EFTA01475408.pdf

Sheetl GMT SUBGMT Submarket Team Location 1.CRM Banker Type 2.CRM 3.CRM Rela tionship Id* relationship reference* client reference* Clientnumber* Mandate Type Prod uct MANAGEMENT_TYPE Accountnumber* Account Status Assets YTD NNA NNA ex custody NNA ex Cust, Dep, Lnd Dep NNA Reveneus YTD RoA Assets MTD Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM TFMG LLC, US Tfmg LLCUS Classic Advisory Brokerage ABRB1 0 0 0 0 O 6696.40163 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ASADI FAREED DOMINIQUE LEIMER Classic Advisory Deposits ADVD1 0 135. -965.05789 -965.05789 -965.05789 0.50839 49.99988649 29.94587 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM DOMINIQUE LEIMER DOMINIQUE LEIMER Classic Advisory Deposits ADVD1 0 942.57691111 -2045.7051 -2045.7051 -2045.7051 4.53897 64.20653772 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN IIIM DPM Invtmt Adv DPBIA 1.839451305E9 0 1577621.73198778 -344 824.48412 -344824.48412 -344824.48412 10468.79211 88.47741633 4518692.67779 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN DPM Invtmt Adv DPBIA 0 47567.63201222 0 0 O 153.29534 42.96909012 142187.67385 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM BOIES FAMILY CHRISTOPHER BOIES Classic Advisory Deposits ADVD1 0 1011 .24848778 -9099.64442 -9099.64442 -9099.64442 6.79372 89.57534615 0.40196 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM BOIES FAMILY PINTXO CAPITAL LLC Classic Advisory Deposits ADVD1 0 505. 22.63516 22.63516 22.63516 2.89908 76.53900774 22.63247 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM BOIES FAMILY ZAC CAPITAL LLC Classic Advisory Deposits ADVD1 0 8470.3580188 9 -76233.22167 -76233.22167 -76233.22167 85.75934 134.99522265 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOIES DPM Invtmt Adv DPWGP 1.839451287E9 0 784290.79266444 -380 2699.28317 -3802699.28317 -3802699.28317 0 0 219486.74299 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOIES DPM Invtmt Adv DPWGP 1839451287AI 0 394047.62138111 0 O 0 2063.77458 69.83164701 1147478.47967 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOIES DPM Invtmt Adv DPBIA 1.839451331E9 0 823500.91795222 -374 0505.04708 -3740505.04708 -3740505.04708 0 0 124.59581 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY DIAMOND B CAPITAL, I NC. DPM Invtmt Adv DPWGP 1.839451363E9 0 8048.2599622 2 65136.82495 65136.82495 65136.82495 0 0 40050.99463 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY DIAMOND B INVESTMENT S, INC. DPM Invtmt Adv DPWGP 1.839451352E9 0 1775465.7122 6222 0 0 0 0 0 5108063.68461 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY DIAMOND B INVESTMENT S, INC. DPM Invtmt Adv DPWGP 0 591093.42633 556 0 0 0 3637.1148 82.042638 1678096.56966 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Tazia Smith SK FAMILY OFFICE FALC ON TRAIL CAPITAL, LLC Classic Advisory Brokerage ABRB1 QJ8002025 0 3249027.17116778 2237106.14032 2237106.14032 2237106.14032 1441 4.2568 59.15311893 3696825.3005 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK III§ Classic Advisory Brokerage ABRB1 0 63794.445727 78 198070.00311 198070.00311 198070.00311 60.00459 12.54123601 187070.00266 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK III' Classic Advisory Deposits ADVD1 0 0.04 807222 0 0 0 1.8E-4 49.92488154 0.04466 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK Classic Advisory Deposits ADVD1 0 0.09 997333 0 0 0 3.7E-4 49.3464924 0.10049 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr EFTA01475408 is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL J. E PSTEIN VIRGIN ISLANDS FOUNDATION, IN Classic Advisory Brokerage ABRB1 0 1760107.84294778 -131466.20825 -131466.20825 -131466.2082 5 39.99482 0.3029725 1706126.84282 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL JEEP ERS INC Classic Advisory Brokerage