Government of the United States Virgin Islands v. JPMorgan Chase Bank, N.A., No. 122-cv-10904 (S.D.N.Y. 2022)/265-01.pdf

EXHIBIT 125 FILED UNDER SEAL Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 1 of 40 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 2 of 40 Confidential Document Produced in Native Format JPM-SDNYLIT-W-00026008 2006 1 2 3 4 5 6 ABC D EF Item #ClientReasonDateOutcomeAdditional Comments 2Jeffrey EpsteinSeveral newspaper articles were found that detail the indictment of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. 10/17/2006RetainAfter internal discussions with Jes Staley, Mary Erdoes, Catherine Keating, John Duffy and Mary Casey, it was decided that we will keep Mr. Epstein solely as a banking client and on a 'reactive', client service basis. We will not proactively solicit new investment business from him 1M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 3 of 40 2006 1 ABC D EF Item #ClientReasonDateOutcomeAdditional Comments 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 2M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 4 of 40 2007 Item #ClientReasonDateOutcomeAdditional Comments 1 3M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 5 of 40 2007 Item #ClientReasonDateOutcomeAdditional Comments 4M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 6 of 40 2007 Item #ClientReasonDateOutcomeAdditional Comments . 5M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 7 of 40 2007 Item #ClientReasonDateOutcomeAdditional Comments 6M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 8 of 40 2007 Item #ClientReasonDateOutcomeAdditional Comments 7M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 9 of 40 2008 1 2 3 4 5 6 7 ABCD EF Item #ClientReasonDateOutcomeAdditional Comments 8M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 10 of 40 2008 1 ABCD EF Item #ClientReasonDateOutcomeAdditional Comments 8 9 10 11 12 13 9M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 11 of 40 2008 1 ABCD EF Item #ClientReasonDateOutcomeAdditional Comments 14 15 16 17 18 10M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 12 of 40 2008 1 ABCD EF Item #ClientReasonDateOutcomeAdditional Comments 19 20 21 22 23 24 25 21Jeffrey Epstein that Epstein was sentanced to 12 months in jail for solicitation of a prostitute and six months for procuring a person under the age of 18 for prostitution followed by 12 months of house arrest. 7/15/2008Catherine will go back to JES to tell him we are uncomfortable with Epstein and do not want to go to Cutler for approval. 11M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 13 of 40 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 14 of 40 2008 11/24/2008 Not approved. 12 M-SDNYLIT-W-00026008 2008 1 ABCD EF Item #ClientReasonDateOutcomeAdditional Comments 35 36 37 38 39 40 41 42 34 35 36 37 38 39 13M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 15 of 40 2009 1 2 3 4 5 6 7 8 ABCD EFGHI Item #Client/ProspectReasonDateOutcomeAdditional CommentsFollow up Y/N Follow up Complete Y/N F/U Action, due date 1 14M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 16 of 40 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 17 of 40 A B C D Item# Client/Prospect Reason Date 8 9 10 11 12 13 14 2009 E F Outcome Additional Comments ■ G Follow up YfN H Follow up Complete YfN FfU Action, due date M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 18 of 40 2009 A B C D Item# Client/Prospect Reason Date 15 16 17 16 E F Outcome Additional Commen ts G Follow up YfN H Follow up Complete YfN M-SDNYLIT-W-00026008 2010 1 2 3 4 5 6 7 8 ABCDE FGHIJ Item #Client/ProspectClient/Prospect CategoryReasonDateOutcomeAdditional CommentsFollow up Y/N Follow up Complete Y/N F/U Action, due date 17M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 19 of 40 2010 1 ABCDE FGHIJ Item #Client/ProspectClient/Prospect CategoryReasonDateOutcomeAdditional CommentsFollow up Y/N Follow up Complete Y/N F/U Action, due date 9 10 11 12 13 14 18M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 20 of 40 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 21 of 40 2010 A C D E F G H Item# Client/Prospect Client/Prospect Category Reason Date Outcome Additional Comments Follow up Follow up YIN Complete 15 17 18 N 19 19 M-SDNYLIT-W-00026008 2010 1 ABCDE FGHIJ Item #Client/ProspectClient/Prospect CategoryReasonDateOutcomeAdditional CommentsFollow up Y/N Follow up Complete Y/N F/U Action, due date 20 21 19 20M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 22 of 40 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 23 of 40 2010 A 8 C D E F G H J I tem# Client/Prospect Client/Prospect Category Reason Date Outcome Additional Comments Follow up Follow up YIN Complet e YIN 21 22 23 23 24 25 21 M-SDNYLIT-W-00026008 2010 1 ABCDE FGHIJ Item #Client/ProspectClient/Prospect CategoryReasonDateOutcomeAdditional CommentsFollow up Y/N Follow up Complete Y/N F/U Action, due date 26 27 28 29 30 N 22M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 24 of 40 2010 1 ABCDE FGHIJ Item #Client/ProspectClient/Prospect CategoryReasonDateOutcomeAdditional CommentsFollow up Y/N Follow up Complete Y/N F/U Action, due date 31 32 33 34 35 36 37 38 39 40 41 30 30 31 32 33 34 35 36 37 38 39 23M-SDNYLIT-W-00026008 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 25 of 40 Case 1:22-cv-10904-JSR Document 265-1 Filed 08/07/23 Page 26 of 40 A Item# Client/Prospect 2 2 Jeffrey Epstein 3 3 5 6 7 8 C Client/Prospect Category Existi ng Oien! D Reason The Firm's AML Director (Wi