EFTA01407880.pdf

Subject: RE: OD Referral dated 04-01-2019 For AC # [I] From: Bradley Gillin Date: Tue, 02 Apr 2 To: Rishabh Sharma Stewart Oldfield Monica Gilkinson Cc: Halina Laczny <h Debra Jasper <de gtopwmbankingexc Oversight Contro Classification: For internal use only See attached. Regards, Brad {cid:image002.gif@OlD4E94C.354C82E0} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York NY 10154 Tel. Fax ( Email Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Tuesday, April 02, 2019 11:57 AM To: Stewart Oldfield Monica Gilkinson versig on ro <oversig con ro .com> Subject: RE: OD Referral dated 04-01-2019 For AC # 42967439 [I] EFTA01407880 Classification: For internal use only Hello, Please provide update on below. Regards, Rishabh Sharma fcid:image003.png@OlD2OF46.0F9EFA101 DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ 302029 Jaipur. India Please send all the Banking related Queries to our new Group E-mail ID gtopwmbankingexceptioncheckprocessing@list.db.com From: Rishabh Sharma [mailto Sent: Tuesday, April 02, 2019 9:51 AM To: Stewart Oldfield • Bradle Gitlin Monica Gilkinson EFTA01407881 Cc: Halina Laczny Debra Jasper Oversight Control Subject: OD Referral dated 04-01-2019 For AC # [I] Classification: For internal use only Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form - 1. Transactions - Ok to pay / Not Ok to pay 2. Reason on how and when the OD will be covered 3. Seek CRM Approval for any account if overdrawn USD 100K. Note: If the form reflects an OD decrease then we don't need a decision but it does mean that the referred account is still in OD situation and needs to be covered. Regards, Rishabh Sharma fcid:image003.png@OlD2OF46.0F9EFA101 DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. EFTA01407882 Please send all the Banking related Queries to our new Group E-mail ID gtopwmbankingexceptioncheckprocessing@list.db.com This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01407883