ABRB1 0 1.38901635385522E7 -1.982047314786E7 -1.982047314786E7 -1.982047314786E7 0 0 6371421.5977 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL JEFF REY EPSTEIN Classic Advisory Brokerage ABRB1 8 0 667144.15377222 45.15016 45.15016 45.15016 2501.79058 50.0 0000007 667166.40476 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL SOUT HERN FINANCIAL LLC Classic Advisory Brokerage ABRB1 0 1.24992613117373E8 -1.888523082564E7 -1.888523082564E7 -1.8 11491.01823 1.22578105 1.0536301387821E8 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL SOUT HERN FINANCIAL LLC Classic Advisory Brokerage ABRB1 O 4588688.68281444 8309468.20759 8309468.20759 8309468.20759 4500 .98455 13.0784918 8316835.26612 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL SOUT HERN TRUST COMPANY INC. Classic Advisory Brokerage ABRB1 O 7968235.51655556 331440.88787 331440.88787 331440.88787 6789 6.17638 113.61139488 8042523.52871 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL THE HAZE TRUST Classic Advisory Brokerage ABRB1 3 0 6.30203218445989E? -310461.40011 -310461.40011 -310461.40011 4625.2347 0.97856999 6.309672478124E? Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM SOUTHERN FINANCIAL JEFFREY EPSTEIN III. Custody Custody CUSCU 1.839680519E9 0 80324.33678667 -123780.79761 301. 21411 49.99964262 61380.8959 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL BUTTERFLY TRUST 'gig Classic Advisory Deposits ADVD1 O 1042 52.25454778 -490679.98868 -490679.98868 -490679.98868 716.93796 91.69272014 2.97 002 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM SOUTHERN FINANCIAL DARREN K. INDYKE PLL C Classic Advisory Deposits ADVD1 0 200296.82747333 111830.09386 111830.09386 111830.09386 1482.11988 98.66156469 199255.11379 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL GRATITUDE AMERICA Classic Advisory Deposits ADVD1 0 778.02783222 1000.55641 1000.55641 1000.55641 2.91761 50.00009647 1000.57395 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM SOUTHERN FINANCIAL GRATITUDE AMERICA Classic Advisory Deposits ADVD1 0 778.27984222 1001.14472 1001.14472 1001.14472 2.91855 50.00001014 1001.15456 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL HBRK ASSOCIATES INC Classic Advisory Deposits ADVD1 0 158903.49129556 146336.04983 146336.04983 146336.04983 1109.88886 93.12896786 1601 38.02391 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL HYPERION AIR LLC Classic Advisory Deposits ADVD1 0 126595.88821444 123035.47088 123035.47088 123035.47088 890.73745 93.81425812 1647 89.7052 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JEFFREY EPSTEIN ill. Classic Advisory Deposits ADVD1 O 1579 207.74842 -70955.97699 -70955.97699 -70955.97699 10928.01208 92.26577559 9472 76.66546 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM SOUTHERN FINANCIAL JEGE INC Classic Advisory Deposits ADVD1 O 1028 18.63096333 98438.98314 98438.98314 98438.98314 722.57081 93.70167037 1174 59.87646 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JEGE LLC Classic Advisory Deposits ADVD1 O 2135 EFTA01475409 73.16463333 -3346.64301 -3346.64301 -3346.64301 1599.90148 99.88155474 1701 58.90385 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 0 23015.50125222 14668.17302 14668.17302 14668.17302 136.31072 78.96748573 1848 9.34224 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JSC INTERIORS LLC Classic Advisory Deposits ADVD1 0 23275.23058111 29577.93029 29577.93029 29577.93029 159.28594 91.24775482 4676 9.3988 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL LSJE, LLC Classic Advisory Deposits ADVD1 0 2703 05.84612778 181454.35536 181454.35536 181454.35536 1849.65927 91.23784762 1814 54.33677 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL MORT, INC Classic Advisory Deposits ADVD1 0 0 O 0 0 36.00497 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL