EFTA01568961.pdf

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 7/1/10 to 7/31/10 0000019407.00.0.20.00003.MAXWE00.20100803 GHISLAINE MAXWELL 16 ISLAND AVE APT 7D MIAMI BEACH FL 33139-1331 Asset Account J.P. Morgan Team Paul Morris Ian Hirschfield Janet Young William Doherty III Banker Investment Specialist Client Service Team Client Service Team Si Table of Contents Account Summary Holdings Equity Cash and Short Term Fixed Income Options Other Assets Portfolio Activity Online access www.MorganOnline com Page 2 4 7 10 12 13 14 Page 1 of 31 EFTA01568961 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Account Summary Asset Allocation Equity Cash & Short Term Fixed Income Options Other Assets Market Value Accruals Market Value with Accruals Beginning Ending Market Value 337,759.38 812,256.89 96,160.29 (168.00) 20,038.00 $1,266,046 56 3,277.54 $1,269,324.10 Market Value 348,846.62 851,388.20 98,813.24 0.00 17,220.00 $1,316,268 06 3,566.92 $1,319,834 98 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 1,266,046.56 (880.22) 1,388,693.05 (1,461,537.26) ($73,724.43) 1,946.12 EFTA01568962 121,999.81 $1,316,268.06 3,566.92 $1,319,834.98 Change In Value 11,087.24 39,131.31 2,652.95 168.00 (2,818.00) $50,221.50 289.38 $50,510.88 Year-to-Date Value 1,903,840.37 (177,880.16) 6,749,306.08 (9,453,082.33) ($2,881,656.41) 33,040.61 2,261,043.49 $1,316,268.06 3,566.92 $1,319,834.98 $29,748.06 Estimated 6,947.50 15,180.99 7,619.57 Current Annual Income Allocation 27% 64% 8% 1% 100% Equity Other Assets Fixed Income Cash & Short Term Asset Allocation Page 2 of 31 EFTA01568963 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income CONTINUED Current Period Value 0.26 1,945.86 $1,946.12 Year-to-Date Value 7,305.00 3.46 7,153.17 18,578.98 $33,040.61 Unrealized Gain/Loss To-Date Value ($10,007.73) ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 221.99 $221.99 Year-to-Date Value (2,018.82) (20,986.45) ($23,005.27) Cost Summary Equity Cost Cash & Short Term Fixed Income Other Assets Total 358,844.25 842,351.55 98,876.49 26,203.50 $1,326,275.79 Page 3 of 31 EFTA01568964 EFTA01568965 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Equity Summary Asset Categories US Large Cap US Mid Cap/Small Cap Non US Equity Emerging Markets Preferred Stocks Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 216,767.00 12.40 48,774.98 12,930.00 59,275.00 $337,759.38 Ending Market Value 226,455.00 13.78 46,327.84 14,300.00 61,750.00 $348,846.62 Current Period Value 348,846.62 358,844.25 (9,997.63) 6,947.50 420.24 1.99% Preferred Stocks Change In Value 9,688.00 1.38 (2,447.14) 1,370.00 2,475.00 $11,087.24 Current EFTA01568966 Allocation 16% 1% 4% 1% 5% 27% Asset Categories Equity Emerging Markets US Mid Cap/Small Cap US Large Cap Non US Equity Page 4 of 31 EFTA01568967 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Equity Detail Estimated Quantity US Large Cap AT&T INC GOOGLE INC CL A 38259P-50-8 GOOG PFIZER INC 717081-10-3 PFE PROSHARES ULTRASHORT S&P 500 Total US Large Cap 74347R-88-3 SDS 3,800.000 US Mid Cap/Small Cap VISTEON CORP DEFAULT 92839U-10-7 VSTN Q Non US Equity BP PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP Page 5 of 31 $226,455.00 $245,504.40 ($19,049.40) $2,760.00 $420.00 1.22% 1,000.000 32.56 32,560.00 44,809.50 (12,249.50) 1,500.000 15.00 22,500.00 26,460.00 (3,960.00) 1,080.00 4.80% 1,000.000 00206R-10-2 T 300.000 484.85 145,455.00 147,944.90 EFTA01568968 (2,489.90) 25.94 25,940.00 26,290.00 (350.00) 1,680.00 420.00 6.48% Price Market Value Tax Cost Adjusted Original Unrealized Gain/Loss Annual Income Accrued Dividends Yield 26.000 0.53 13.78 429.00 (415.22) 18.000 6.36 114.44 164.25 (49.81) EFTA01568969 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Estimated Quantity Non US Equity GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 GBP SPDR GOLD TRUST Total Non US Equity 78463V-10-7 GLD 419.000 Emerging Markets CHANGYOU.COM LTD A/D/R 15911M-10-7 CYOU Preferred Stocks JPM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 JPM PC 2,500.000 24.70 61,750.00 62,500.00 (750.00) 4,187.50 6.78% $46,327.84 $33,672.85 $12,654.99 $0.00 $0.24 0.00% 400.000 115.49 46,196.00 33,482.00 12,714.00 1.000 17.40 17.40 26.60 (9.20) 0.24 Price Market Value Tax Cost Adjusted Original