EFTA01453071.pdf

., .... 11 Mar 2014 SOU ERN Pi Pape 2 a 2 R ir, 182298 . A '14 .. Deutschs MMUS SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEurcepl 21-Noy2013 20.Nor.2014 2541ov-2014 (1.000000 00) USD 101.030.000 FY SHORT ELFtOPEAN CALL 101 0003 02.690.821 710423459 FINANCIAL. LLC 3663644361 SOUTHF_RN FXOneBetOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002; USD 0 JPY LONG EUROPEAN 0.0000 11.85639 710423461 FINANCIAL. LLC ouchOpt 366364436l SOUTHERN FXOneEarOneT 21-Nor-2013 2011ou2014 25-Nov-2014 (21,0'10.00; USD 0 JPY LONG EUROPEAN 000(0 10.073 83 710423463 FINANCIAL. LLC ouchOpt 3663644361 SOUTHERN EXOnet3mOneT 21-Nov-2013 20-Nov.2014 25-Nov4014 (21.000 eel USD 0 Fr LONG EtAXPEAN 0.0000 8.494 77 710423465 FINANCIAL, LLC ouchOpt 377817895i SOUTHERN FkuroOpl 17-Jan-2014 17-A4x-2014 21-A4x-2014 (10.CCO.0030:6 USD 11,000,000.00 CAD SHORT El-RCPEAN CALL 1.1000 ,I 26.502 84t 737154817 FINANCIAL. LLC 3778178W SOUTHERN EXOneBarEuro 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10000.0(0 OD) USD 11,300,00000 CAD SHORT ELRCPEAN CALL 1,1300 11,582 71 737154818 FINANCIAL, LLC CPI 381388504/ SOUTHERN F€uroCpl 31-Jan-2014 01-May-2014 07-May-2014 4.10.0:0.020.03; USD 1.025.000000 JPY SHORT ELROPEAN CALL 1025000 (161.01'3) 745230311 FINANCIAL, LLC 3RATI5615/ SOUTHERN F)curcrOM C6-tikir-2014 17.44'4014 21-Apr-2014 10000800 00 USD i`10000£ 3J1 CAD LONG ELFtiCPEAN CALL 1.1000 135.50284 762758526 FINANCIAL, U.0 3889355151 SOUTHERN FXOneBarEuro C644344014 17-Apr-2014 2144-2014 (101400 lX0C101 USD 11,300,00000 CAD SHORT EURCPEAN CALL 1.1300 (1158271j 762758631 FINANCIAL. LLC CPI Subtotal: (173.277 2” Bat (173,277.21) Statement ID: 18229820140311_20140312_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110478 CONFIDENTIAL SDNY_GM_00256662 EFTA01453071