EFTA01519011.pdf

CHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - U S Dollar • Year to date information is calculated on a calendar year basis. • Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Quantity Per Unit PRINCIPAL INCOME Settle Date Selection Method Description Cost Amount Amount Amount 101 Municipal Interest MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 50.000 000 0.025 1,250.00 5% OCT 01 2026 DTD 11/02/2006 HEW BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 100 (ID: 59455T-PF-3) 10/1 Interest Income DEPOSIT SWEEP INTEREST FOR 09/01/13 - 09/30/13 22.20 Q .01% RATE ON AVG COLLECTED BALANCE OF $2,740,025.91 AS OF 10/01/13 10/2 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD (I 0.41875 PER 2,500.000 0.419 1,046.88 SHARE (ID: 48125E-20-7) 10/11 Foreign Dividend SCHLUMBERGER LTD © 0.3125 PER SHARE 113.000 0.312 35.31 (ID: 806857-10-8) 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 0.015 1,450.00 2015 DTD 16152010 (ID: 40429X-YB-6) 1040 Div Dourest JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 150,000.000 0.04 5,925.00 DTD 04232008 (ID: 46625H-HA-1) 10/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD 0.492187 10,000.000 0.492 4,921.87 PER SHARE (ID: 173080-20-1) 10/31 Div Dourest SPDR SSP 500 ETF TRUST ST 0.83795 PER SHARE 1,495.000 0.838 1.252.74 (ID: 78462F-10-3) Total Inflows & Outflows 316,904.00 J.P.Morgan Account Page 17 of 31 Consolidated Statement Page 20 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046278 Chase CONFIDENTIAL SDNY_GM_00315476 EFTA01519011