EFTA01568970 Unrealized Gain/Loss Annual Income Accrued Dividends Yield 500.000 28.60 14,300.00 16,738.00 (2,438.00) Page 6 of 31 EFTA01568971 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Cash & Short Term Summary Beginning Asset Categories Cash Short Term Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY Short Term Less than 3 months 515,798.05 Market Value Market Value 331,368.43 480,888.46 $812,256.89 Ending Market Value 335,590.15 515,798.05 $851,388.20 Current Period Value 851,388.20 842,351.55 9,036.65 15,180.99 2,570.29 5.21% SUMMARY BY TYPE Short Term International Bonds Mutual Funds Total Value Market Value 515,797.05 1.00 $515,798.05 % of Bond Portfolio 99% EFTA01568972 1% 100% Cash Change In Value 4,221.72 34,909.59 $39,131.31 Current Allocation 25% 39% 64% Asset Categories Cash & Short Term Short Term Page 7 of 31 EFTA01568973 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Short Term Detail Quantity Cash CANADIAN DOLLAR POUND STERLING US DOLLAR Total Cash Short Term JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN SHARE CLASS FUND 3 7-Day Annualized Yield: .10% 4812A0-81-3 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/29/2010 MATURITY 08/05/2010 HELD BY LONDON TREASURY SERVICES Bearer 60709U-9Z-6 NOK 579,436.00 16.41 7/29/10 95,083.03 100,729.84 (5,646.81) 1,378.70 11.40 32.17% 1.00 1.00 1.00 1.00 0.10% 105,600 63 11.43 233,042.49 0.97 1.57 1.00 102,529.76 17.90 233,042.49 EFTA01568974 $335,590.15 100,000.60 17.89 233,042.49 $333,060.98 $2,529.17 2,529.16 0.01 116.52 9.90 $116.52 $9.90 0.05% 0.03% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 8 of 31 EFTA01568975 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Quantity Short Term JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/30/2010 MATURITY 08/06/2010 HELD BY LONDON TREASURY SERVICES Bearer 60709V-9B-7 AUD JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.4000% DATED 02/19/2010 MATURITY 08/19/2010 HELD BY LONDON TREASURY SERVICES Bearer 60707E-9X-9 AUD JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.8500% DATED 02/19/2010 MATURITY 08/19/2010 HELD BY LONDON TREASURY SERVICES Bearer 60707F-9G-3 NOK Total Short Term 1,546,128.87 $515,798.05 $509,290.57 $6,507.48 $15,064.47 $2,560.39 8.58% 613,539.04 16.47 101,022.35 100,429.08 593.27 1,868.91 846.16 1.84% 120,593.58 90.53 109,167.36 101,363.31 7,804.05 3,711.68 1,680.52 3.35% 232,559.25 90.53 210,524.31 206,767.34 3,756.97 EFTA01568976 8,105.18 22.31 3.86% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 9 of 31 EFTA01568977 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Fixed Income Summary Asset Categories Non-US Fixed Income Beginning Market Value 96,160.29 Ending Market Value 98,813.24 Change In Value 2,652.95 Current Allocation 8% Asset Categories Fixed Income Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY Fixed Income Less than 5 years, 1 Market Value 98,813.24 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Period Value 98,813.24 98,876.49 (63.25) 7,619.57 576.39 7.31% SUMMARY BY TYPE Fixed Income International Bonds EFTA01568978 Market Value 98,813.24 % of Bond Portfolio 100% Page 10 of 31 EFTA01568979 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Fixed Income Detail Quantity Non-US Fixed Income INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 2011 DTD 10/30/2009 HELD BY EUROCLEAR ISIN:XS0459432679 SEDOL:928690B 458183-9K-8 NA /AAA IDR INTL BK RECON & DEVELOP - BRL 8 3/4% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SEDOL:B435Z93 459058-96-1 NA /AAA BRL Total Non-US Fixed Income 419,715,000.000 $98,813.24 $98,876.49 ($63.25) $7,619.57 $576.39 7.31% 90,000.000 56.82 51,139.64 50,106.74 1,032.90 4,476.33 576.39 8.75% 419,625,000.000 0.01 47,673.60 48,769.75 (1,096.15) 3,143.24 5.76% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest EFTA01568980 Yield Page 11 of 31 EFTA01568981 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Options Summary Asset Categories Equity Beginning Market Value (168.00) Ending Market Value 0.00 Change In Value 168.00 Current Allocation Page 12 of 31 EFTA01568982 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Other Assets Summary Asset Categories Other Beginning Estimated Value 20,038.00 Ending Estimated Value 17,220.00 Change In Value (2,818.00) Current Allocation 1% Asset Categories Other Assets Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Other Assets Detail Cost Quantity Other PROSHARES ULTRSHORT QQQ 74347R-87-5 QID 1,000.000 17.22 17,220.00 26,203.50 (8,983.50) Price Estimated Value Adjusted Original Estimated Gain/Loss Accruals Period Value 17,220.00 26,203.50 (8,983.50) Page 13 of 31 EFTA01568983 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS 1,065.67 Foreign Exchange - Inflows Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $233,042.49 * Year to date information is calculated on a calendar year basis. 