EFTA01465290.pdf

Haze Trust Account # • N4G024943 Account Short Name: EPSTEIN Symbol CUSIP Sec. Description Quantity Position Val. Sec. Type Position Held Last Price3 IPMT.AA 46262EAE5 IPAYMENT INC GTD SR NT 10.250% 05/15/18 B/E DTD 11/15/11 CLB CLB 05/15/15 @105.125 500000 372500 CORPORATE BOND USD 74.50 KND.AC 494580AB9 KINDRED HEALTHCARE INC 8.250% 06/01/19 B/E DTD 06/01/11 CLB CLB 06/01/14 @106.188 1000000 1076250 CORPORATE BOND USD 107.625 BTU.GF 704549AE4 PEABODY ENERGY CORP SR NT 7.375% 11/01/16 B/E DTD 10/12/06 N/C 1200000 1344000 CORPORATE BOND USD 112 060505DT8 BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED TO FLOAT 8.125% 04/30/58 B/E DTD 04/30/08 CLB CLB 05/15/18 @100.000 3000000 3315000 CORPORATE BOND USD 110.50 JPM.KPC 46625HHA1 JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO FLTG RATE 7.900% 12/01/99 B/E DTD 04/23/08 CLB CLB 04/30/18 @100.000 3000000 3274500 CORPORATE BOND USD 109.15 DBDA MMFDBDA INSURED DEPOSITS PROGRAM 6665989.75 6665989.75 MONEY FUND 1 Total SUM(E4:E9)=1.604823975E7 Source: Pershing Date: as of 10.15.13 Confidential EFTA01465290 Jeepers Inc Account # N4G024935 Account Short Name: EPSTEIN Symbol CUSIP Sec. Description Quantity Position Val. Sec. Type Position Held Last Price3 JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 153304.813 1543779.47 MUTUAL FUND USD 10.07 DBDA MMFDBDA INSURED DEPOSITS PROGRAM 3.687317767E7 3.687317767E7 MONEY FUND 1 Total SUM(E4:E5)=3.841695714E7 Source: Pershing Date: as of 10.15.13 Confidential EFTA01465291 Southern Trust Company Account # • N4G023812 Account Short Name: EPSTEIN Symbol CUSIP Sec. Description Quantity Position Val. Sec. Type Position Held Last Price3 ALLY PRB 02005N308 ALLY FINL INC PERP PFD FIXED/FLTG RATE SER A CALLABLE 57000 1524750 PREFERRED STOCK USD 26.75 DBDA MMFDBDA INSURED DEPOSITS PROGRAM 1665417.24 1665417.24 MONEY FUND 1 Total SUM(E4:E5)=3190167.24 Source: Pershing Date: as of 10.15.13 Confidential EFTA01465292 Sotuhern Financial LLC Account # • N4G023804 Account Short Name: EPSTEIN Symbol CUSIP Sec. Description Quantity Position Val. Sec. Type Position Held Last Price3 BIIB 09062X103 BIOGEN IDEC INC COM 2095 495404.65 COMMON STOCK USD 236.47 ARIA 04033A100 ARIAD PHARMACEUTICALS INC 16535 66470.70 COMMON STOCK USD 4.02 FB 30303M102 FACEBOOK INC CL A 17500 866250 COMMON STOCK USD 49.50 BDRBF 097751200 BOMBARDIER INC CLASS B 20000 95495.30 COMMON STOCK USD 4.77476505 JPM 46625H100 JP MORGAN CHASE & CO COM ISIN#US46625H1005 21753 1137899.43 COMMON STOCK USD 52.31 GE 369604103 GENERAL ELECTRIC CO COM 23000 556370 COMMON STOCK USD 24.19 DAG 25154H558 DEUTSCHE BK AG LONDON BRH DB AGRIC DOUBLE LONG TRADED NT 50000 430500 COMMON STOCK USD 8.61 SGMO 800677106 