EFTA01542715.pdf

October 01, 2003 - October 31, 2003 NES, LLC Primary Account Number: Total enclosures: 73 Page 1 of 7 967 000 PB NES, LLC ERIC GANY NEW YORK STRATEGY GROUP 457 MADISON AVENUE, 4TH FLOOR NEW YORK NY 10022 JPMorgan Chase Bank Your JPMorgan Private Bank Team: CAMILLO D'ORAZIO ETHAN HORNBECKER Private Bank ServiceLine For assistance after business hours, 7 days a week. Relationship Banking Summary Deposit Accounts Business Checking Description Total Number Opening Balance $114,008.49 Total Credits $750,000.00 Total Debits $769,272.87 Ending Balance $94,735.62 $94,735.62 JPMorgan Private Bank EFTA01542715 October 01, 2003 - October 31, 2003 NES, LLC Primary Account Number: Page 2 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Summary Opening Balance Deposits and Credits Checks, Withdrawals and Debits Ending Balance Activity Date Oct 01 Oct 01 Oct 01 Oct 01 Oct 03 Oct 03 Oct 03 Oct 07 $114,008.49 $750,000.00 $769,272.87 $94,735.62 Description Debit Opening Balance Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: Check Paid # 20370 Check Paid # 20398 Check Paid # 20395 Check Paid # 20396 Check Paid # 20397 Internal Funds Transfer JEFFREY E EPSTEIN Oct 08 Oct 09 Oct 10 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE TTER FROM CLIENT Electronic Funds Transfer EFTA01542716 ADP : ADP - FEES Ref: Electronic Funds Transfer ADP DP - TAX Ref: Internal Funds Transfer JEFFREY E EPSTEIN Oct 10 Oct 10 Oct 10 Oct 10 Oct 10 Oct 10 Oct 10 Oct 14 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE TTER FROM CLIENT Check Paid # 1027 Check Paid # 1029 Check Paid # 20400 Check Paid # 20402 Check Paid # 20405 Check Paid # 20406 Check Paid # 20408 Check Paid # 20399 $15,146.45 $33,839.31 $212.00 $451.46 $544.43 $276.93 $525.05 $250,000.00 Credits Balance $114,008.49 $98,862.04 $65,022.73 $64,810.73 $64,359.27 $63,814.84 $63,537.91 $63,012.86 $313,012.86 $94.16 $312,918.70 $1,362.39 $100,000.00 $311,556.31 $411,556.31 EFTA01542717 $4,702.00 $258,690.00 $255.00 $382.52 $57.54 $51.26 $66.98 $1,124.26 $406,854.31 $148,164.31 $147,909.31 $147,526.79 $147,469.25 $147,417.99 $147,351.01 $146,226.75 EFTA01542718 October 01, 2003 - October 31, 2003 NES, LLC Primary Account Number: Page 3 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Oct 14 Oct 14 Oct 14 Oct 15 (cont.) Description Debit Check Paid # 20401 Check Paid # 20403 Check Paid # 20404 Internal Funds Transfer JEFFREY E EPSTEIN FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# AS REQUESTED Oct 15 Oct 15 Oct 15 Oct 15 Oct 15 Oct 15 Oct 16 Oct 16 Oct 17 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 21 Oct 21 Oct 21 Oct 21 Oct 21 Oct 21 EFTA01542719 Oct 21 Oct 21 Oct 21 Oct 21 Oct 21 Oct 21 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: Check Paid # 20327 Check Paid # 20410 Check Paid # 20411 Check Paid # 20413 Check Paid # 1030 Check Paid # 20407 Check Paid # 20419 Check Paid # 20417 Check Paid # 20420 Check Paid # 20421 Check Paid # 20422 Check Paid # 20423 Check Paid # 20424 Check Paid # 20425 Check Paid # 20426 Check Paid # 20427 Check Paid # 20428 Check Paid # 20412 Check Paid # 20414 Check Paid # 20415 Check Paid # 20416 Check Paid # 20429 Check Paid # 20430 Check Paid # 20431 Check Paid # 20432 