220,417.96 (62,278.01) $158,139.95 -$0.00 $0.00 $0.00 -$0.00 $1,065.67 16,478.59 177,443.39 $193,921.98 (172,628.00) (50,378.76) ($223,006.76) $0.00 $0.00 $0.00 $0.00 Period Value 231,976.82 Year-To-Date Value* -INCOME Current Period Value EFTA01568984 0.00 Year-To-Date Value* -Page 14 of 31 EFTA01568985 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date 7/1 Type Interest Income Description DEPOSIT SWEEP INTEREST FOR JUNE @ .05% RATE ON NET AVG COLLECTED BALANCE OF $174,168.30 AS OF 07/01/10 7/2 Interest Income ENTRY REVERSED ON 07/16/2010 JPM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE 7/16 Interest Income TO REVERSE ENTRY OF 07/02/2010 JPM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE AS OF 07/02/10 7/16 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD @ 0.423403 PER SHARE AS OF 07/02/10 Total Inflows & Outflows $1,065.67 2,500.000 0.423 1,058.51 2,500.000 0.419 (1,046.88) 2,500.000 0.419 1,046.88 Quantity Cost Per Unit Amount PRINCIPAL Amount 7.16 EFTA01568986 INCOME Amount Page 15 of 31 EFTA01568987 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 TRADE ACTIVITY Note: Trade Date 7/21 Settlement Date 7/21 S indicates Short Term Realized Gain/Loss Type Settled Sales/Maturities/Redemptions Expired Option Description SPDR GOLD TRUST CALL OPTION JUL 10 @ 125 EXPIRATION OF COVERED CALL Quantity 2.000 Per Unit Amount Proceeds Tax Cost 221.99 Realized Gain/Loss 221.99 S Page 16 of 31 EFTA01568988 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. $0.00 -100,000.00 (101,363.31) ($1,363.31) -0.00 0.00 119,047.61 (120,593.58) (1,545.97) -Period Value Beginning Cash Balance -751.56 $751.56 (751.56) ($751.56) Year-To-Date Value* -5,567.87 $5,567.87 (4,204.56) ($4,204.56) Local Value Current Period Value 0.00 857.29 857.29 (857.29) (857.29) Year-To-Date EFTA01568989 Value* -6,270.91 6,270.91 (4,724.94) (4,724.94) Page 17 of 31 EFTA01568990 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Summary - Australia Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Settlement Date 7/2 Type Foreign Interest Description JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.7500% DATED 06/25/2010 MATURITY 07/02/2010 HELD BY LONDON TREASURY SERVICES 7/2 7/2 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - AUD AUSTRALIAN DOLLAR (231,701.960) LONDON TIME DEPOSITS 3.7500% DATED 06/25/2010 MATURITY 07/02/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (168.950) (141.32) (168.95) Quantity 231,701.960 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Per EFTA01568991 Unit Amount USD Local Value 0.001 PRINCIPAL Amount USD Local Value 141.32 168.95 INCOME Amount USD Local Value Currency Gain/Loss USD Page 18 of 31 EFTA01568992 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 7/2 Type Receipt of Assets Description JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.7000% DATED 07/02/2010 MATURITY 07/09/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/9 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.7000% DATED 07/02/2010 MATURITY 07/09/2010 HELD BY LONDON TREASURY SERVICES 7/9 7/9 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - AUD AUSTRALIAN DOLLAR (231,870.910) LONDON TIME DEPOSITS 3.7000% DATED 07/02/2010 MATURITY 07/09/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/9 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/09/2010 MATURITY 07/16/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/16 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/09/2010 MATURITY 07/16/2010 HELD BY LONDON TREASURY SERVICES 7/16 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT AUSTRALIAN DOLLAR (173.710) EFTA01568993 (152.44) (173.71) 