EFTA01427346.pdf

Sheetl Preferred Securities List 42530 Prices and availability are subject. INTERNAL USE ONLY BB SYMBOL SYM ISSUER DIV MOODY RATING SP RATING RATING ASK YLD CALL DT YTC INDUSTRY ISSUE DATE ISSUE SIZE QDI DRD DIV-RIGHTS AEH Pfd AEH AEGON NV 6.375 Baal BBB Baal/BBB 26.29 6.073441001284156 7/11/2016 -54.66673688833241 Insurance 6/1/2005 40MM Yes No NON- CUMULATIVE AED Pfd AED AEGON NV 6.50 Baal BBB Baal/BBB 26.46 6.152891464572229 9/15/2016 -15.590246320840007 Insurance 11/23/2005 20MM Yes No NON- CUMULATIVE aek pfd AEK AEGON NV 8 Baal BBB Baal/BBB 27.60 7.3081607795371495 8/15/2017 -0.3406912330802548 Insurance 1/31/2012 21MM No No NON- CUMULATIVE all a Pfd ALL A ALLSTATE CORP 5.625 Baa3 BBB- Baa3/BBB- 27.19 5.2252367322 53064 6/15/2018 1.6387708676106205 Insurance 6/12/2013 11.5MM Yes Yes NON-CUMULATIVE all f Pfd ALL F ALLSTATE CORP 6.25 Baa3 BBB- Baa3/BBB- 28.17 5.6080287031 37131 10/15/2019 2.591351875688433 Insurance 6/12/2014 10MM Yes Yes ►N/A N Ap all d Pfd ALL D ALLSTATE CORP 6.625 Baa3 BBB- Baa3/BBB- 28.36 5.9081414064 72078 4/15/2019 2.1244869690168464 Insurance 12/23/2013 5.4MM Yes Yes NON-CUMULATIVE all e Pfd ALL E ALLSTATE CORP 6.625 Baa3 BBB- Baa3/BBB- 28.54 5.8704477108 63836 4/15/2019 1.879955956946754 Insurance 3/3/2014 29.9MM Yes Yes NON-CUMULATIVE all c Pfd ALL C ALLSTATE CORP 6.75 Baa3 BBB- Baa3/BBB- 28.49 5.9931411828 68495 10/15/2018 1.164382889723279 Insurance 9/30/2013 15.4MM Yes Yes NON-CUMULATIVE BAC Z Pfd BAC Z BAC CAPITAL TRUST VIII 6 Bal BB+ Bal/BB+ 25.72 5.8500438753 29065 6/24/2016 -83.8646967340591 Banks 8/25/2005 21.2MM No No CUMU LATIVE BAC a Pfd BAC A BANK OF AMERICA CORP 6 Ba2 BB+ Ba2/BB+ 25.62 5.8969990826 89032 4/25/2021 5.606293598439853 Banks 4/25/2016 36MM Yes Yes NON- CUMULATIVE BAC c Pfd BAC C BANK OF AMERICA CORP 6.20 Ba2 BB+ Ba2/BB+ 26.14 5.9977750189 44585 1/29/2021 5.271825546243386 Banks 1/29/2016 44MM Yes Yes NON- CUMULATIVE BAC D Pfd BAC D BANK OF AMERICA CORP 6.204 Ba2 BB+ Ba2/BB+ 25.75 6.0364306960 21995 9/14/2016 -5.627184466019397 Banks 9/14/2006 33MM Yes Yes NON- CUMULATIVE bml I pfd BML I BANK OF AMERICA CORP 6.375 Ba2 BB+ Ba2/BB+ 26.12 6.1307410583 34202 7/11/2016 -47.90656372298807 Banks 11/17/2005 32.4MM Yes Yes NON- CUMULATIVE BAC y Pfd BAC Y BANK OF AMERICA CORP 6.50 Ba2 BB+ Ba2/BB+ 26.87 6.1185588440 630365 1/27/2020 4.5035107215346875 Banks 1/27/2015 44MM Yes Yes NON- CUMULATIVE BAC I Pfd BAC I BANK OF AMERICA CORP 6.625 Ba2 BB+ Ba2/BB+ 26.93 6.2419113596 24386 10/1/2017 1.6462332581241326 Banks 9/26/2007 22MM Yes Yes NON- CUMULATIVE BAC w Pfd BAC W BANK OF AMERICA CORP 6.625 Ba2 BB+ Ba2/BB+ 26.90 6.1866901856 00706 9/9/2019 4.13418012099397 Banks 9/9/2014 44MM Yes Yes NON- CUMULATIVE bk e pfd BK C RANK OF NEW YORK MELLON 5.20 Baal BBB Baal/BBB 26.20 4.96 7309161925788 9/20/2017 1.3039918618033177 Banks 9/19/2012 23.3MM Yes Yes NON-CUMULATIVE bes pfd BCS BARCLAYS BANK PLC 6.625 Ba2 BB Ba2/BB 25.75 6.445858839745409 9/15/2016 -5.161472630124622 Banks 4/25/2006 30MM Yes No NON-CUMULATI VE BCS A Pfd BCS A BARCLAYS BANK PLC 7.10 Ba2 iN/A N/A Ba2/IN/A N/A 25.9 7 6.85041649245811 9/15/2016 -8.017333558736015 Banks 9/13/2007 55MM Yes No NON-CUMULATIVE bee c pfd BCS C BARCLAYS BANK PLC 7.75 Ba2 BB Ba2/BB 25 7.7700726877 76757 6/15/2016 0 Banks 12/7/2007 46MM Yes No NON-CUMULATIVE BCS D PFD BCS D BARCLAYS BANK PLC 8.125 Ba2 BB Ba2/BB 26.14 7.7908379745 419385 9/15/2016 -9.56884703880628 Banks 4/11/2008 106MM Yes No NON- CUMULATIVE bbt f Pfd BBT F BB&T CORPORATION 5.20 Baal BBB- Baal/BBB- 