EFTA01455742.pdf

080ct 2014 Page 2 Ct 2 Douro Bank AG SOUTHERN FINANCIAL, ISO TX • Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) SOUTHERN ExEuroCial 21-Nor-2013 20-Nov2014 25-Nov-2014 (1.000 COD03: USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 ' 232 :dfl FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0003 335.04 FINANCIAL. LLC oubhOpl SOUTHERN FXOneBerOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,MO DOI USD 0 JPY LONG EUROPEAN 0.0000 219.79 FINANCIAL. LLC ouchOpt SOUTHERN EXOnellanOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000R USD 0 SY LONG ElRCPEAN 0.0000 144.82 FITTANCIAL.U.0 ouchOpt SOUTHERN ExEuroOpl 12-Aug-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462000.000 00) C14-4 SHORT El-RCPEAN PUT 6.1600 ,2f6 556 84i FINANCIAL. LLC Subtotal: (323535 4'; ispiat (323,539.91) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114699 CONFIDENTIAL SDNY_GM_00260883 EFTA01455742