232,037.730 0.001 152.44 173.71 232,037.730 (166.820) (145.77) (166.82) 231,870.910 0.001 145.77 166.82 Quantity 231,870.910 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 19 of 31 EFTA01568994 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 7/16 Type Free Delivery Description JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/09/2010 MATURITY 07/16/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/16 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/16/2010 MATURITY 07/23/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/23 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/16/2010 MATURITY 07/23/2010 HELD BY LONDON TREASURY SERVICES 7/23 7/23 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - AUD AUSTRALIAN DOLLAR (232,211.440) LONDON TIME DEPOSITS 3.8500% DATED 07/16/2010 MATURITY 07/23/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/23 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/23/2010 MATURITY 07/30/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/30 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% EFTA01568995 DATED 07/23/2010 MATURITY 07/30/2010 HELD BY LONDON TREASURY SERVICES Page 20 of 31 232,385.280 0.001 156.92 173.97 232,385.280 (173.840) (155.11) (173.84) 232,211.440 0.001 155.11 173.84 232,211.440 Quantity (232,037.730) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01568996 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 7/30 7/30 Type Misc. Disbursement Free Delivery Description REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - AUD AUSTRALIAN DOLLAR (232,385.280) LONDON TIME DEPOSITS 3.8500% DATED 07/23/2010 MATURITY 07/30/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/30 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.8500% DATED 07/30/2010 MATURITY 08/06/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD Total Inflows & Outflows $0.00 232,559.250 Quantity (173.970) Amount USD Local Value PRINCIPAL Amount USD Local Value (156.92) (173.97) INCOME Amount USD Local Value Currency Gain/Loss USD Page 21 of 31 EFTA01568997 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. $0.00 -100,000.00 (100,429.08) ($429.08) -0.00 0.00 611,000.00 (613,539.04) (2,539.04) -Period Value Beginning Cash Balance -128.63 $128.63 (128.63) ($128.63) Year-To-Date Value* -1,117.87 $1,117.87 (688.79) ($688.79) Local Value Current Period Value 0.00 810.52 810.52 (810.52) (810.52) Year-To-Date EFTA01568998 Value* -6,735.44 6,735.44 (4,196.40) (4,196.40) Page 22 of 31 EFTA01568999 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Settlement Date 7/1 Type Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 06/24/2010 MATURITY 07/01/2010 HELD BY LONDON TREASURY SERVICES 7/1 7/1 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (578,625.480) LONDON TIME DEPOSITS 1.4000% DATED 06/24/2010 MATURITY 07/01/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (157.510) (24.25) (157.51) Quantity 578,625.480 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Per EFTA01569000 Unit Amount USD Local Value PRINCIPAL Amount USD Local Value 24.25 157.51 INCOME Amount USD Local Value Currency Gain/Loss USD Page 23 of 31 EFTA01569001 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 7/1 Type Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/01/2010 MATURITY 07/08/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/8 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/01/2010 MATURITY 07/08/2010 HELD BY LONDON TREASURY SERVICES 7/8 7/8 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (578,782.990) LONDON TIME DEPOSITS 1.4500% DATED 07/01/2010 MATURITY 07/08/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/8 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/08/2010 MATURITY 07/15/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/15 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/08/2010 MATURITY 07/15/2010 HELD BY LONDON TREASURY SERVICES 7/15 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (163.230) EFTA01569002 (26.18) (163.23) 578,946.170 26.18 163.23 578,946.170 (163.180) (25.49) (163.18) 578,782.990 25.49 163.18 Quantity 578,782.990 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 24 of 31 EFTA01569003 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 7/15 