EFTA01384028.pdf
dataset_10 PDF 51.6 KB • Feb 4, 2026 • 1 pages
From: Sushant Banerji
on behalf of dboi oversight
Sent: 4 4 2019 5:56:35 PM
To:
CC: Surendra Singh Teresa Metallo Debra Jasper
; Lisa-M Ramos ; Stewart Oldfield
Subject: Notice of Excessive Transactions for the month of March 2019 AO 44129244 [I]
Attachments: Notice of Excessive Transactions in MMDA 44129244 First Warning.pdf
Classification: For Intemal use only
Hi Team,
Please find attached the Excessive Transaction Client letter for the month of March.
Note: No Dispute raised.
Thanks & regards,
Oversight & Escalation Team
Oversight & Escalation
DBOI Global Services Private Limited
COO Wealth Management Operations
A-1 & A-2, Evolve - Mahindra Technology Park,
r, India
Emat
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084002
CONFIDENTIAL SDNY_GM_00230186
EFTA01384028
Entities
0 total entities mentioned
No entities found in this document
Document Metadata
- Document ID
- e05d1732-e3ad-4a9e-8a3d-8b74072bb701
- Storage Key
- dataset_10/c305/EFTA01384028.pdf
- Content Hash
- c30558518d492b1ed97b48344ba07b85
- Created
- Feb 4, 2026