SANGAMO BIOSCIENCES INC COM 50000 564000 COMMON STOCK USD 11.28 ASNA 04351G101 ASCENA RETAIL GROUP INC COM 70500 1370520 COMMON STOCK USD 19.44 GM PRB 37045V209 GENERAL MTRS CO JR PFD CONV SER B 4 75% 71000 3546450 PREFERRED STOCK USD 49.95 ALLY PRA 361860208 GMAC CAP TR I GTD TR PFD SECS SER 2 8 125% FIXED RATE / FLTG 80000 2143200 PREFERRED STOCK USD 26.79 RBS PRT 780097713 ROYAL BANK SCOTLAND GROUP PLC 7.25% SPON ADR REPSTG SER T PFD SHS CALLABLE ON OR AFTER 12/31/2012 @ 25 120000 2803200 PREFERRED STOCK USD 23.36 ALLY PRB 02005N308 ALLY FINL INC PERP PFD FIXED/FLTG RATE SER A CALLABLE 126600 3386550 PREFERRED STOCK USD 26.75 APO 037612306 APOLLO GLOBAL MGMT LLC CL A SHS 263157 8189445.84 COMMON STOCK USD 31.12 BCS3990764 06739FHK0 BARCLAYS BK PLC CONTINGENT CAP NT ISIN#US06739FHK03 7.750% 04/10/23 B/E DTD 04/10/13 CLB CLB 04/10/18 @100.000 300000 313500 CORPORATE BOND USD 104.50 JPM4031737 48126HAA8 JPMORGAN CHASE & CO 6.000% 09/01/88 B/E DTD 07/29/13 N/C 750000 705000 CORPORATE BOND USD 94 ELNK.AA 270321AC6 EARTHLINK INC GTD SR NT FULLY EXCHANGED CUSIP FROM 270321AB8 8.875% 05/15/19 B/E DTD 05/17/11 CLB CLB 05/15/15 @104.438 1000000 972500 CORPORATE BOND USD 97.25 HW3692321 42210PAQ5 HEADWATERS INC GTD SR NT 7.625% 04/01/19 B/- E DTD 03/11/11 CLB CLB 04/01/15 @103.813 1000000 1056250 CORPORATE BOND USD 105.625 369622ST3 GENERAL ELEC CAP CORP PERP PFD SER C FIXED TO FLTG 5.250% 06/03/63 B/E DTD 06/03/13 CLB CLB 06/15/23 @100.000 1400000 1309000 CORPORATE BOND USD 93.50 060505DT8 BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED TO FLOAT 8.125% 04/30/58 B/E DTD 04/30/08 CLB CLB 05/15/18 @100.000 2000000 2210000 CORPORATE BOND USD 110.50 EFTA01465293 GE3864337 369622SN6 GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 06/12/62 B/E DTD 06/12/12 CLB CLB 06/15/22 @100.000 2000000 2180000 CORPORATE BOND USD 109 SVM3861776 81760NAN9 SERVICEMASTER CO SR NT - CUSIP FULLY EXCHANGED FROM OLD CUSIP 81760NAL3 8.000% 02/15/20 B/E DTD 02/13/12 CLB CLB 02/15/15 @106.000 2500000 2475000 CORPORATE BOND USD 99 EIX.AA 842400FU2 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 02/01/22 B/E DTD 01/17/12 CLB CLB 02/01/22 @100.000 3000000 3090000 CORPORATE BOND USD 103 JPM.KPC 46625HHA1 JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO FLTG RATE 7.900% 12/01/99 B/E DTD 04/23/08 CLB CLB 04/30/18 @100.000 5000000 5457500 CORPORATE BOND USD 109.15 Total SUM(E4:E27)=4.542050592E7 Source: Pershing Date: as of 10.15.13 Confidential EFTA01465294 Disclaimer Confidential Important Information This material has been prepared at your request and is intended for informational purposes only as of the date set forth above. 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