25.50 5.11 8334135351503 11/1/2017 3.846270929015898 Banks 10/31/2012 18MM Yes Yes NON-CUMULATIVE bbt g Pfd BBT G BB&T CORPORATION 5.20 Baal BBB- Baal/BBB- 25.46 5.12 64075713096435 6/1/2018 4.317537679234449 Banks 5/1/2013 20MM Yes Yes NON-CUMULATIVE bbt e pfd BBT E BB&T CORPORATION 5.625 Baal BBB- Baal/BBB- 25.88 5.45 6794315232945 8/1/2017 2.637910782074993 Banks 7/31/2012 46MM Yes Yes NON-CUMULATIVE bbt h pfd BBT H BB&T CORPORATION 5.625 Baal BBB- Baal/BBB- 25.80 5.47 37866439605884 6/1/2021 4.94026984063037 Banks 3/9/2016 18.6MM Yes Yes NON-CUMULATIVE EFTA01427346 bbt d pfd BBT D BB&T CORPORATION 5.85 Baal BBB- Baal/BBB- 26.59 5.52 3818516595061 5/1/2017 -1.09005675613578 Banks 5/1/2012 23MM Yes Yes NON-CUMULATIVE cof p pfd COF P CAPITAL ONE FINANCIAL CO 6 Baa3 BB Baa3/BB 26.27 5.73 3579664904122 9/1/2017 1.9362624774409078 Banks 8/20/2012 35MM Yes Yes NON-CUMULATIVE cof f pfd COF F CAPITAL ONE FINANCIAL CO 6.20 Baa3 BB Baa3/BB 26.48 5.87 8324993415855 12/1/2020 4.775270184280696 Banks 8/24/2015 20MM Yes Yes NON-CUMULATIVE cof c pfd COF C CAPITAL ONE FINANCIAL CO 6.25 Baa3 BB Baa3/BB 26.52 5.91 6957474169194 9/1/2019 4.289899584870341 Banks 6/12/2014 20MM Yes Yes NON-CUMULATIVE cof d pfd COF D CAPITAL ONE FINANCIAL CO 6.70 Baa3 BB Baa3/BB 27.79 6.05 3700236425606 12/1/2019 3.3482947813353134 Banks 10/31/2014 20MM Yes Yes NON-CUMULATIVE schw d Pfd SCHW D CHARLES SCHWAB CORP 5.95 Baa2 BBB Baa2/BBB 26.10 5.72 27893655505175 6/1/2021 4.992613736402688 Diversified Finan Sery 3/7/2016 30MM Yes Yes NON-CUMULATIVE schw c Pfd SCHW C CHARLES SCHWAB CORP 6 Baa2 BBB Baa2/BBB 26.49 5.68 5766630867396 12/1/2020 4.570108971739235 Diversified Finan Sery 8/3/2015 24MM Yes Yes NON-CUMULATIVE schw b Pfd SCHW B CHARLES SCHWAB CORP 6 Baa2 BBB Baa2/BBB 26.36 5.71 3922925528538 9/1/2017 1.6447689969026698 Diversified Finan Sery 6/6/2012 19.4 MM Yes Yes NON-CUMULATIVE C n pfd C N CITIGROUP CAPITAL XIII 7.00835 Bal BB+ Bal/BB+ 25.85 6.833221934236425 7/11/2016 -25.517245145817807 Banks 10/5/2010 89.84MM No No CUMULATIVE C c pfd C C CITIGROUP INC 5.80 Ba2 BB+ Ba2/BB+ 26.10 5.609224057338734 4/22 /2018 3.8016881165061007 Banks 3/26/2013 23MM Yes Yes NON-CUMULATIVE C S Pfd C S CITIGROUP INC 6.30 Ba2 IN/A N/A Ba2/44N/A N/A 26.04 6.0903400439 857895 2/12/2021 5.420198273191054 Banks 2/2/2016 41.4MM Yes Yes NON- CUMULATIVE C k Pfd C K CITIGROUP INC 6.875 Ba2 BB+ Ba2/BB+ 27.94 6.189650903689032 11/1 5/2023 5.053989723431615 Banks 10/31/2013 59.8MM Yes Yes NON-CUMULATIVE C 1 Pfd C L CITIGROUP INC 6.875 Ba2 BB+ Ba2/BB+ 27.15 6.376544621320203 2/12 /2019 3.707771277188047 Banks 2/12/2014 19.2MM Yes Yes NON-CUMULATIVE C j Pfd C J CITIGROUP INC 7.125 Ba2 BB+ Ba2/BB+ 28.79 6.276576806396969 9/30 /2023 4.881821605739912 Banks 9/19/2013 38MM Yes Yes NON-CUMULATIVE C p pfd C P CITIGROUP INC 8.125 Ba2 BB+ Ba2/BB+ 28.65 7.140503130835988 2/15 /2018 -0.2238537583702337 Banks 1/25/2008 148.6MM Yes Yes NON-CUMULATIVE CFC A Pfd CFC A COUNTRYWIDE CAPITAL IV 6.75 Bal BB+ Bal/BB+ 25.95 6.5873741994 51052 7/11/2016 -24.340667053270707 Banks 4/11/2003 20MM No No CUMU LATIVE CFC B Pfd CFC B COUNTRYWIDE CAPITAL V 7 Bal BB+ Bal/BB+ 25.97 6.7919402309 259675 6/20/2016 -169.07328969323498 Banks 11/8/2006 59.8MM No No CUMU LATIVE DXB Pfd DXB DB CONT CAP TRST II 6.55 B1 B+ B1/B+ 24.95 6.588349685460786 5/23/2017 7.191961023888932 Banks 5/23/2007 32MM Yes No NON-CUMULATI VE dtk pfd DTK DB CONT CAP TRUST III 7.60 B1 B+ B1/B+ 25.96 7.35183473419463 2/20/2018 5.511335127860569 Banks 2/20/2008 79MM Yes No