EFTA01518667.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Per Unit Sett 'e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 7/12 Purchase MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT 535.000 19.059 (10,198.73) 7/17 AOR @ 19.0293 10,180.68 BROKERAGE 16.05 ESI SECURITIES COMPANY (ID: 626188-10-6) 7/12 Purchase NESTLE S A SPONS ADR REPSTG REG SH Q 67.3775 195.000 67.417 (13,148.41) 7/17 13,138.61 BROKERAGE 7.80 ESI SECURITIES COMPANY (ID: 641069-40-8) 7/12 Purchase NOVARTIS A G ADR Q 73.4109 10,644.58 BROKERAGE 145.000 73.451 (10,650.38) 7/17 5.80 ESI SECURITIES COMPANY (ID: 66987V-10-9) 7/12 Purchase WKOIL OAO SPONS ADR @ 60.7725 9,419.74 155.000 60.813 (9,425.94) 7/17 BROKERAGE 6.20 ESI SECURITIES COMPANY (ID: 677862-10-4) 7/12 Purchase TELEKOMUNIKASI IND SPONS ADR Q 45.9695 8,964.05 195.000 46.009 (8,971.85) 7/17 BROKERAGE 7.80 ESI SECURITIES COMPANY (ID: 715684-10-6) 7/12 Purchase RECIOTT BENCKISER GROUP PLC SPONSORED ADR @ 440.000 14.332 (6,305.99) 7/17 14.3018 6,292.79 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 756255-20-4) 7/12 Purchase ROCHE HOLDINGS LTD SPONS ADR Q 64.4191 6,441.91 100.000 64.459 (6,445.91) 7/17 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: 771195-10-4) 7/12 Purchase ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 65.000 69.784 (4,535.97) 7/17 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: 780259-10-7) 7/12 Purchase SANOFI Q 52.2799 10,455.98 BROKERAGE 8.00 TAX 200.000 52.425 (10,484.90) 7/17 EJOR SEC 20.92 ESI SECURITIES COMPANY (ID: 80105N-10-5) 7/12 Purchase O SIEMENS A G SPONS ADR 107.2165 5,360.83 50.000 107.257 (5,362.83) 7/17 BROKERAGE 2.00 ESI SECURITIES COMPANY (ID: 826197-50-1) JP Morgan Page 17 of 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045910 Chase CONFIDENTIAL SDNY_GM_00315108 EFTA01518667