Type Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/08/2010 MATURITY 07/15/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/15 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/15/2010 MATURITY 07/22/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/22 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/15/2010 MATURITY 07/22/2010 HELD BY LONDON TREASURY SERVICES 7/22 7/22 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (579,109.400) LONDON TIME DEPOSITS 1.4500% DATED 07/15/2010 MATURITY 07/22/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/22 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/22/2010 MATURITY 07/29/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/29 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% EFTA01569004 DATED 07/22/2010 MATURITY 07/29/2010 HELD BY LONDON TREASURY SERVICES Page 25 of 31 579,272.680 26.57 163.32 579,272.680 (163.280) (26.14) (163.28) 579,109.400 26.14 163.28 579,109.400 Quantity (578,946.170) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01569005 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 7/29 7/29 Type Misc. Disbursement Free Delivery Description REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (579,272.680) LONDON TIME DEPOSITS 1.4500% DATED 07/22/2010 MATURITY 07/29/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 7/29 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 07/29/2010 MATURITY 08/05/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD Total Inflows & Outflows $0.00 579,436.000 Quantity (163.320) Amount USD Local Value PRINCIPAL Amount USD Local Value (26.57) (163.32) INCOME Amount USD Local Value Currency Gain/Loss USD Page 26 of 31 EFTA01569006 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS Total Outflows Tax Payments Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -0.26 $0.26 (0.03) ($0.03) -Year-To-Date Value* -3.46 $3.46 (0.35) ($0.35) -Local Value Current Period Value 11.28 EFTA01569007 0.17 0.17 (0.02) (0.02) 11.43 Year-To-Date Value* -2.28 2.28 (0.23) (0.23) -Page 27 of 31 EFTA01569008 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 7/8 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.166666 PER SHARE 7/8 Foreign Tax Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 12.00% Total Inflows & Outflows $0.23 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount USD Local Value 0.26 0.17 PRINCIPAL Amount USD Local Value 0.26 0.17 INCOME Amount USD Local Value Currency Gain/Loss USD Page 28 of 31 EFTA01569009 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at Road, 1/OPS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using your debit card or for international transactions), we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describir the error and send it to: J.P. Morgan's Private Bank, Road, 1/OPS3, Newark, DE 19713-2107. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can contact your client service specialist but doing so will not preserve your rights. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, and unaccounted cash positions in writing to both the introducing broker, JPMSI and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your JPMSI Account Representative or JPMSI Compliance Department at In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. Important Information about Pricing and Valuations Certain assets including but not limited to, pooled private investments, non publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of which may have been provided to us by third parties who may not EFTA01569010 be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that J.P. Morgan believes to be reliable and is furnished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The current value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are indicative values as of the Page 29 of 31 EFTA01569011 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 close of business of the date of this statement and, except as otherwise agreed in writing, these valuations do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated as of the date of this statement. We do not warrant their completeness or accuracy. