EFTA01597647.pdf

SUBS UBS Financial Services Inc. 299 Park Avenue 26th Floor New York NY 10171.0002 Tel ubs.conVfs Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 January 3, 2019 Request: Please review the enclosed information and retain for your records Thank you for opening additional accounts with us. As the final step in the account opening process, please review the Client Information and Account Information sections of this package and confirm that they are accurate; if changes are required, please call us at the number displayed above. The Client Relationship Agreement and other account documents we provided when you opened a previous account apply to your new accounts. Please refer to that information. Electronic versions are also available at www.ubs.com/accountdisclosures. Once again, thank you for the opportunity to serve you. At UBS, we value your relationship with us, and we understand that we succeed only if you succeed. Sincerely, Scott Stackman I Lyle Casriel UBS Financial Services Inc. is a subsidiary of UBS AG SDNY_GM_00009984 Package ID. 0268296267 • 1 CONFIDENTIAL EFTA01597647  Intentionally Left Blank SDNY_GM_00009985 Package ID. 0268296267 • 1 CONFIDENTIAL EFTA01597648  UORCWIOJUI Alan) Client Information Montpelier Trust Trust Information U.S. Feder,'flaw requires us Trust Type Irrevocable Trust ro obtain, verify andrecord information that identifies Name Montpelier Trust each person or entity Jurisdiction US Trust char opens an Amount with us. When you open an Date Established 07/31/2018 Account, we wllask for your name, street address Name of All Trustees dare of birth and a tax Christine Yvonne Malina-Maxwell idenrification number, such as a Social Security number. Jeffrey W. Roberts We may also ask to see a drivers license or other Scott Borgerson documents that whira/lbw Name of All Grantors us to identify you. Ghislaine Maxwell Please review and verify al of the information that you provided ro us when you Client Contact Information opened your Account. If you bare changes, 155 Seaport Boulevard corrections or adthdons. Residential Address ATTN: Nutter McClennen & Fish notify your Financial Advisor LLP as soon as possible. City, State, Zip Code Boston, MA 02210-2698 if you share assets with Home Phone another person, the net worth figure here shows E-mail Address your portion only, based upon instructions you provided. Net Worth Information Annual Income Range from $200,000 - $499,999 InverementInformat/4n: This section reflects answers Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE you providedrelated to your investment experience. Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE market knowledge and Federal Marginal Tax Rate 37% and above other assets and is used to ensure our investment You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a recommendations are country outside of the United States. suitable for your situation. Investment Information Years you have held investment accounts None Individual Stocks None Equities None Bonds None Futures None Options-Buy None Options-Sell None Knowledge of investments None Percentage of total investable assets held at UBS More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009486 Package ID. 0268296267 - 2 CONFIDENTIAL 3 EFTA01597649  UORCWIOJUI Alan) O Christine Yvonne Malina-Maxwell Personal Information U.S. Federallaw requires us Name Christine Yvonne Malina-Maxwell a ro obtain, yen* andrecord information that identifies Citizenship United States each person or entity Gender Female char opens an Amount with us. When you open an Date of Birth Account, we w0I ask for your name, street address. Marital Status Married dare of birth and a tax identification number such as a Soda/ Security number. Client Contact Information We may also ask to see a driver's &cerise w other 5201 Amesbury Drive Residential Address Apt 200 documents that walr a/lbw us to identify you. City, State, Zip Code Dallas. TX 75206-4307 Please review and verify al Home Phone of the information that you provided ro us when you E-mail Address opened your Account. If you bare changes Net Worth Information corrections or additions, notify your Financial Advisor You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a as soon as possible. country outside of the United States. if you share assets with another person, the net Investment Information north figure here shows Years you have held investment accounts 8 your portion o* based upon instructions you Individual Stocks None provided. Equities None InvesbnentInfrematinn: Bonds None This section reflects answers you providedrelated to Futures None your investment experience. market knowledge and Options-Buy None IN other assets and is used to Options-Sell None ensure our investment recommendations are You have indicated you have a good understanding suitable for your situation. Knowledge of investments of financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009487 Package ID. 0268296267 - 2 CONFIDENTIAL 4 EFTA01597650 U011etWOWI Wag) ucliewmjui wail) Jeffrey W. Roberts Personal Information U.S. Federallaw requires us Name Jeffrey W. Roberts ro obtain, verify andrecord information that identifies Citizenship United States each person or entity Gender Male char opens an Amount with us. When you open an Date of Birth Account, we w0I ask for your name, street address Marital Status Married dare of birth and a tax idenrification number such as a Social Security number. Client Contact Information We may also ask to see a drivers &cerise or other Residential Address 5 Settlers Lane documents that waY alhow City, State, Zip Code Wenham, MA 01984-1464 us to identify you. Home Phone Please review and verify al of the information that you E-mail Address provided ro us when you opened your Account. If Net Worth Information you bare changes corrections or additions, You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your Financial Advisor country outside of the United States. as soon as possible. If you share assets with Investment Information another person, the net Years you have held investment accounts 13 north figure here shows your portico on'y, based Individual Stocks None upon instructions you None provided. Equities Bonds None InvesbnentInformat/4n: This section reflects answers Futures None you providedrelated to Options-Buy None your investment experience. market knowledge and Options-Sell None other assets and is used to ensure our investment Knowledge of investments You have indicated you are an experienced investor recommendations are in financial markets and market investments. suitable for your situation. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009488 Package ID. 0268296267 - 3 CONFIDENTIAL 5 EFTA01597651  UORCWIOJUI Alan) 0 Scott Borgerson Personal Information U.S. Federallaw requires us Name Scott Borgerson ro obtain, verify andrecord information that identifies Citizenship United States each person or entity Gender Male char opens an Amount with us. When you open an Date of Birth Account, we w0I ask for your name, street address Marital Status Single date of birth and a tax identification number such as a Soda/ Security number. Client Contact Information We may also ask to see a drivers kcense or other Residential Address 36 Beacon Street documents that II/Ma/lbw City, State, Zip Code Boston, MA 02108-1433 us to identify you. Home Phone --moM Please review and verify al of the information that you E-mail Address provided ro us when you opened your Account. If Net Worth Information you bare changes• corrections or adckdons, You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your Financial Advisor country outside of the United States. as soon as possible. if you share assets with Investment Information another person, the net Years you have held investment accounts 23 north figure here shows your portion only, based Individual Stocks None upon instructions you None provided. Equities Bonds None FnvesbnentInformatinn• This section reflects answers Futures None you providedrelated to Options-Buy None your investment experience. market knowledge and Options-Sell None other assets and is used to ensure our investment Knowledge of investments You have indicated you are an experienced investor recommendations are in financial markets and market investments. suitable for your situation. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009489 Package ID. 0268296267 • 3 6 CONFIDENTIAL EFTA01597652  UORE'W.I0JUI Alan) O 0 Ghislaine Maxwell Personal Information U.S. Federallaw requires us Name Ghislaine Maxwell ro obtain, verify andrecord information friar identifies Citizenship United States each person or entity Gender Female rhar opens an Amount with us. When you open an Date of Birth Account, we wllask for your name, street address• Marital Status Single date of birth and a tax identification number such as a Social Security number. Client Contact Information We may also ask to see a drivers cerise or other 139A Charles St Residential Address Apt 233 documents that waYalkwy us to identify you. City, State, Zip Code Boston, MA 02114-32S Please renew and verify al Mobile of the information that you provided ro us when you E-mail Address opened your Account. If you hare changes• Employment Information corrections or adthdon; notify your Financial Advisor Employment Status Employed as soon as possible. Occupation Other if you share assets with Occupation Industry Other another person, the net north figure here shows Employer Name The TerraMar Project your portion only, based upon instructions you Business Address 116 E 65th Street provided. City, State, Zip Code New York, NY 10065 - 7007 InvesbnentInformatinn• This section reflects answers Net Worth Information you providedrelated to Annual Income Range from $200,000 - $499,999 your investment experience. market knowledge and Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE other assets and is used to ensure our investment Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE recommendations are Federal Marginal Tax Rate 37% and above suitable for your situation. You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 24 Individual Stocks None Equities 23 Bonds 23 MEM Futures 7 Options-Buy 12 Options-Sell 12 You have indicated you are an experienced investor Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. SDNY_GM_00009990 Package ID, 0268296267 - 4 CONFIDENTIAL 7 EFTA01597653 U011ecUMNUI luau') 1.109eLIJI0jUi Wall) You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009991 Package ID. 0268296267 •4 8 CONFIDENTIAL EFTA01597654  Account Information ri RMA Domestic TRUST Your Account Please review the information Account Number about each of your accounts and nobly your Financial Account Title Montpelier Trust Advisor immediatey if sou haw any changes or Account Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish corrections. LLP Fo✓ more information, please City, State zip Boston, MA 02210-2698 a refer to the UBS Deposit Account Sweep Program 155 Seaport Boulevard Disclosure Statement. Cards and Checks for this account, if requested, will ATTN Nutter McClennen be mailed to this address: and Fish LLP Please note: the account risk Boston, MA 02210-2695 profik and investment Sol -e betosv are specific only Primary Account Holder Montpelier Trust to this account: other accounts nay have &fermiaccount risk UBS will not disclose your name, address and security profiles and investment Disclosure of Beneficial Ownership position to issuers of any securities held in your otrouves. Account. Your Account Risk Profile for Margin No this particular account is defined as: If you did not choose Margin when you opened this account, you may ask to establish margin by Aggressive.* WiNing to accept contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your high risk to principal andhigh volatility to seek high returns over Account Opening Process package will govern your use of margin in this account and all other time. accounts you have now or may open in the future. Different accounts may have different risk profiles Cost Basis Method First In,First Out Your Investment Objective Features and Services Achieve CapitalAppreciation investments seeking growth of Premier- RMA / BSA pnnapalrather than the generation of income. Account Objectives and Risk Profile A senior political official is Account Risk Profile Aggressive/Speculative defined as a President or Vice Your answers to our profiling questions: President, Cabinet Member, Supreme Cowl Justice, Risk Tolerance High Risk member of the Joint Chiefs Achieve capital appreciation (emphasis on growth of Staff, Member of Congress or Investment Objective a Parliament Chairperson, capital, not on income) Head or Senior Leader of a Risk/Return Objectives Higher Fluctuations, Higher Returns a major religious organization, or the Ate. Investment Time Horizon Longer than 10 years (through several market cycles). Short-Term Liquidity Needs No • Sweep Account Election • Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. S0NY_GM_00009992 Package ID: 0268296267 - 5 CONFIDENTIAL 9 EFTA01597655  uoilewiqui iono),y UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address sborgersoneme.com Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No SDNY_GM_00009993 Package ID. 0268296267 - 5 10 CONFIDENTIAL EFTA01597656 k•Olew-Olvi IunO)N RMA Domestic TRUST Your Account Please review the information Account Number about each of your accounts and nobly your Financial Account Title Montpelier Trust Advisor immethatey if jou have any changes or Account Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish corrections. LLP •