EFTA01519397.pdf

GHISLAINE MAXWELL - OAP 11.1D ACCT For the Period 2/1/14 to 2/28/14 Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred Out 2/26 Free Delivery ORKLA A S A SPONS A/D/R TRANSFER TO UBS (4,115.000) (34,051.63) FINANCIAL SERVICES INC. TRADE DATE 0225/14 32,560.21 (ID: 686331-10-9) 2/26 Free Delivery TELEKOMUNIKASI IND SPONS ADR TRANSFER TO UBS (690.000) (26,716.80) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 27,215.25 (ID: 715684-104) 2/26 Free Delivery RECIOTT BENCICSER GROUP PLC SPONSORED ADR (3.540.000) (60,091.50) TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE 48,749.99 DATE 02/25/14 (ID: 756255-20-4) 2/26 Free Delivery ROYAL DUTCH SHELL PLC ADR TRANSFER TO UBS (400.000) (31,456.00) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 27,957.37 (ID: 780259-10-7) 2/26 Free Delivery SANOFI TRANSFER TO UBS FINANCIAL SERVICES INC. (1,195.000) (61,303.50) TRADE DATE 02/25/14 (ID: 80105N-10-5) 60,068.51 2/26 Free Delivery SIEMENS A G SPONS ADR TRANSFER TO UBS FINANCIAL (500.000) (66,245.00) SERVICES INC. TRADE DATE 02/25/14 52,917.17 (ID: 826197-50-1) 2/28 Free Delray), SINGAPORE TELECOMMUNICATIONS LTD ADR TRANSFER (1,765.000) (50,743.75) TO UBS FINANCIAL SERVICES INC. TRADE DATE 51,172.92 0225/14 (ID: 82929R-30-4) 2/26 Free Delivery SMITHS GROUP PLC SPONSORED ADR TRANSFER TO UBS (1.575.000) (36,484.88) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 30,754.80 (ID: 83238P-20-3) 2/26 Free Delivery STATOIL AM SPONS AOR TRANSFER TO UBS FINANCIAL (1,450.000) (38,251.00) SERVICES INC. TRADE DATE 02/25/14 35,974.62 (ID: 85771P-10-2) J.P.Morgan Page 12 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046683 Chase CONFIDENTIAL SDNY_GM_00315881 EFTA01519397