EFTA01384873.pdf

From: Davide-A Sferrazza Sent: Wednesday, February 06. 2019 12:05 PM To: Stewart Oldfield Subject: Southern Financial OTC trade on the books Stew, Southern Financial LLC (accoun olds EUR 2.5mm face of COFP 4.407 08/06/19: MARKET POSITION FX PRICE VALUE RATE POSITION TRADE DATE (POSITION (POSITION (TO VALUE QUANTITY DESCRIPTION CUSIP CCY) CCY) USDE) (USDE) TYPE CASINO, GUICHARD-PERRACHON SA ISIN4FR0011301480 4.407% 2,500,000.0000 08/06/19 REG DTD 08/03/12 N/C 99.6200 2.490,500A) 1.14070 2.840.91335 CORPORATE We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: <image004.1pg> Southern Financial LLC (accounts holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: MARKET POSITION TRADE PRICE VALUE POSITION DATE (POSITION (POSITION FX RATE VALUE QUANTITY SYMBOL DESCRIPTION CUSIP CCY) CCY) (TO USDE) (USDE) TYF APPLE INC 100.000.0000 AAPL COM 175.4600 , ' 1.00000 7 '4,- cp.., , rf; (01 INSURED DEPOSITS MO 73,091.3300 DBDA PROGRAM 1.0000 R.0<a 1 -.1 1,00000 ,', u61 ; -; FUN Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Davidc <image001.gif> Davide Sierra/a Associate Investments & Trading Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085454 CONFIDENTIAL SDNY_GM_00231638 EFTA01384873