NON-CUMULATI VE dkt pfd DKT DB CONT CAPITAL TRUST V 8.05 B1 B+ B1/B+ 26.72 7.647002944808589 6/30/2018 5.334258761056003 Banks 5/9/2008 55.4MM Yes No NON-CUMULATI VE Dlr g Pfd DLR G DIGITAL REALTY TRUST INC 5.875 Baa3 BB+ Baa3/BB+ 26.0 8 5.708509728083304 4/9/2018 4.09093930138209 REITS 4/9/2013 10MM No No CUMULATIVE Dlr i Pfd DLR I DIGITAL REALTY TRUST INC 6.35 Baa3 IN/A N/A Baa3/#N/A N/ A 26.95 5.9746118201134815 8/24/2020 4.637314178820689 REITS 8/24/2015 10MM No No CUMULATIVE Dlr f Pfd DLR F DIGITAL REALTY TRUST INC 6.625 Baa3 BB+ Baa3/BB+ 26.7 2 6.29170563259341 4/5/2017 -0.194558677027358 REITS 4/5/2012 7.3M M No Not Confirmed CUMULATIVE Dlr e Pfd DLR E DIGITAL REALTY TRUST INC 7 Baa3 BB+ Baa3/BB+ 25.8 9 6.870303929159532 9/15/2016 -1.362389877242493 REITS 9/15/2011 11.5 MM No No CUMULATIVE Dlr h Pfd DLR H DIGITAL REALTY TRUST INC 7.375 Baa3 BB+ Baa3/BB+ 28.7 1 6.52203551377304 3/26/2019 2.4108879148649955 REITS 3/26/2014 14.6 MM No No CUMULATIVE dtq pfd DTQ DTE ENERGY CO 5.25 Baal BBB- Baal/BBB- 25.15 5.2384317964495075 12/1/2017 4.95690111372793 Electric 10/1/2012 8MM No No CUMU LATIVE dtj pfd DTJ DTE ENERGY CO 5.375 Baal BBB- Baal/BBB- 24.98 5.388966404598584 6/1/2021 5.451794928666915 Electric 5/27/2016 12MM No No CUMU LATIVE dtz pfd DTZ DTE ENERGY CO 6.50 Baal BBB- Baal/BBB- 25.71 6.3494820016606335 12/1/2016 0.8659972484178549 Electric 12/7/2011 11.2MM No No CUMU LATIVE ebayl Pfd EBAYL EBAY INC 6 Baal BBB+ Baal/BBB+ 26.12 5.7944887973 EFTA01427347 21659 3/1/2021 5.096689576784093 Internet 2/29/2016 30MM Not Confirme d Not Confirmed IN/A N Ap fitbi Pfd FITBI FIFTH THIRD BANCORP 6.625 Baa3 BB+ Baa3/BB+ 31.03 5.39 9216604232329 12/31/2023 3.215571789565566 Banks 12/9/2013 18MM Yes Yes NON-CUMULATIVE fro g pfd FRC G FIRST REPUBLIC BANK 5.50 Baa3 BBB- Baa3/BBB- 25.90 5.37 5468317315524 3/30/2021 4.9183881563657605 Banks 2/10/2016 6MM Yes Yes NON-CUMULATIVE frc f pfd FRC F FIRST REPUBLIC BANK 5.70 Baa3 IN/A N/A Baa3/#N/A N/A 27.1 4 5.315676583045789 6/30/2020 3.7234797843779 Banks 5/27/2015 4MM Yes Yes NON-CUMULATIVE frc a pfd FRC A FIRST REPUBLIC BANK/CA 6.70 Baa3 BBB- Baa3/BBB- 26.33 6.45 74163909146405 1/30/2017 0.4083140235591221 Banks 1/24/2012 7.981MM Yes Yes NON-CUMULATIVE frc d pfd FRC D FIRST REPUBLIC BANK/SF 5.50 Baa3 BBB- Baa3/BBB- 25.87 5.38 1780227665612 6/29/2018 4.291431180045927 Banks 4/23/2013 7.6MM Yes Yes NON-CUMULATIVE fro c pfd FRC C FIRST REPUBLIC BANK/SF 5.625 Baa3 BBB- Baa3/BBB- 25.89 5.50 1357001393677 12/29/2017 4.008696781551953 Banks 11/23/2012 6MM Yes Yes NON-CUMULATIVE fro b pfd FRC B FIRST REPUBLIC BANK/SF 6.20 Baa3 BBB- Baa3/BBB- 26.43 5.94 5911386739978 6/1/2017 1.5447895916099301 Banks 6/1/2012 6MM Yes Yes NON-CUMULATIVE fro a pfd FRC E FIRST REPUBLIC BANK/SF 7 Baa3 BBB- Baa3/BBB- 28.11 6.31 7309427832261 12/28/2018 2.513363575914018 Banks 10/28/2013 8MM Yes Yes NON-CUMULATIVE nee C Pfd NEE C FPL GROUP CAP TRUST I 5.875 Baa2 BBB Baa2/BBB 26.59 5.60 0167872644504 7/11/2016 -53.98791933036567 Electric 3/15/2004 12MM No No CUMULATIVE gek pfd GEK GENERAL ELECTRIC CO 4.70 Al AA+ Al/AA+ 26.25 4.491828694608744 5/16/2018 2.22989076007534 Miscellaneous Manufactur 5/16/2013 30MM Not Confirmed Not Confirmed UNKNOWN geb pfd GEB GENERAL ELECTRIC CO 4.875 Al AA+ Al/AA+ 26.56 4.622249613331042 10/15/2017 0.7773608865905822 Miscellaneous Manufactur 10/10/2012 33MM No No #N/A N Ap geh pfd GEH GENERAL ELECTRIC CO 4.875 Al AA+ Al/AA+ 26.95 4.546823538555703 1/29/2018 0.43196103692697546 Miscellaneous Manufactur 1/29/2013 25.3MM