EFTA01393456.pdf
dataset_10 PDF 125.3 KB • Feb 4, 2026 • 1 pages
GLOLIS130 Aspen Grove Capital, LLC
Exhibit C
FOR ENTITIES (PARTNERSHIPS, TRUSTS, CORPORATIONS, ETC.)
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ACCREDITED INVESTOR STATUS
(Please Check All That Apply)
❑ The Investor is a corporation, partnership, limited liability company, a Maccarhusetts or
similar business trust, or an organization described in Section 501(cX3) of the Internal
Revenue Code of 1986, as amended, and the rules and regulations promulgated
thereunder that was not formed for the specific purpose of acquiring the Interest, with
total assets in excess of $5,000,000.
❑ Any trust with total assets in excess of $5,000,000, not formed for the specific purpose
of acquiring the Interest, whose purchase is directed by a sophisticated person as
described in Rule 506(bX2)(ii) of Regulation D.
❑ The Investor is an entity which falls within one of the following categories of
accredited investor set forth in Rule 501(a) of Regulation D under the Securities Act:
❑ A bank as defined in Section 3(a)(2) of the Securities Act, or any savings
and loan association or other institution as defined in Section 3(a)(5XA) of
the Securities Act whether acting in its individual or fiduciary• capacity (this
includes a trust for which a bank acts as trustee and exercises investment
discretion with respect to the trust's decision to invest in the Partnership).
❑ An insurance company as defined in Section 2(13) of the Securities Act.
❑ A broker-dealer registered pursuant to Section 15 of the U.S. Securities
Exchange Act of 1934, as amended.
An investment company registered under the Investment Company Act.
A business development company as defined in Section 2(a)(48) of the
Investment Company Act.
A Small Business Investment Company licensed by the U.S. Small
Business Administration under Section 301(c) or (d) of the Small Business
Investment Act of 1958, as amended.
Any private business development company as defined in
Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.
Any plan established and maintained by a state, its political subdivisions,
or any agency or instrumentality of a state or its political subdivisions, for
PROPRIETARY AND CONFIDENTIAL
C-3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0099014
CONFIDENTIAL SDNY_GM_00245198
EFTA01393456
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- Feb 4, 2026