EFTA01477093.pdf

Customer Name DF Enterprises Nikitine, Vadim Elysium Management Elysium Management Fitzgibbons, John Gottesman, Noam Meister Company LLC Moody, Erik V Moody, Erik V Rubenstein, Keith Somerset Partners Southern Financial LLC Spurlin, Angela The National Organization of the New Apostolic Church of North America Third Lake Capital Third Lake Capital Tisch Financial Management Bakhshandehpour, Sam Bulloch, Roger Dorrance Family Foundation Dorrance Family Foundation FallLine Lindemann Jr., George Lindemann Jr., George Lindemann, Adam M. The George Lindemann Family Limited Partnership The George Lindemann Family Limited Partnership Opportunity Name Advisory Mandate Nikitine, VadimProxy Hedge Cash Management Structured Credit Fixed Income Banking Rubenstein, KeithSomerset PartnersSuntex Spurlin, AngelaCredit Draw Cash Management Phoenix America Custody and Trading Bakhshandehpour, SamLoan Loan Cash management FallLineConsumer RE Unsecured Loan ETE Loan Deposits New Product - Existing Client New Product - Existing Client New Product - Existing Client New Product - New Client New Product - New Client New Product - New Client New Product - New Client New Product - New Client New Product - Existing Client New Product - Existing Client EFTA01477093 New Product - New Client New Product - Existing Client ETE Brokerage- Series 2 New Product - Existing Client Type New Product - New Client New Product - New Client New Product - Existing Client New Product - New Client New Product - Existing Client Commerical Real Estate New Product - New Client Hattrick Sports Group New Product - New Client New Product - New Client New Product - New Client Close Date Stage 12/31/2015 Inactive 12/31/2015 Inactive 12/31/2015 Prospecting 12/31/2015 Developed 12/31/2015 Developed 12/31/2015 Developed 12/31/2015 Inactive 12/31/2015 Prospecting 12/31/2015 Prospecting 2/29/2016 Prospecting 2/29/2016 Prospecting 12/31/2015 Developed 2/29/2016 Prospecting 12/31/2015 Business Committed-Not Funded 12/31/2015 Prospecting 12/31/2015 Proposal 12/31/2015 Inactive 2/29/2016 Prospecting 12/31/2015 Prospecting 12/31/2015 Inactive 12/31/2015 Inactive 2/29/2016 Prospecting 12/31/2015 Proposal 12/31/2015 Proposal 12/31/2015 Proposal 12/31/2015 Inactive 12/31/2015 Inactive Probability (%) Fiscal Period Age Created Date Opportunity Owner 927 7/19/2013 Ed Finley 0 0 25 50 25 50 0 10 10 10 10 25 10 50 10 75 0 10 10 EFTA01477094 0 0 10 50 50 75 0 0 Q1-2015 Q1-2015 1141 12/17/2012 Ed Finley 105 10/19/2015 Paul Morris 139 9/15/2015 Paul Morris 9/1/2015 Paul Morris Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 Q1-2015 153 133 9/21/2015 Paul Morris 108 10/16/2015 Paul Morris 8/3/2015 Paul Morris 8/3/2015 Paul Morris 182 182 45 12/18/2015 Paul Morris 45 12/18/2015 Paul Morris 9/1/2015 Paul Morris 12/3/2015 Paul Morris 153 60 105 10/19/2015 Paul Morris 139 9/15/2015 Paul Morris 105 10/19/2015 Paul Morris 123 10/1/2015 Paul Morris 45 12/18/2015 Stewart Oldfield 8/7/2015 Stewart Oldfield 9/2/2015 Stewart Oldfield 9/2/2015 Stewart Oldfield 1/7/2016 Stewart Oldfield 9/2/2015 Stewart Oldfield 9/2/2015 Stewart Oldfield 178 EFTA01477095 152 152 25 152 152 250 5/27/2015 Stewart Oldfield 105 10/19/2015 Stewart Oldfield 105 10/19/2015 Stewart Oldfield EFTA01477096