EFTA00168663.pdf

KYC Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case :; : 01977698 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield 0 New PWM Relationship Existing PWM Relationship 52 Relationship to PWM: If existing, please indicate since when the relationship exists provide reason for new profile and attach old profile: "" 2018 Periodic Review "* ZA Client Referral 0 RM Prospect • Intermediary/FIM • Other Source (as, etc.) How Was the Oient(s) Introduced? How long has the please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. client? Last Approved KYC # - MI - Butterfly Trust - 1804531; Neptune, LLC - 1790739. MI: Does Deutsche Bank pay a • Yes IR No retrocession or similar compensation to a third party for the Introduction of this (If Yes, describe). relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (Intended/actual) Account(s) 1 0 & 12/13/2013 2 2 Butterfly Trust - 44130552 - MMBA-44130552 1/24/2014 3 2 Neptune LLC - 42953424 - DDA-42953424 10/18/2013 veho is the primary contact person for the RM? (Note: Preferred method of contact This person needs to have (Indicate e-mail phone no., fax no., signatory rights and/or address, etc.): information tight for the accounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(o). DB-SDNY-0000042 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e00%119.7° W/2019 EFFA_00018916 EFTA00168663 KYC Print Page 2 of 43 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: & Acct. Number (ifavailable) Account Manager: Stewart Oldfteld What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a checking account for IndNiduals. They use the funds for daily expenses. Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing li DB Group: Other Booking Center (indicate DB location and account details): H Other Insbtubon - (Indicate name & location): Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 2.6/month; S1 - $2000 What is the expected volume of assets and currency for the account approx. 90 days 24,282.99 I Currency I USD after opening? What is the expected volume of assets and currency for the account approx. one year 24,282.99 I Currency I USD after opening? Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? ElYes J No Please list all parties related to the account FOr each patty: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s) Legal Description AccountPlC Senior of Inmate Signatory Umited Financial Significant Legal Grantor/SettlorFounding Other Entityof Source Holder OwneeTrust / Beneficial or Full POA Intermedian/ShareholderRepresentative Donor (please of Wealth Founder of Owner POA (FIM) (>=25%) describe required Foundation other roles entity and/or Parties (indicate ndicate related to ownership ,elationship this %) between account 3arties) 2 0 0 0 2 FA' 0 ❑ 0 0 0 . 2 0 2 0 0 2 K El El 0 0 0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(o). DB-SONY-0000043 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Dieceid=5000e0liaffl7.° 41 7/2019 EFTA_00018917 EFTA00168664 KYC Print Page 3 of 43 2. Account Ownership Summary Account Name: Butterfly Trust - 44130552 - MMBA Acct. Number (iI available) 44130552 Account Manager: Stewart Oldfleld What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a money market deposit account to pay all expenses/ disbursements related to the trust. Expenses are taxes, trust fee, etc Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (Indicate account number): Existing H DB Group: Other Booking Center (indicate DB location and account details): H Other Institution - (Indicate name & location): Physical Deposits (specify cash, securities, cheques, ...): what is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-2/month; $0 - $1000 what is the expected volume of assets and currency for the account approx. 90 days after 704,736.63 I Currency I USD opening? What is the expected volume of assets and currency for the account approx. one year after 704,736.63 Currency I USD opening? Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? 0 Yes s& No Please list all parties related to the account For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). Legal Description Account PlC Settlor of Ultimate Signatory _imited Financial Significant Legal Grantor/Settlor Founding Other Entity of Source Holder OwnerTrust / Beneficial or Full DOA Intermediary Shareholder Representative Donor (please of Wealth Founder of Owner POA (FIM) (>=25%) describe required Foundation Non-PIC other roles entity and/or Parties (Indicate indicate related to ownership relationship this %) between account parties) RI 2 Butterfly 2 0 0 0 0 El 0 0 0 0 Trust 2 0 0 Hwy 0 0 5 0 0 • 0 0 Trustee:; &H Belle • • Erika 3 0 0 Kellerhals CI . . 0 5 0 0 • 0 0 Trustee:; Grantor of Jeffrey E. 0 4 0 2 Epstein • 5 0 • 0 0 • • 0 Butterfly Trust; 5 • • ❑0 0 0 • s • • • 0 6 • • Mat • 0 • 0 • 0 • CI • 0 0 • DI • 0 El 7 • • 5 • 0 • CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNv-0000044 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0i1M724,8;2019 EFTA_00018918 EFTA00168665 KYC Print Page 4 of 43 ■ 8• 0 i 0 0 • 0 '1 00 • • 0 900 0 0 • 0 • 0 0 • • 0 io•• O O m 0 O O O SyeUana • • O ii•• i 00• 0 0 00 • • O u•• ROO. 0 0 00 • • O 13 m O m 0 O O O m Darren K. ri Indyke I--/ • • O n 11 • 0 0 • 0 0 0 0 • • O 15•0 O O . MO Ka R(chh nard D. • • O • 0 fl 0 0 • 0 0 0 • 16 • • O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000045 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0AN2V8§2019 EFTA_00018919 EFTA00168666 KYC Print Page 5 of 43 2. Account Ownership Summary Account Name: Neptune LLC - 42953424 - DDA Acct. Number (Ifavailable) 42953424 Account Manager: Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a checking account to pay for all expenses (i.e. electric, maintenance, cable, etc.) on Epstein's NYC home. Indicate from where the assets are expected to arrive? I' I DB Group: Same Booking Center (indicate account number): Existing H DB Group: Other Booking Center (indicate DB location and account details): H Other Institution - (Indicate name & location): Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 15-20/month; $10 - $10000 What is the expected volume of assets and currency for the account approx. 