No No #14/A N Ap ally a pfd ALLY A GMAC CAPITAL TRUST I 6.4111 B2 B B2/B 24.99 6.4469741701 01343 7/11/2016 14.073507181154632 Banks 3/7/2011 106.68MM No No CUMULATIVE gs I Pfd GS I GOLDMAN SACHS GROUP INC 5.95 Bal BB Bal/BB 26 5.7651314514 56624 11/10/2017 3.4328933742560683 Banks 10/24/2012 34MM Yes Yes NON- CUMULATIVE GS B Pfd GS B GOLDMAN SACHS GROUP INC 6.20 Bal BB Bal/BB 26.15 5.9745599383 27124 7/11/2016 -45.24467105729046 Banks 10/31/2005 32MM Yes Yes NON- CUMULATIVE gs n pfd GS N GOLDMAN SACHS GROUP INC 6.30 Bal BB Bal/BB 26.59 5.9704321455 64822 5/10/2021 4.968013202411003 Banks 2/23/2016 27MM Yes Yes NON- CUMULATIVE gs k pfd GS K GOLDMAN SACHS GROUP INC 6.375 Bal BB Bal/BB 27.71 5.7959814528 5935 5/10/2024 4.810153316054529 Banks 4/28/2014 28MM Yes Yes NON- CUMULATIVE gsj pfd GSJ GOLDMAN SACHS GROUP INC 6.50 A3 BBB+ A3/BBB+ 25.87 6.334459459459459 11/1/2016 -0.6366638363532008 Banks 10/26/2011 23MM No No UNKNOWN Hsbe B Pfd #N/A Sec #14/A Sec IN/A SeC #N/A Sec #N/A See #N/A See/#11/A Sec IN/A Sec #N/A Sec IN/A See #N/A Sec #N/A Sec IN/A Sec IN/A Sec IN/A Sec #N/A Sec #N/A See EP016745 Pfd HSBC A HSBC HOLDINGS PLC 6.20 Baal BBB- Baal/BBB- 25.70 6.04 4292314108223 7/11/2016 -29.702551257628986 Banks 9/22/2005 58MM Yes No NON-CUMULATIVE Hseb Pfd HSEB HSBC HOLDINGS PLC 8 Baal BBB- Baal/BBB 26.07 7.69 296521070177 7/11/2016 -45.40709973220377 Banks 6/24/2010 152MM Yes No NON-CUMULATIVE Hsea Pfd HSEA HSBC HOLDINGS PLC 8.125 Baal BBB- Baal/BBB 27.23 7.57 0987716234204 7/11/2016 -85.43307354361338 Banks 4/9/2008 -88MM Yes No NON-CUMULATIVE Husi h Pfd HUSI H HSBC USA INC 6.50 Baa2 BBB- Baa2/BBB- 25.39 6.4995305894 57428 6/30/2016 1.0400256006304343 Banks 5/26/2006 14.95MM Yes Yes NON- CUMULATIVE ISG Pfd ISG ING GROEP NV 6.125 saa3 BB+ Baa3/8B+ 25.80 6.004370528207607 7/15/2016 -18.778132033008237 Banks 9/26/2005 28MM Yes No CUMULATIVE ISP Pfd ISP ING GROEP NV 6.20 Baa3 BB+ Baa3/BB+ 25.99 6.0338022686231465 7/15/2016 -26.92102421526884 Banks 10/28/2003 20MM Yes No CUMULATIVE ISF Pfd ISF ING GROEP NV 6.375 Baa3 BB+ Baa3/BB+ 25.64 6.228779403502773 9/15/2016 -3.727306921521557 Banks 6/13/2007 41.8MM Yes No CUMULATIVE IND Pfd IND ING GROEP NV 7.05 Baa3 BB+ Baa3/BB+ 26.31 6.713966001618971 9/15/2016 -13.074561831794629 Banks 7/18/2002 32MM Yes No CUMULATIVE INZ Pfd INZ ING GROEP NV 7.20 Baa3 BB+ Baa3/BB+ 26.24 6.875477463712758 EFTA01427348 9/15/2016 -11.912336283829253 Banks 12/12/2002 44MM Yes No CUMULATIVE JPM a Pfd JPM A JPMORGAN CHASE a CO 5.45 Baa3 BBB- Baa3/BBB- 26.04 5.26 37015196858945 3/1/2018 3.0670539595534017 Banks 2/5/2013 36MM Yes Yes NON-CUMULATIVE JPM d Pfd JPM D JPMORGAN CHASE t CO 5.50 Baa3 BBB- Baa3/BBB- 25.67 5.38 9324238621857 9/1/2017 3.4040191081346536 Banks 8/27/2012 50.3MM Yes Yes NON-CUMULATIVE JPM g Pfd JPM G JPMORGAN CHASE t CO 6.10 Baa3 BBB- Baa3/BBB- 26.39 5.81 6987404473995 9/1/2020 4.695641158828114 Banks 6/4/2015 57MM Yes Yes NON-CUMULATIVE JPM f Pfd JPM F JPMORGAN CHASE a CO 6.125 Baa3 BBB- Baa3/BBB- 26.62 5.79 0186487332818 3/1/2020 4.292551263994112 Banks 2/12/2015 57.2MM Yes Yes NON-CUMULATIVE JPM h Pfd JPM H JPMORGAN CHASE S CO 6.15 Baa3 BBB- Baa3/BBB- 26.68 5.80 0815100983702 9/1/2020 4.450067914847071 Banks 7/29/2015 46MM Yes Yes NON-CUMULATIVE JPM a Pfd JPM E JPMORGAN CHASE S CO 6.30 Baa3 BBB- Baa3/BBB- 26.92 5.88 9914689727708 9/1/2019 3.8243730000106635 Banks 6/23/2014 35.2MM Yes Yes NON-CUMULATIVE JPM b Pfd JPM B JPMORGAN CHASE a CO 6.70 Baa3 BBB- Baa3/BBB- 28.04 6.01 4527627677799 3/1/2019 2.1660656494798594 