EFTA01354039.pdf

GLDUS183 Dimension Capdal Management Important Information for Recipients in Certain Jurisdictions (1/6) For' Residents of the European Economic Area. For the purposes of the EU Alternative Investment Fund Managers Directive (the -AlFtilD"). the Fund will constitute an EU AiF (as defined in the AIFMDj whose AIF M (as defined in the AlFMD) is the Manager. tse€f an EU AlFki Except as provided belowin 'aspect of the specific mentor states listed, this Presentation and any other do-is:ens or mater a< r a.ted to the offer or sale, or invitation for subscription or purchase. of the interests in the Fund, shall only be distributed to prospective investors domiciled or with their registered offices in a member state of the European Economic Area that are 'professional investors'. For these purposes. a "professional investor' is a person who is considered to be a professional cent or who may. em request, be treated as a professional client within the meaning ot Anne' n to Directive 2001r39tEC. AIF MD Notice. In relation to each member state of the EEA (each a 'Member State') which has implemented the Alternative Investment Fund Managers Directive (Directive (201.1;61/EU)) (the tAlEME:rj (and for which transitional arrangements are not/ no longer available), this Presentation may only be distnbtrted and interests in the Fund may only he offered or placed In a Member State to the e ent that: (I) the Fund is perrnitt61 to be marketed to professional investors in the relevant Member State in aotordarice with AIFMD ifts implemented into the local law/regulation of the relevant. Member Stale); or (2) this presentation may otherwise he lawfully distributed and the interests in the Fund may otherwise be Iawlirity offered or placed in that Member Slate (including at the initiative of the investor). In relation to each Member State of the EEA which, at the date of this presentation. has not implemented Alf:MD. this presentation may only be distributed arid interests in the Fund may only be offered or placed to the extent that this presentation may be lawfully distributed and the interests in the Fund may lawfully be offered or placed in that Member State (including at the initiative of the investor). For persons in Australia. This information has been prepared for general information purposes only. Nothing in this Presentation constitutes investment legal, accounting or tax advice, or a representation that any investment or strategy is suitable or appropriate to ir•::fivrdual circumstances. or otherwise constitute a personal recommendation to any specific investor. Recipients of this Presentation should not assume that any investment discussed herein were of will be profitable. There is no ouarantee concerning the achievement of investment objectives or target returns or measurements. Any reference to past performance is not indicative of future results and is no guarantee to future results This Presentation has been prepared for and is provided only to permitted recipients Si Australia who qualify as wholesale clients as that term is defined by section 761G(7) of the Australian Corporations Act 2001 (Cth 1 (the `Act) and as sophisticated or professional investors as defined by sections 708(8) and VI 1) (respectively t of the Act In respect of which an offer would not require disclosure under Chapter 61) or Pail 7.ci of the Act it does not contain and should not be taken as containing any financial product advice or 'nancial product recommendations. This Presentation is not a prospectus, product disclosure statement or any other form of prescribed offering document under the Act. This Presentation Is not required to. and does not. contain all the information which would be required in either a prospectus, product disclosure statement or any other form of prescribed offering document under the Act, nor G it required to be submitted to the Australian Securities and Investments Commission. Tne funds referred to in these materials are riot, registered schemes as defined in the Act. In Australia. Credit Suisse Group entities, other than Credit Suisse AG. Sydney Branch. are not authorized deposit-taking institutions kir the purposes of the Banking Act 1959 (Cth.) and their obligations do not represent deposits or other liabilities of Credit Suisse AG, Sydney Branch. Credit Suisse AG, Sydney Branch does not guarantee or otherwise provide assurance in respect of the obligations of such Credit Suisse entities or the 'lends. For persons in Bahrain. The Presentation has not been approved by the Central Bank of Bahrain which takes no responsibility for its contents. No offer to the public to purchase the Funds interests will be made in the Kingdom of Bahrain and this Presentation is intended to be read by the addressee only and must not be passed to, issued to. or shown to the public generally. For persons in Brazil. The information contained herein is for informational purposes only and is not and under no circumstances is to be construed as. a prospectus. an advertisement. a public offering. an offer to sell the interests described herein or a solicitation of an offer to buy the interests described herein in Brazil. Any public offer or sale of the interests described herein still be made only if applicable registration in the Brazilian Securities Commission is obtained. No invitation to offer, or offer for, or sale of, any investment will be deemed to the public in Brazil or by any means would be deemed public offering of securities in Brazil. Under no circumstances is the information contained herein to be construed as investment advice. Brazilian Securities Commission has not reviewed the material herein. Glendower S•F•R Om), CONFIDENTIAL Capital CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0038632 CONFIDENTIAL SDNY_GM_00184816 EFTA01354039