EFTA01430315.pdf

Subject: Re: Closed account [I] From: Stewart Oldfield <=. > Date: Tue, 26 Feb 2019 08:39:53 -0500 To: Ian Salters Cc: Martin Zeman Liam Osullivan Bcc: Southern financial and southern trust are being off boarded. Liam has full details. That should all be wrapped up this week. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Feb 26, 2019, at 8:34 AM, Ian Salters < > wrote: > Classification: For internal use only Dear All As part of a Brexit KYC review, we noticed the below clients may have previously contemplated trading with GM (derivatives), but do not have any KYC in place. My question is whether these account be closed process as part of our clean up exercise. Please let me know your thoughts. WM Client Name WM Contact/ RM Updated 509 Madison Avenue Associates LP EFTA01430315  Rosemary Vrablic Cascade Investment LLC Russell Daulton CHARLES M VON ARENTSCHILDT TR UAD 04/19/12 CHARLES & MEREDITH TTEES Bradley Gillin Heritage Investing Inc Jimmy Benzaquen James E Ferrell Revocable Trust Two Sean Jules (RM) Josh Shoshan (KCP) JOHN R MILLER ENTERPRISES LLC Xavier Avila Mantiqueira Overseas Eva Pace Meister, Keith A Rosemary Vrablic (RM) Josh Shoshan (KCP) PETER FINE Brian Convey Robert L Allbritton Douglas Robertson Robert Lewis Allbritton 1996 Trust EFTA01430316  Douglas Robertson SOUTHERN FINANCIAL LLC Stewart Oldfield Southern Trust Company Inc Stewart Oldfield The Shenandoah 2008 Trust Rosemary Vrablic (RM) Josh Shoshan (KCP) Kind regards, Ian Salters <image001.gif> Ian Salters COO Americas - Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile +1 Email Visit us: http://deutschewealth.com <image002.gif> IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" EFTA01430317 under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. EFTA01430318