NEPTUNE LLC Classic Advisory Deposits ADVD1 0 1729 28.77934 177558.00729 177558.00729 177558.00729 1222.47368 94.25642816 2176 10.05691 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL NES LLC 487265 Classic Advisory Deposits ADVD1 0 290516.86732 556 154304.88929 154304.88929 154304.88929 2028.44744 93.09602611 230333.53495 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL NEW YORK STRATEGY GR OUP LLC Classic Advisory Deposits ADVD1 O 6271.25265333 -90.61562 -90.61562 -90.61562 32.5242 69.14982125 6253 .20478 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL PLAN D LLC Classic Advisory Deposits ADVD1 0 1029 9.94099 -300.00085 -300.00085 -300.00085 67.61397 87.52667621 10099.94284 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL SOUTHERN FINANCIAL L LC Classic Advisory Deposits ADVD1 O 8804360.89316 -1.372004639708E7 -1.372004639708E7 -1.372004639708E7 6758 7.34208 102.35434145 462470.13068 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL SOUTHERN TRUST COMPA NY INC. Classic Advisory Deposits ADVD1 O 139471.98107 0 0 0 996.01894 95.21806768 139471.97861 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL SOUTHERN TRUST COMPA NY INC. Classic Advisory Deposits ADVD1 O 7.74794134997944E7 -1.867750105791E7 -1.867750105791E7 -1.867750105791E7 501694.78962 86.33601572 6.981442849525E7 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL THE 2007 JEFFREY E. EPSTEIN INSURANCE TR Classic Advisory Deposits ADVD1 1.83 942953694E11 0 223.85036333 0 0 0 0.83946 50.00125903 223.84594 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL ZORRO DEVELOPMENT CO RP Classic Advisory Deposits ADVD1 O 168795.21823 110397.40991 110397.40991 110397.40991 1190.98701 94.07746835 175625.88994 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL SOUTHERN FINANCIAL L LC Classic Advisory Other ADVOT 0 0 O 0 0 97512.51449 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL KWF 2007 LLC Classic Advisory Deposits ADVD1 0 2003 361.19593667 5242.91699 5242.91699 5242.91699 9904.59905 65.91987552 2005 703.17019 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL SSW 2007 LLC Classic Advisory Deposits ADVD1 0 7119 86.83350889 601735.48648 601735.48648 601735.48648 3464.96496 64.8881842 6017 35.49171 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL TODD R. WANEK Classic Advisory Deposits ADVD1 0 2003 EFTA01475410 438.01958444 5243.08321 5243.08321 5243.08321 9904.88713 65.919265 2005 780.07816 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL WANEK TRUST OF 2000 Classic Advisory Deposits ADVD1 0 2003438.01958444 5243.08321 5243.08321 5243.08321 9904.88713 65.919265 2005780.07816 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Joseph Cothron DZIALGA KIRSTEN & M MARK F. DZIALGA Classic Advisory Brokerage ABRB1 8 0 1420104.16308111 -22.00232 -22.00232 -22.00232 0.85384 0.00 801669 1436086.84707 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Tazia Smith GENERAL ATLANTIC FA MADI SON PARK CAPITAL, LLC Classic Advisory Brokerage ABRB1 III§ 4797004.92013222 2.33934 2.33934 2.33934 240.3125 0.66795151 4786231.40056 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THE NATIONAL ORGANI THE NATIONAL ORGANIZ ATION OF THE NEW APO Classic Advisory Brokerage ABRB1 IIII 0 0 0 0 30195.99839 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THE NATIONAL ORGANI THE NATIONAL ORGANIZ ATION OF THE NEW APO Classic Advisory Brokerage ABRB1 IIII 6103117.33673222 -3.137347844737E7 -3.137347844737E7 -3.1 37347844737E7 21299.56297 46.53264181 1678308.47969 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THE NATIONAL ORGANI THE NATIONAL ORGANIZ ATION OF THE NEW APO Custody Custody CUSCU 0 1.45 753897583556E7 3.66417036834E7 10247.94522 9.37465631 6.524189435846E7 Confidential EFTA01475411 Sheet2 Confidential EFTA01475412 Sheet3 Confidential EFTA01475413