EFTA01480805.pdf

Is this client a Professional Service Provider acting as a No financial Intermediary (Gatekeeper/Financial Liaison), with assets held on behalf of one Of more unidentified underlying clients unknown to the bank? Is this entity a Private Equity Fund (Venture Capital Fund Of No Leveraged Buyout)? Is this a Hedge Fund? (Pooled investment vehicles (often No partnerships) that primarily invest financial capital of third party investors in enterprises that are too risky for the standard capital markets or bank loans.) Is this a Cash Intensive business? (Cash-intensive No busInessesientities exist in various industry sectors and include, but are not limited to convenience stores, grocery stores, restaurants, bars, retail stores, liquor stores, cigarette distributors, privately owned ATMs, vending machine operators and parking garage operators.) Is this entity any of the following business types? aa. None or the above Is the Entity a Personal Holding Company (PHC) or Personal Yes Investment Company (PIC) located in an offshore jurisdiction? Is the PHC/PIC managed by JPMC? (Trustees of the entity are No JPMC employees. e.g.. PHC managed in Nassau/Geneva/Delaware) Have you received copies of the shares or listing of shares? Yes Are the shares registered or in bearer form? Registered PHCiPIC Location VIRGIN ISLANDS. U.S. Did the client confirm with you that the beneficial ownership Yes is as stated within this KYC? Did the client confirm that hershe would inform you if Yes beneficial ownership changes? Was the "Confirmation of Beneficial Ownership" document Yes received from the beneficial owner? Please attach the J.P. Morgan Confirmation of Beneficial Ownership document to the KYC. List the number of shares that have been issued 1000.00 Business Case Please specify why you are comfortable with this client given Long term client of the PB. well known to senior staff and the Identified risk factor(s). Your answer is your "business relationship monitored closely with regular reviews. No materials case' and should detail all mitigating factors, events or deveopments to note over past twelve months Provide client history/detail, Including when the relationship Jeffrey epstein has been a client of the Private Bank for over ten was established, how it came to be in PBMWM, client's yews. Jeffrey's felony offense is well documented and he association with other JPM LOBS, etc. complete his sentence and probabbon Iwo years ago. No material developments or issues with client relationship over the past twelve months. Client known to whom (JPIllorgan employees), how well, and Integrated team. Sr. management (see notes). Known for ten how long: years Regular dialogue vath client Overall PB/PWM relationship size and type of accounts: Jeffrey maintains a brokerage trading relationship across multiple entities ('$100 milion) and also maintain numerous checking accounts for personal and business working capital Is this a shared client, what other LOB has a relationship with No, as of now Jeffrey works with the U.S. Private Bank the client? Provide relationship manager name (if known), client of other LOB since (date). and relationship size? Additional Comments Nothing material to note over past twelve months. Expected Activity Deposit Account(s) Transaction Types Expected Activity Levels Anticipated Dollar Amount Totals per Month Cash Doposrts Cash Withdrawals Check Deposits Checks Paid Incoming Wires (Domestic) Outgoing Wires (Domestic) Incoming Wives (International) Outgoing Wires (International) ACH Deprwils ACH Payments Internal Transfer (Debits/Credits) Low (1.10) S10.000 TO SSO.000 Asset Purchases/Sales What Is the illitialiOngOing source of fund rig for the Deposit Account(s)? The initial source of funding wit be from an internal transfer of funds from Jeff Epstein's personal account held at JPIAorgan. Any ongoing source of funding w I also be from internal transfer of funds from Jeff Epstein's personal account held at JPMorgan • investment proceeds from venous personal investments are held in his personal account. What is the purposenntended use of account(s)? Please provide a detailed description of how the Deposit Account(s) will be used by the client. The client has requested the openng of a checking account for personal investment company. This will be a flow-through account. The purpose of the account is to purchase stocks and bonds. Confidential Treatment Requested by JPM-SDNY-00003027 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272225 EFTA01480805