EFTA01500216.pdf

SOUTHERN TRUST COMPANY, INC ACCT. For the Period 8/1/13 to 8/31/13 Type Quantify Settle Date Selection Method Description Cost Amount Foreign Exchange - Outflows 8/26 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL 2000,000.000 (1,803,000.00) USD EXCHANGE RATE .901500000 DEAL 08(22/13 1,803,000.00 VALUE 08/26/13 (ID: OAUDPR-AA-8) 8/26 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY NZD SELL 2.500.000.000 (1,958,625.00) USD EXCHANGE RATE .783450000 DEAL 0822/13 1,958,625.00 VALUE 08/26/13 (ID: ONZDPR-AA-5) 8/30 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL 1,000,000.000 (894,200.00) USD EXCHANGE RATE .894200000 DEAL 08/28/13 894,200.00 VALUE 08/30/13 (ID: OAUDPR-AA-8) 8/30 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY NZD SELL 2,000,000.000 (1,554,400.00) USD EXCHANGE RATE .777200000 DEAL 08128/13 1,554,400.00 VALUE 08/30/13 (ID: ONZDPR-AA-5) Total Foreign Exchange - Outflows ($10.110.225.00) TRADE ACTIVITY Note: C indicates Currency Gain/Loss Settled transaction was initiated in pilot statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain,losS Settled Sales/Maturities/Redemptions 812 Sell Option NZD PUT USD CALL FX EUROPEAN STYLE OPTION AUG (2,000,000.000) 0.009 17,10000 (12,246.00) 4,914.00 C 816 FIFO 26, 2013 0 .78 RESALE OF PURCHASED FX OPTION (ID: XNZOPA-EW-Z) 8/7 Option Buyback CAD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 10,200,000.000 0.005 (49,000.00) 91,000.00 42,000.00 C 8/8 FIFO 24,2014.1.02 Kt (§ 1.005 KOG 1.055 REPURCHASE OF WRITTEN FX OPTION (ID: XCADCA-FF-Z) J.P Morgan Page 13 of 22 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024154 Chase CONFIDENTIAL SDNY_GM_00293352 EFTA01500216