Banks 1/30/2014 37MM Yes Yes NON-CUMULATIVE kim j pfd KIM J KIMCO REALTY CORP 5.50 Baa2 BBB- Baa2/BBB- 25.97 5.34 8850402379428 7/25/2017 2.7745716187235434 REITS 7/25/2012 9MM No No CUMULATIVE kim k pfd KIM K KIMCO REALTY CORP 5.625 Baa2 BBB- Baa2/BBB- 26.26 5.41 0637312957274 12/7/2017 2.7763561710311198 REITS 12/7/2012 7MM No No CUMULATIVE kim I pfd KIM I KIMCO REALTY CORP 6 Baa2 BBB- Baa2/BBB- 26.45 5.73 3397037744864 3/20/2017 -0.27384840447358333 REITS 3/20/2012 16MM No No CUMULATIVE MER P Pfd MER P MERRILL LYNCH CAP III 7.375 Bal BB+ Bal/BB+ 26.74 7.0146746729 952865 7/11/2016 -55.20628588617339 Banks 8/22/2007 30MM No No CUMU LATIVE MER K Pfd MER K MERRILL LYNCH CAP TRST I 6.45 Bal BB+ Bal/BB+ 26.24 6.23 9998065116879 7/11/2016 -35.96341398725351 Banks 12/14/2006 42MM No No CUMULATIVE MS i Pfd MS I MORGAN STANLEY 6.375 Bal BB Bal/BB 27.46 5.871100562743069 10/15/2024 5.07418416003706 Banks 9/18/2014 40MM Yes Yes NON-CUMULATI VE MS g Pfd MS G MORGAN STANLEY 6.625 Bal BB Bal/BB 27.33 6.132453277005615 7/15/2019 3.784787201461419 Banks 4/29/2014 20MM Yes Yes NON-CUMULATI VE MS F Pfd MS F MORGAN STANLEY 6.875 Bal BB Bal/BB 28.47 6.109802406521566 1/15/2024 4.854889292574613 Banks 12/10/2013 34MM Yes Yes NON-CUMULATI VE MS E Pfd MS E MORGAN STANLEY 7.125 Bal BB Bal/BB 30.09 5.989670445529902 10/15/2023 4.083869602110017 Banks 9/30/2013 34.5MM Yes Yes NON-CUMULATI VE MWO Pfd MWO MORGAN STANLEY CAP TR V 5.75 Baa3 tN/A N/A Baa3/#11/A N/A 25.70 5.65 5776337270063 7/11/2016 -18.500504395445965 Diversified Finan Sery 7/16/2003 20MM No No CUMULATIVE MSK Pfd MSK MORGAN STANLEY CAP TRUST 6.45 Baa3 BB Baa3/BB 25.73 6.3454325592 834735 7/11/2016 -17.86716759511157 Diversified Finan Sery 4/26/2007 33144 No No CUMULATIVE MWR Pfd MWR MORGAN STANLEY CP TR III 6.25 Baa3 BB Baa3/BB 25.77 6.0919807872 46371 7/11/2016 -30.857011454605548 Diversified Finan Sery 2/27/2003 35.2MM No No CUMULATIVE MWG Pfd MWG MORGAN STANLEY CP TR IV 6.25 Baa3 BB Baa3/BB 25.83 6.1368183188118035 7/11/2016 -20.188424066301003 Diversified Finan Sery 4/21/2003 24.8MM No No CUMULATIVE nee j Pfd NEE J NEXTERA ENERGY CAPITAL 5 Baa2 BBB Baa2/BBB 25.65 4.91 1189326348532 1/15/2018 3.836651299837131 Electric 1/18/2013 18MM No No CUMULATIVE nee i Pfd NEE I NEXTERA ENERGY CAPITAL 5.125 Baa2 BBB Baa2/BBB 25.67 5.01 068674924568 11/15/2017 3.4700739268644116 Electric 11/19/2012 20MM No No CUMULATIVE nee k Pfd NEE K NEXTERA ENERGY CAPITAL 5.25 Baa2 BBB Baa2/BBB 25.01 5.24 9431311607909 6/1/2021 5.264274203557362 Electric 6/7/2016 22.8MM No No CUMULATIVE nee h Pfd NEE H NEXTERA ENERGY CAPITAL 5.625 Baa2 BBB Baa2/BBB 26.14 5.45 2199356640476 6/15/2017 2.4163742296161206 Electric 6/15/2012 14MM No No CUMULATIVE nee g Pfd NEE G NEXTERA ENERGY CAPITAL 5.70 Baa2 BBB Baa2/BBB 25.96 5.50 0116596038951 3/1/2017 0.5945610748805904 Electric 3/27/2012 16MM No No CUMULATIVE ntrsp Pfd NTRSP NORTHERN TRUST CORP 5.85 Baal BBB+ Baal/BBB+ 27.84 5.31 9995452995339 10/1/2019 2.6189898400239637 Banks 8/5/2014 16MM Yes Yes NON-CUMULATIVE EFTA01427349 PRE F Pfd PRE F PARTNERRE LTD 5.875 Baa2 BBB Baa2/BBB 25.58 5.7610865164 01732 3/1/2018 4.588477339032238 Insurance 2/14/2013 10MM Yes No NON-CUMULATIVE PRE D Pfd PRE D PARTNERRE LTD 6.50 Baa2 BBB Baa2/BBB 25.63 6.3637624521 69798 7/11/2016 -23.381165012066184 Insurance 11/15/2004 9.2MM Yes No CUMULATIVE PRE E Pfd PRE E PARTNERRE LTD 7.25 Baa2 BBB Baa2/BBB 25.48 7.1430624032 710295 7/11/2016 - 14.57933600790747 Insurance 6/15/2011 14.95MM Yes No CUMULATIVE pnc q pfd PNC Q PNC