EFTA01414525.pdf

Subject: RE: PRIME OF ' From: Danya Friedman Date: Fri, 17 M To: Wayne Salit Cherie Quigley < Cc: Kripa Aryal-Moore Maura Liconte om>, Ying-A Wang < Classification: Confidential Hi Wayne, We have an inquiry out to the RM regarding these transactions. She came back with some vague answers regarding help with a Visa application, however, I was not satisfied and am pressing her more detailed information. She should respond to us soon with more detailed information so we can make a proper determination. Kind regards, Danya Friedman {https://brandportal.intranet.db.com/img/modules/logo.gif} Danya Friedman PWM AML Compliance Associate Email Visit us: http://www.db.com fhttps://brandportal.intranet.db.com/img/modules/claim.gifl From: Wayne Salit Sent: Friday, March 17, 2017 5:01 PM EFTA01414525 To: Danya Friedman < ; Cherie Quigley >; Maura Liconte ; ing rang C Case Escalation Classification: Confidential Danya/Cherie — I know that these transaction were cleared from an OFAC Perspective. However, I was just curious if you have looked at these from a broader AML/- Negative Media perspective. I know these a relatively small amounts, but it seems odd that Mr. Epstein would be sending payments to various individuals in Russia. I suggest an inquiry to the RM to inquire why Mr. Epstein is sending periodic, small payments to an individual in Russia where the payment instructions list the name of a woman named ' and no other information. You should ask to RM to find ou , among o er things — the specific ur ose of the payments, who is Mr. Gyrov (the beneficiary) and who is ' Kind Regards, Wayne Salit Deutsche Bank Americas EFTA01414526 From: Felix Jose Sent: Thursday, March 16, 2017 6:48 PM To: Danya Friedman Cc: Saam Youssefi-Ra ; Louie Vargas ne Salit >; Kripa Aryal-Moore ; Cherie Quigley Subject: RE: PRIME OFAC Case Escalation [C] Classification: Confidential Hi Danya, Thank you for escalation these transactions. We confirmed that the transactions are screened in Hotscan and Hotscan did not stop this transaction for NIKOLAY ALEKSANDROVICH GYROV. Though NIKOLAY and ALEKSANDROVICH are parts of OFAC SDNs, there is no evidence that NIKOLAY ALEKSANDROVICH GYROV is an OFAC SADN. Best Regards Felix From: Louie Vargas Sent: Thursday, March 16, 2017 5:54 PM To: Felix Jose Cc: Saam Youssefi-Rad < m> Subject: RE: PRIME Classification: Confidential Felix, Please see attached. Sorry for the delay. I was having issues with OnDemand. I had to uninstall/reinstall it. For 15916650 it appears twice in OnDemand (CPS and FRB). Let me know if you need a pdf of the other instance (provided CPS). The others only appear once. EFTA01414527 From: Felix Jose Sent: Thursday, March 16, 2017 2:14 PM To: Louie Vargas Cc: Saam Youssefi-Rad M> Subject: Fw: PRIME OFAC Case Escalation [C] Importance: High Hi Louie, Can you please try to identify the attached transactions in OnDemand as these transactions are expected to be screened in Hotscan. Best Regards Felix Sent from my BlackBerry 10 smartphone. From: Danya Friedman < Sent: Thursday, March 16, 2017 9:59 AM To: Felix Jose; 'Alexandra D-Acosta'; Saam Youssefi-Rad Cc: Wayne Salit; Kripa Aryal-Moore; Cherie Quigley Subject: PRIME OFAC Case Escalation [C] EFTA01414528 Classification: Confidential Good Morning: I've got a PRIME OFAC Alert I need to escalate: 297715. It refers to an Outgoing Wire being sent to an account holder named NIKOLAY ALEKSANDROVICH GYROV, who has an account with SBERBANK OF RUSSIA (19 VAVILOVA STREET, MOSCOW), which is an exact match. The account has sent a total of 3 transactions to this person at SBERBANK (see attached). Please advise. Thanks! Kind regards, Danya Friedman fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Danya Friedman PWM AML Compliance Associate DB USA Core Cor.oration Visit us: http://www.db.com fhttps://brandportal.intranet.db.com/img/modules/claim.gifl EFTA01414529 EFTA01414530