EFTA01519262.pdf

GHISLAINE MAXWELL -TAP DYS ACCT For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount 12/3 Div Domest TRP INST FLOATING RATE-F 11/29/13 INCOME 5.394.060 0.036 194.53 DIVIDEND 0 0.036 PER SHARE AS OF 11/29/13 (ID: 779588-10-5) 12113 Div Domest MATTHEWS ASIA DIVIDEND-INS 12/12/13 INCOME 2,638.382 0.222 584 43 DIVIDEND O 0.222 PER SHARE AS OF 12/12/13 (ID: 577130-754) 12/16 Div Domest COHEN & STEERS PREFERRED SECURITIES AND INCOME 4,493.967 0.071 3t 9 07 FUND INC 12/12/13 INCOME DIVIDEND Q 0.071 PER SHARE AS OF 12/12/13 (ID: 19248X-30-7) 12/17 STCapitalGaln Dist NUVEEN GLOBAL INFRASTRUCT-I 12/16/13 SHORT TERM 2,025.302 0.288 583.69 CAPITAL GAINS @ 0.288 PER SHARE AS OF 12/16/13 (ID: 670690-51-0) 12/19 STCepitalGaln Dist HARBOR HIGH YIELD BOND4NST 12/17/13 SHORT TERM 3,596.081 0.02 73.21 CAPITAL GAINS O 0.018 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) 12/19 STCapltalGaln Dist SIT DIVIDEND GROWTH FUND-I 12/18/13 SHORT TERM 2,958.635 0.058 171.51 CAPITAL GAINS O 0.056 PER SHARE AS OF 12/18/13 (ID: 829800.70.7) 12/19 Div Domest HARBOR HIGH YIELD BOND4NST 12/17/13 INCOME 3,596.081 0.266 955.56 DIVIDEND O 0.210 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) 12/19 Div Domest HARBOR CONVERTIBLE SEC-INST 12/17/13 INCOME 2,833.314 0.096 278.83 DIVIDEND (A 0.098 PER SHARE AS OF 12/17/13 (ID: 411512-73-4) 12/19 Div Domest SIT DIVIDEND GROWTH FUND-I 12/18/13 INCOME 2,958.635 0.069 205.57 DIVIDEND6 0.069 PER SHARE AS OF 12/18/13 (ID: 829800.70.7) 12/20 Div Domest GATEWAY FUND-Y 12/19/13 INCOME DIVIDEND O 0.099 1,089.208 0.099 108.16 PER SHARE AS OF 12/19/13 (ID: 367829.88.4) J.P. Morgan Account age 16 of 19 Consolidated Statement Page 68 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046543 Chase CONFIDENTIAL SDNY_GM_00315741 EFTA01519262