FINANCIAL SERVICES 5.375 Baa2 BBB- Baa2/BBB- 25.83 5.22 19039304609725 12/1/2017 3.1806230723941242 Banks 9/21/2012 19.2MM Yes Yes NON-CUMULATIVE pnc p pfd PNC P PNC FINANCIAL SERVICES 6.125 Baa2 BBB- Baa2/BBB- 29.54 5.22 57871860380245 5/1/2022 2.891252458784207 Banks 4/24/2012 60MM Yes Yes NON-CUMULATIVE pl e pfd PL E PROTECTIVE LIFE CORP 6 Baa2 BBB Baa2/BBB 26.14 5.76 4057896759319 8/15/2017 2.2271488894729146 Insurance 8/20/2012 6MM No No CUMULATIVE pl c pfd PL C PROTECTIVE LIFE CORP 6.25 Baa2 BBB Baa2/BBB 26.62 5.91 0118911592502 5/15/2017 -0.24088632015100295 Insurance 5/18/2012 11.5MM No No CUMULATIVE PRH Pfd PRH PRUDENTIAL FINANCIAL INC 5.70 Baa2 BBB+ Baa2/BBB+ 26.20 5.44 8809865213651 3/15/2018 2.8728800467430493 Insurance 3/14/2013 28.4MM No No CUMULATIVE PJH Pfd PJH PRUDENTIAL FINANCIAL INC 5.75 Baa2 BBB+ Baa2/BBB+ 26.26 5.48 4111971260074 12/4/2017 2.2492555350837127 Insurance 12/4/2012 23MM No No CUMULATIVE EP016290 Pfd PUK A PRUDENTIAL PLC 6.50 Baa1 A- Baal/A- 25.95 6.26422165707402 9/23/2016 -7.551317077562052 Insurance 7/15/2005 12MM Yes No NON- CUMULATIVE PUK Pfd PUK PRUDENTIAL PLC 6.75 Baal A- Baal/A- 26.35 6.494287432351173 7/11 /2016 -40.1296246439318 Insurance 8/6/2004 10MM Yes No NON-CUMULATI VE psa c pfd PSA C PUBLIC STORAGE 5.125 A3 BBB+ A3/BBB+ 25.17 5.106269918258167 5/17/2021 5.057246932549639 REITS 5/17/2016 8MM No No CUMULATIVE psa w pfd PSA W PUBLIC STORAGE 5.20 A3 BBB+ A3/BBB+ 25.73 5.114195169926784 1/16/2018 3.9917876970939505 REITS 1/16/2013 20MM No No CUMULATIVE psa x pfd PSA X PUBLIC STORAGE 5.20 A3 BBB+ A3/BBB+ 25.97 5.066360664256177 3/13/2018 3.5338147180975312 REITS 3/13/2013 9MM No No CUMULATIVE psa v pfd PSA V PUBLIC STORAGE 5.375 A3 BBB+ A3/BBB+ 26.09 5.214600341980767 9/20/2017 2.7511023859944697 REITS 9/20/2012 19.8MM No No CUMULATIVE psa b pfd PSA B PUBLIC STORAGE 5.40 A3 #N/A N/A A3/#11/A N/A 26.12 5.23 3065219498013 1/20/2021 4.58326593283383 REITS 1/20/2016 12MM No No CUMULATIVE psa u pfd PSA U PUBLIC STORAGE 5.625 A3 BBB+ A3/BBB+ 26.68 5.3380149701664275 6/15/2017 0.07408605106767828 REITS 6/15/2012 11.5MM No No CUMULATIVE psa t pfd PSA T PUBLIC STORAGE 5.75 A3 BBB+ A3/BBB+ 26.39 5.518955077838596 3/13/2017 -0.10601282714536499 REITS 3/13/2012 18.5MM No No CUMULATIVE psa a pfd PSA A PUBLIC STORAGE 5.875 A3 BBB+ A3/BBB+ 27.55 5.399988510662743 12/2/2019 3.1278373059073306 REITS 12/2/2014 7.6MM No No CUMULATIVE psa s pfd PSA S PUBLIC STORAGE 5.90 A3 BBB+ A3/BBB+ 26.14 5.719794690608658 1/12/2017 0.10422142558242051 REITS 1/12/2012 18.4MM No Not Confirmed CUMU LATIVE psa z pfd PSA Z PUBLIC STORAGE 6 A3 BBB+ A3/BBB+ 28.37 5.354911643957875 6/4/2019 1.761794395271063 REITS 6/4/2014 11.5MM No No CUMULATIVE psa r pfd PSA R PUBLIC STORAGE 6.35 A3 BBB+ A3/BBB+ 25.71 6.267083010064069 7/26/2016 -6.651035990275866 REITS 7/26/2011 19.5MM No No CUMULATIVE psa y pfd PSA Y PUBLIC STORAGE 6.375 A3 BBB+ A3/BBB+ 28.75 5.617874387266151 3/17/2019 1.3133981402217476 3/17/2014 11.4MM No No CUMULATIVE rbs g Pfd RBS G RBS CAPITAL FND TRST VII 6.08 B1 BB- B1/BB- 25.31 6.07 7514971656034 6/13/2016 #N/A N/A Banks 2/18/2004 72MM Yes No NON- CUMULATIVE RBS i Pfd RBS I RBS CAPITAL FUND TRST VI 6.25 B1 BB- B1/BB- 25.32 6.24 7041331813683 6/13/2016 #N/A N/A Diversified Finan Sery 9/30/2003 8MM Yes No NON-CUMULATIVE rbs e Pfd RBS E RBS CAPITAL FUND TRUST V 5.90 B1 BB- B1/BB- 25.30 5.89 7853836520599 6/13/2016 #N/A N/A Diversified Finan Sery 7/3/2003 51.4MM Yes No NON-CUMULATIVE rf a Pfd RF A REGIONS FINANCIAL CORP 6.375 Ba2 BB Ba2/BB 