Email
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042222
CONFIDENTIAL SDNY_GM_00188406
EFTA01356376
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- Created
- Feb 4, 2026