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Please review your statement promptly and report any discrepancies immediately to an account officer whose name appears on the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of the Bank. The Bank and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services, Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. This statement is not an official document for income tax reporting purposes. Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; Amounts in such foreign accounts do not have the benefit of any Domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Account (TD F 90-22.1). Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, EFTA01569012 weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online.Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. Where J.P. Morgan was unable to obtain a price from an outside service for a particular ARS, the price column on your statement and online will indicate "$0.00" which however should not be relied on as the price at which ARS would trade. Additional Information About Your Accounts Securities purchased or sold through JPMSI (1) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of JPMSI, and (2) other than exchange-listed options, are held in your Asset Account at JPMorgan Chase Bank, N.A. Positions in exchange-listed options are held by 3.P.Morgan Clearing Corp. and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in this Asset Account statement together with other assets held in that account. All pertinent information about your settled and pending purchases and sales effected through your JPMSI account during the period covered by this statement, is summarized in the "Trade Activity" portion of this statement. You should have received separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, JPMSI will promptly supply you with the latest such information. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. Page 30 of 31 EFTA01569013 GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 JPMCC and JPMSI are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMSI and JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank") are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at To the extent applicable, please read the following disclosures regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. JPMSI, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds, American Century Funds, or funds established, sponsored, advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request Bank products and services are offered through JPMCB and its affiliates. Securities are offered by JPMSI and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Account we will allocate the call by a method we deem fair and equitable. You must promptly advise JPMSI of material changes in your investment objectives or financial situation. Unless you inform JPMSI otherwise, JPMSI will consider the information currently in its files to be complete and accurate. JPMSI is not a bank and is a separate legal entity from its bank or thrift affiliates, including JPMCB. The securities sold, offered, or recommended by JPMSI: (1) Are not insured by the Federal Deposit Insurance Corporation, or any other governmental agency; (2) Are not deposits or other obligations of JPMSI's bank or thrift affiliates (unless otherwise indicated), and are not guaranteed by or the responsibility of any such affiliates (unless explicitly stated otherwise); and (3) Involve investment risks, including possible loss of the principal invested. JPMSI's banking affiliates may be lenders to issuers of securities that EFTA01569014 JPMSI underwrites, in which case proceeds of offerings underwritten by JPMSI may be used for the repayment of such loans, and you should refer to the disclosure documents relating to particular securities for discussion of any such lending relationships. The Federal Reserve requires that JPMSI obtain your consent before it can obtain certain information from its bank or thrift affiliates, including their credit evaluation of you. We will assume that your continuing to transact business with JPMSI will constitute your consent to the sharing of such information by JPMSI and its bank or thrift affiliates, to the extent permitted by law. Page 31 of 31 EFTA01569015 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01569016