26.44 6.0399346265 89924 12/15/2017 2.4474653200340786 Banks 11/1/2012 20MM Yes Yes NON- CUMULATIVE rf b Pfd RF B REGIONS FINANCIAL CORP 6.375 Ba2 BB Ba2/BB 27.60 5.7855927396 48326 9/15/2024 4.836528913965447 Banks 4/29/2014 20MM Yes Yes NON- CUMULATIVE RNR c Pfd RNR C RENAISSANCERE HLDGS LTD 6.08 #N/A N/A BBB+ #N/A N/A/BBB+ 25.7 6 5.913220889922454 7/11/2016 -30.595813204508847 Insurance 3/23/2004 10MM Yes No CUMULATIVE RNR e Pfd RNR E RENAISSANCERE HOLDINGS L 5.375 Baa2 BBB+ Baa2/BBB+ 26.0 8 5.162020070520931 6/1/2018 3.1987027841970055 Insurance 5/28/2013 EFTA01427350 11MM Yes No NON-CUMULATIVE RBS L Pfd RBS L ROYAL BK SCOTLND GRP PLC 5.75 Bi B+ B1/B+ 25.42 5.73 2436451649529 7/11/2016 -0.8804202412226214 Banks 6/23/2003 34MM Yes No NON-CUMULATIVE RBS R Pfd RBS R ROYAL BK SCOTLND GRP PLC 6.125 Bl B+ B1/B+ 25.41 6.11 4189772804472 7/11/2016 1.0357905437191994 Banks 12/27/2006 26MM Yes No NON-CUMULATIVE RBS S Pfd RBS S ROYAL BK SCOTLND GRP PLC 6.60 Bl B+ B1/B+ 25.52 6.56 6946369937979 7/11/2016 -2.9943150784229275 Banks 6/28/2007 38MM Yes No NON-CUMULATIVE RBS h Pfd RBS H ROYAL BK SCOTLND GRP PLC 7.25 Bl B+ B1/B+ 25.89 7.11 9845272941042 7/11/2016 -19.4482115673804 Banks 2/8/1999 12MM Yes No NON-CUMULATIVE RBS T Pfd RBS T ROYAL BK SCOTLND GRP PLC 7.25 Bl B+ B1/B+ 25.75 7.15 9217149205218 7/11/2016 -12.456821515610784 Banks 9/27/2007 64MM Yes No NON-CUMULATIVE RBS f Pfd RBS F ROYAL BK SCOTLND GRP PLC 7.65 Bi B+ B1/B+ 26.52 7.33 7953526294334 7/11/2016 -47.67853434345965 Banks 3/26/1997 8MM Yes No NON-CUMULATIVE stt c pfd STT C STATE STREET CORP 5.25 Baal BBB Baal/BBB 26.47 4.96 733778291157 9/15/2017 0.5261780488046887 Banks 8/21/2012 20MM Yes Yes NON-CUMULATIVE stt g pfd STT G STATE STREET CORP 5.35 Baal BBB Baal/BBB 26.50 5.05 6385524291028 3/15/2026 4.581787723707872 Banks 4/11/2016 20MM Yes Yes NON-CUMULATIVE stt d pfd STT D STATE STREET CORP 5.90 Baal BBB Baal/BBB 28.35 5.21 2615314547528 3/15/2024 3.887306512404848 Banks 3/4/2014 30MM Yes Yes NON-CUMULATIVE stt e pfd STT E STATE STREET CORP 6 Baal BBB Baal/BBB 27.07 5.55 229957740831 12/15/2019 3.474126614048052 Banks 11/25/2014 30MM Yes Yes NON-CUMULATIVE TDI Pfd TDI TELEPHONE & DATA SYSTEMS 6.625 Ba2 BB Ba2/BB 26.72 6.2763488228 88542 7/11/2016 -59.6399185886851 Telecommunications 3/31/2005 4.65MM No No tN/A N Ap usb o pfd USB 0 US BANCORP 5.15 A3 BBB A3/BBB 26.84 4.842109111992708 7/15/2018 1.9544195492410341 Banks 5/2/2013 20MM Yes Yes NON-CUMULATI VE usb n pfd USB N US BANCORP 6 A3 BBB A3/BBB 26.46 5.732118973313802 4/15/2017 0.18541824491760506 Banks 4/20/2012 43.4MM Yes Yes NON-CUMULATI VE usb m pfd USB M US BANCORP 6.50 A3 BBB A3/BBB 30.75 5.339418140330862 1/15/2022 2.303781767833949 Banks 1/23/2012 44MM Yes Yes NON-CUMULATI VE pfd VZA VERIZON COMMUNICATIONS 5.90 Baal BBB+ Baal/BBB+ 27.63 5.3718569325 78643 2/15/2019 2.018750442738347 Telecommunications 2/6/2014 20MM No No #N/A N Ap VNO L Pfd VNO L VORNADO REALTY TRUST 5.40 Baa3 BBB- Baa3/BBB- 25.81 5.29 671407552722 1/25/2018 4.020785873341885 REITS 1/25/2013 12MM Not Confirms d No CUMULATIVE VNO k Pfd VNO K VORNADO REALTY TRUST 5.70 Baa3 BBB- Baa3/BBB- 26 5.55 3480668366269 7/18/2017 3.0477727769681877 REITS 7/18/2012 12MM No No CUMULATIVE VNO g Pfd VNO G VORNADO REALTY TRUST 6.625 Baa3 BBB- Baa3/BBB- 26.33 6.38 63201541285495 7/11/2016 -42.62062401581931 REITS 12/22/2004 8MM NO No CUMULATIVE VNO I Pfd VNO I VORNADO REALTY TRUST 6.625 Baa3 BBB- Baa3/BBB- 26.36 6.37 89412027446835 7/11/2016 -43.9826754432322 REITS 8/31/2005 10.8MM No No