EFTA01464203.pdf

Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium Elite Personal Accounts Checking Acct. # Elite Checking with Interest Acct. # APY Elite Money Market Deposit Acct. # APY Certificate of Deposit Acct. # APY Term DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium Internet Banking Services DB Private Wealth Online Plus Link to Existing Online Relationship TM (User/Co. ID Number) TM Private Wealth Premium Elite Business Accounts Checking Acct. # Elite Checking with Interest Acct. # APY Elite Money Market Deposit Acct. # APY Certificate of Deposit Acct. # APY Term DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term EFTA01464203 (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # APY Target Amount Trigger Amount Client Relationship Individual Account Joint Tenants with Right of Survivorship Joint Tenants in Common In Trust For/Payable on Death/As Trustee for Trust Estate 13-AWM-0101 013959.032613 City State Name Addr City State Zip Code Zip Code Mailing address (if different) TM Private Wealth Premium Banking Services TM Consumer Debit Card # Joint Applicant Debit Card # Business Debit Card # Deluxe Checkbook Style # Name Only Name and Address Duplicate Statement Addr Custody under NY UTMA Corporation Foundation Non-Profit Organization Attorney Trust Escrow Landlord Master Escrow Limited Liability Company Partnership Limited Liability Partnership EFTA01464204 EFTA01464205 Account Title and Joint Application Information Name of Account Title Joint Applicant (last name, first name, middle initial) or Business Social Security Number or Taxpayer ID Number Address City, State and Zip Code Home Telephone Number Business Telephone Number Date of Birth Name of Employer Address City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and EFTA01464206 unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM-0101 013959.032613 (last name, first name, middle initial) Social Security Number or Taxpayer ID Number Address City, State and Zip Code Home Telephone Number Business Telephone Number Date of Birth Name of Employer Address City, State and Zip Code EFTA01464207 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiary(ies), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. You understand that this application is subject to acceptance by DBTCA. Acceptance Account Holder's Signature Joint Account Holder's Signature For Bank Use Only Reviewed by: Name Title Date Accepted by DBTCA: Name EFTA01464208 Title Date Accepted by DBTCA: Name Title NOC Date 3 13-AWM-0101 013959.032613 Date Date EFTA01464209 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. [FOR BUSINESS USERS] Business Name Name/Title Signature DEUTSCHE BANK TRUST COMPANY AMERICAS By Print Name/Title Date [FOR ALL OTHER USERS] Account Name Name/Title Signature Date Date WM134667 21 010198.080613 EFTA01464210 Barcode_Num Deutsche Asset & Wealth Management DB Private Wealth Online Plus Account Opening Application Client Information Client/Company Name Online Contact Name Title Address City Phone Number Account Number Balance & Activitiy Reporting Email address Accounts and Services (please check services for each account) Account Book Transfer Bill Pay ACH Wire Transfer Positive Pay (Fees Apply) Reconciliation (Fess Apply) State Zip Code ACH Daily Limit $ Wire Transfer Daily Limit $ The ACH Daily Limit is the daily aggregate dollar amount of ACH transactions (payments and collections) you may send through Private Wealth Online Plus. The Wire Transfer Daily Limit is the daily aggregate dollar amount of wire transfers you may transmit through Private Wealth Online Plus. Note: By signing below, you acknowledge and agree that Deutsche Bank will make reasonable efforts to adhere to the ACH Daily Limit and Wire Transfer Daily Limit set forth herein, but shall have no obligation to do so. Further, you acknowledge and agree that, in accordance with the terms of the Internet Banking Services Agreement, Deutsche Bank may place (and adjust) daily dollar limits on the amount that may be transferred at any time, and from time to time, for any reason or for no reason. Wire Transfer Security Code (Optional) Alpha Numeric Security Code 6-25 characters Security Code EFTA01464211 If I have selected to receive Internet Banking Services, I understand that I will be required to enter a separate Internet Banking Services Agreement with Deutsche Bank before I can access the Internet Banking Service. Account Holder's Signature Print Name Date For Office Use Only: Primary Officer: Secondary Officer: Prepared by: Date: Approved by Wealth Advisor: Note: Access to DB InSight is the recommended portal to DB Private Wealth Online Date: 13-AWM-0135 009614.032613 EFTA01464212 Deutsche Asset & Wealth Management Signature Card Deutsche Bank Trust Company Americas Account Holder Title Individual Joint, with Rights of Survivorship Signature Signature Signature Signature Approved Power of Attorney Specimen Signature * For ITF/POD/ATF See Supplemental Terms and Conditions 006678.080913 13-AWM-0359 Account Number ITF/POD/ATF* Joint, Tenants in Common Corporate Partnership Limited Liability Corporation Other: Print Name Print Name Print Name Print Name Date Date of Power of Attorney Number of Signatures Required: EFTA01464213 Deutsche Asset & Wealth Management Signature Card Deutsche Bank Trust Company Americas Account Holder Title Individual Joint, with Rights of Survivorship Signature Signature Signature Signature Approved Power of Attorney Specimen Signature * For ITF/POD/ATF See Supplemental Terms and Conditions 006678.080913 13-AWM-0359 Account Number ITF/POD/ATF* Joint, Tenants in Common Corporate Partnership Limited Liability Corporation Other: Print Name Print Name Print Name Print Name Date Date of Power of Attorney Number of Signatures Required: Off Off Off Off Off Off Off 10 Off Off Off Off Off Off Off Off EFTA01464214 Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Not applicable 14/'u1/2000 St Thomas U.S. Virgin Islands 00802 6100 Red Hook Quarter B3 66-0585379 3. Epstein Virgin Islands Foundation, Inc Off 3. Epstein Virgin Islands Foundation, Inc Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off EFTA01464215 Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off Off 00802 U.S. Virgin Islands St Thomas 6100 Red Hook Quarter B3 3. Epstein Virgin Islands Foundation, Inc NAOSOD00014542-000102945 Off Off 3. Epstein Virgin Islands Foundation, Inc EFTA01464216