90 days after 207,814.91 'Currency I USD opening? What is the expected volume of assets and currency for the account approx. one year after 207,814.91 'Currency I USD opening? Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? • Yes IRI No Please list all parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). Legal Description AccounttlC Settlor of Jitimate Signaton4Jmited Financial Significant Legal Grantor/Settlorfounding Other Entity of Source Holder OwnerTrust / 3eneficial or Full POA Intermediary ShareholderRepresentative Donor (please of Wealth Founder of Owner POA (FIM) (>=25%) describe required Foundation Non-PIC other roles entity and/or Parties (indicate ndicate related to ownership relationship this %) 7etween account mites) Sole Jeffrey Member of • 5 E. • 0 • 2 Ti • IN • 0 0 Neptune Epstein LLC; 2 • • Ha . • 0 • Ti a • • • • Belle Darren 3 • • K. Indyke • • 0 • 2 • a • • • Neptune, w ii la v LLC • El • 0 • a • • • Manager 5 0 0 Richard ri 0 0 0 0 0 0 0 0 0 pf D. Kahn I—I Neptune LC. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000046 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0Otatn1 18/2019 EFTA_00018920 EFTA00168667 KY(' Print Page 6 of 43 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershid Summa 3A. Individual Details (for all parties) Individual's Name: Date of Birth: Country of Residence: Country of Citizenship: Has client resided outside of his/her country of nationality El yes 5 No Address of primary residence: for 5 years or more? Profession/Occupation: Tax ID / SSN: Current Employer: N/A Position/Title/Rank: N/A Address of employer: N/A Does the person work as senior executive of a DB-recognized regulated entity in the financial Industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities O Yes 0 No Is the indNidual a Politically Exposed Person (PEP)?(// Yes, describe) N/A 0 Yes n No To the best of your knowledge, is the individual related to an employee of the DB group?(d 0 Family 0 Friendship 0 None Family or friendship, describe) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or 0 Yes R No services)?(// Yes,desalbe) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: 0 0 0 0 0 0 0 0 0 • Wealth Details for this indNidual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Homemaker. Solely relies on income from her wife who is a Interior Designer. Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? Other Summarize Source of Wealth: • Business Owner R Salary/Earnings • Investment • Inheritance/Gifts 0 Other: Further Describe Source of Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business o lo in business how man em lo ees level of rofitabili ? Indicate of business countries of major activities, important business partners.) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. B(o). DB-SDNY-0000047 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0Otaffl7 ° V1W/2019 EFTA_00018921 EFTA00168668 KYC Print Page 7 of 43 Estimated Annual Income(;): Estimated amount of investable assets(;): <s1 MM Estimated Net Worth(;): <$1 MM Amount of assets planned to invest with FWM(;): 20,000.00 Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): Married to CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000048 https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0MN7° V11&2019 EFTA_00018922 EFTA00168669 KY(' Print Page 8 of 43 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershlo Summa 3A. Individual Details (for all parties) Individual's Name: Date of Birth: Country of Residence: United States Country of Citizenship: Has client resided outside of his/her country of nationality 0 yes 5 No Address of primary residence: for 5 years or more? Profession/Occupation: Tax ID / SSN: Current Employer: Position/Title/Rank: Address of employer: Does the person work as senior executive of a DB-recognized regulated entity in the financial ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes ON° Is the indNidual a Politically Exposed Person (PEP)?(// Yes, describe) N/A El Yes n No To the best of your knowledge, is the individual related to an employee of the DB group?(d 0 Family 0 Friendship 0 None Family or friendship, describe) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or 0 Yes 2 No services)?(// Yes,desalbe) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) ook place: person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: idle: sines: Stewart Oldfleld 0 0 2 6/23/2017 0 0 0 0 0 0 • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? Other Summarize Source of Wealth: • Business Owner 2 Salary/Earnings • Investment • Inheritance/Gifts ❑ Other: Further Describe Source of Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners how lo in business how man em lo ees level of rofitabili ? Indicate of business countries of ma or activities im ortant business artners. annual income is approximately $150k with salary, bonus, and commissions. I I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000049 AO https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0A i 001013 // lu/2019 EFTA_00018923 EFTA00168670 KYC Print Page 9 of 43 Estimated Annual Income(;): 150,000.00 Estimated amount of investable assets(;): i <$1 MM Estimated Net Worth(;): <$1 MM Amount of assets planned to Invest with PWM($): 2,000.00 Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): Married to CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000050 https://dbforcepb.my.salesforee.