EFTA01461557.pdf

Classification: Confidential Jeffrey - Biotech forming a base to some extent (strong market backdrop, clearly) - you're up $906k on your basket excluding the Ariad (outlier due to M&A prospects vs. group drivers) 1-mo price history charts below. Dercriptkm Trade Date Quantity Curtain Price Unit Coat Marks Value Current Total Cost Unrealized G/L SONGANO blOSCIENCIS 5/26/2013 50,000.00 5 17.51 $ 6.44 $ 875,500 00 422.214.00 $ 453,266.00 BIDDEN 2/14/2012 Z095.00 $ 303.71 $ 119.55 $ 646,747.45 250,454.95 $ 396,292.50 FOUNDATION MEDICINE 1/13/2014 25,000,00 $ 31.62 $ 27.51 790,500.00 637,663.50 6 102336,50 GILEAD SCIENCES [NC Multiple 6,100.00 $ 73.79 6 79.41 3 597,699.00 6.13,204.00 S (45,505.00) Total Biotech $ 3,043,139.83 $ 2,294,535.85 $ 908,910.00 ARIAO PHARMACEUTICALS 646ple 16,535.00 $ 8.01 $ 17.60 $ 132,693 38 290,997.40 $ (158,304.03) SGMO Imo Price Histo SGMO US $ 1 1/.S.1 ,44 - (117.50 /17.53Q 3 x7 • At 15:33 Vol 496,463 0 18.020 H 18.29Q L 17.27 Val 8.74611 ve As tine Chart 16:00 I 16 Compare vAQ9 20 Mi^ • 4' re Sac--tytc.5 Track Annotate ." News L. Zoom 25.00 (\en. 24.00 ra - %Irv\ yIII Last Price 17.51 r\rNI 23.00 ; ■ Close on 03/05 19.61 T High on 03/19 09:30 24.455 22.00 Average 21.0466 1 Low on 03/28 14:30 16.64 21.00 20.00 19.00 1 1 r IT.• Volute 4450 1 1 f f 1 1 1 f f 1 2M L• SMAVG (1.5) 62584 I I I I 1 aiitiL_JA.I.Laa... I 4... j- — 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31 01 02 Mar 2014 Apr 2014 BOB Imo Price History CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 123683 CONFIDENTIAL SDNY_GM_00269867 EFTA01461557