CUMULATIVE VNO j Pfd VNO J VORNADO REALTY TRUST 6.875 Baa3 BBB- Baa3/BBB- 25.95 6.72 9795319053478 7/11/2016 -23.913681505600966 REITS 4/20/2011 9.85MM Not Confirme d No CUMULATIVE wfc o pfd WFC 0 WELLS FARGO & COMPANY 5.125 Baa2 IN/A N/A Baa2/#N/A N/A 25.5 3 5.0277171643402685 12/15/2017 3.6589635317451354 Banks 11/20/2012 26MM Yes Yes NON-CUMULATIVE wfc n pfd WFC N WELLS FARGO & COMPANY 5.20 Baa2 BBB Baa2/BBB 25.55 5.09 7428412717431 9/15/2017 3.3871815279549824 Banks 8/16/2012 30MM Yes Yes NON-CUMULATIVE wfc p pfd WFC P WELLS FARGO & COMPANY 5.25 Baa2 BBB Baa2/BBB 25.64 5.12 8434728457521 6/15/2018 3.9073113943500397 Banks 3/22/2013 25MM Yes Yes NON-CUMULATIVE wfc w pfd WFC W WELLS FARGO & COMPANY 5.70 Baa2 BBB Baa2/BBB 25.65 5.56 6723364775012 3/15/2021 5.077102992440352 Banks 1/29/2016 40MM Yes Yes NON-CUMULATIVE wfc q pfd WFC Q WELLS FARGO & COMPANY 5.85 Baa2 BBB Baa2/BBB 26.75 5.47 8105137302705 9/15/2023 4.702670885656821 Banks 7/22/2013 69MM Yes Yes NON-CUMULATIVE wfc t pfd WFC T WELLS FARGO & COMPANY 6 Baa2 BBB Baa2/BBB 26.55 5.66 1267494889134 9/15/2019 3.953889129052275 Banks 7/21/2014 32MM Yes Yes NON-CUMULATIVE EFTA01427351 wfc v pfd WFC V WELLS FARGO S COMPANY 6 Baa2 BBB Baa2/BBB 26.59 5.65 2733724837484 12/15/2020 4.430118115470288 Banks 9/15/2015 40MM Yes Yes IN/A N Ap wfc r pfd WFC R WELLS FARGO S COMPANY 6.625 Baa2 BBB Baa2/BBB 29.55 5.61 6274243730995 3/15/2024 3.891486574264562 Banks 12/18/2013 33.6MM Yes Yes NON-CUMULATIVE wfc j pfd WFC J WELLS FARGO S COMPANY 8 Baa2 BBB Baa2/BBB 27.67 7.24 6960302761897 12/15/2017 0.8267028295995427 Banks 12/21/2007 92MM Yes Yes NON-CUMULATIVE zb g pfd ZB G ZIONS BANCORP 6.30 ►N/A N/A BB- IN/A N/A/BB- 27.55 5.72 7793436097976 3/15/2023 4.5349554211185765 Banks 2/7/2013 6.873MM Yes Yes NON-CUMULATIVE zb f pfd ZB F ZIONS BANCORP 7.90 ►N/A N/A BB- ►N/A N/A/BB- 26.87 7.36 8257422664387 6/15/2017 0.4000895765388604 Banks 5/7/2012 5.75MM Yes Yes NON-CUMULATIVE zb h pfd ZB H ZIONS BANCORPORATION 5.75 $N/A N/A IN/A N/A IN/A N/A/$N/ A N/A 25.41 5.667909773447896 6/15/2019 5.151269792273011 Banks 5/3/2013 5.049MM Yes Yes NON-CUMULATIVE zbk Pfd ZBK ZIONS BANCORPORATION 6.95 IN/A N/A BB+ IN/A N/A/BB+ 30.09 5.78 6409338405553 9/15/2023 3.729964584266054 Banks 9/17/2013 3.516MM Not Confirme d Not Confirmed IN/A N Ap Terms and Abbreviations: ISSUE SIZE--> The number of outstanding shares in millions (MM); QDI--> Qua lified Dividend Income. Indicates that the security pays dividend income that qualifies for the redu ced dividend tax rates to individuals; ASK--> The offer price. DRD --> Dividends Received Deduction. Indicates that the sec urity is eligible for the dividends-received deduction to US Corporations. This allows 70$ of the di vidends received from the preferred stock to be excluded from the corporation's taxes. This has been prepared solely for informational purposes. It is not an offer, recommendation or soli citation to buy or sell, nor is it an official confirmation of terms. It is based on information fro m sources believed to be reliable. No representation is made that it is accurate or complete or that any returns indicated will be achi eved. Changes to assumptions may have a material impact on any returns detailed. Past performance is not indicative of future returns. Price and availability are subject to change without notice. Additional information is available upo n request. For internal use only EFTA01427352 Sheet2 For internal use only EFTA01427353 Sheet3 For internal use only EFTA01427354