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0n.° 4942019 EFTA_00018924 EFTA00168671 KY(' Print Page 10 of 43 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershib Summa 3A. Individual Details (for all parties) Individuals Name: Jeffrey E. Epstein - 00000483289 Date of Birth: 1/20/1953 Country of Residence: Virgin Islands, U.S. Country of Citizenship: United States Has client resided outside of Little Saint Saint Thomas 00802 Virgin Islands, U.S. his/her country of nationality 0 yes n No Address of primary residence: for 5 years or more? Profession/Occupation: Self Empolyed Tax ID / SSN: Current Employer: Southern Trust Company Inc Position/Title/Rank: President Address of employer: 6100 Red Hook Quarter B3 St. Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities 0 Yes ION° Is the indNidual a Politically Exposed Person (PEP)?(// Yes, desaibe) Connection with Prince Ryes • No Andrew and Bill Clinton To the best of your knowledge, is the individual related to an employee of the DB group?(if 0 Family 0 Friendship 2 None Family or friendship, describe) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or 0 Yes 2 No services)?(// Yes,desaibe) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) ook place: person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: idle: sines: Stewart Oldfleld 2 0 0 6/28/2017 0 0 0 0 0 0 • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individuats Business: Private Investments Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Summarize Source of Wealth: RI Business Owner 0 Salary/Earnings ZA Investment • Inheritance/Gifts ❑ Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did setdor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long In business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (born January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Steams early in his career and then formed his can firm, .1. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Steams. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(4). DB-SDNY-0000051 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0OW.7° V1V/2019 EFTA_00018925 EFTA00168672 KYC Print Page 11 of 43 In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Steams. In 1982, Epstein founded his own financial management firm, 3. Epstein & Co., managing the assets of clients with more than $1 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peitz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime wall Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Meer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the return of these investments Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client's assets. Estimated Annual Income($): 10,000,000.00 Estimated amount of investable assets($): $50 mm - 100 MM Estimated Net Worth($): $500 MM + Amount of assets planned to invest with PWM($): 2,300,000.00 Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Accos Under Mgt: Institution: Country: Est. Accos Under Mgt: Please Indicate the family situation of the Individual (marital status, other family members, etc.): N/A CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000052 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0OtalV IV118/2019 EFTA_00018926 EFTA00168673 KY(' Print Page 12 of 43 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershib Summa 3A. Individual Details (for all parties) Individual's Name: Harry Beller - Date of Birth: Country of Residence: United States Country of Citizenship: United States Has client resided outside of his/her country of nationality El yes 5 No Address of primary residence: for 5 years or more? Profession/Occupation: Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Position/Title/Rank: Accountant Address of employer: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial Industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities O Yes 0 No Is the indNidual a Politically Exposed Person (PEP)?(// Yes, desaibe) N/A Ekes RI No To the best of your knowledge, is the individual related to an employee of the DB group?(d 0 Family 0 Friendship gl None Family or friendship, describe) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or 0 Yes R No services)?(l, Yes,desaibe) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) ook place: person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: 0 0 0 0 0 0 0 0 0 • Wealth Details for this IndNidual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: • Business Owner 0 Salary/Earnings • Investment • Inheritance/Gifts ❑ Other: Further Describe Source of Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income(;): I Estimated amount of investable assets(;): I I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. e(a). DB-SONY-0000053 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000e0AN7° V1V/2019 EFTA_00018927 EFTA00168674 KYC Print Page 13 of 43 Estimated Net Worth(;): Amount of assets planned to Invest with PWM(;): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the Individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SONY-0000054 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Dieceid=5000et:jag :1.7° 4%183/2019 EFTA_00018928 EFTA00168675 KY(' Print Page 14 of 43 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershid Summa 3A. Individual Details (for all part es) Individual's Name: Erika Kellerhals - Date of Birth: Country of Residence: Virgin Islands, U.S. Country of Citizenship: United States Has client resided outside