Check Paid # 20435 Check Paid # 20438 Check Paid # 20439 Check Paid # 20440 $15,146.39 $33,839.34 $57.54 $273.11 $78.59 $800.00 $3,184.00 $124.70 $4,805.25 $103.88 EFTA01542720 $2,800.00 $70.60 $38.40 $55.22 $99.32 $49.20 $95.64 $89.21 $38.72 $47.06 $394.20 $360.85 $489.03 $47.06 $134.44 $116.65 $105.64 $353.52 $9,334.15 $237.19 $8,836.64 $169,494.56 $135,655.22 $135,597.68 $135,324.57 $135,245.98 $134,445.98 $131,261.98 $131,137.28 $126,332.03 $126,228.15 $123,428.15 $123,357.55 $123,319.15 $123,263.93 $123,164.61 $123,115.41 $123,019.77 $122,930.56 $122,891.84 $122,844.78 $122,450.58 $122,089.73 $121,600.70 $121,553.64 $121,419.20 $121,302.55 $121,196.91 $120,843.39 $111,509.24 $111,272.05 EFTA01542721 $102,435.41 $11,142.60 $357.77 $85.43 $50,000.00 Credits Balance $135,084.15 $134,726.38 $134,640.95 $184,640.95 EFTA01542722 October 01, 2003 - October 31, 2003 NES, LLC Primary Account Number: Page 4 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Oct 22 Oct 22 Oct 22 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 24 Oct 24 Oct 24 Oct 24 Oct 24 Oct 27 (cont.) Description Debit Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: Check Paid # 20434 Check Paid # 20437 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: Check Paid # 20418 Check Paid # 20436 Check Paid # 20447 Check Paid # 20448 Check Paid # 20449 Check Paid # 20450 EFTA01542723 Check Paid # 20451 Check Paid # 20452 Check Paid # 20453 Check Paid # 20454 Check Paid # 20455 Check Paid # 20456 Check Paid # 20457 Check Paid # 20442 Check Paid # 20443 Check Paid # 20458 Check Paid # 20459 Check Paid # 20460 Internal Funds Transfer JEFFREY E EPSTEIN Oct 27 Oct 27 Oct 27 Oct 27 Oct 27 Oct 28 Oct 29 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE TTER FROM CLIENT Check Paid # 20409 Check Paid # 20433 Check Paid # 20444 Check Paid # 20445 Check Paid # 20446 Check Paid # 1031 Internal Funds Transfer JEFFREY E EPSTEIN FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE TTER FROM CLIENT $87.16 $600.00 $216.24 $1,362.38 $518.44 $586.58 $42.52 $513.26 $33.85 $37.13 $57.50 $77.62 $77.70 $127.34 $47.06 $84.44 EFTA01542724 $38.99 $390.50 $488.57 $587.02 $58.40 $414.12 $100,000.00 Credits Balance $102,348.25 $101,748.25 $101,532.01 $100,169.63 $99,651.19 $99,064.61 $99,022.09 $98,508.83 $98,474.98 $98,437.85 $98,380.35 $98,302.73 $98,225.03 $98,097.69 $98,050.63 $97,966.19 $97,927.20 $97,536.70 $97,048.13 $96,461.11 $96,402.71 $95,988.59 $195,988.59 $359.69 $5,451.89 $116.90 $194.96 $349.85 $62,296.95 $250,000.00 $195,628.90 $190,177.01 $190,060.11 $189,865.15 $189,515.30 $127,218.35 $377,218.35 EFTA01542725 October 01, 2003 - October 31, 2003 NES, LLC Primary Account Number: Page 5 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Oct 29 Oct 29 Oct 29 Oct 31 (cont.) Description Debit Electronic Funds Transfer ADP TX FINCL SVC Re: ADP - TAX Ref: Electronic Funds Transfer ADP TX FINCL SVC Re: ADP - TAX Ref: Check Paid # 20441 Check Paid # 1032 Ending Balance Checks Paid Check 1027 1029 1030 1031 1032 20327 20370 20395 20396 20397 20398 20399 20400 20401 20402 20403 20404 20405 20406 20407 20408 20409 EFTA01542726 20410 20411 20412 * Date * * * Oct 10 Oct 10 Oct 16 Oct 28 Oct 31 Oct 15 Oct 01 Oct 03 Oct 03 Oct 03 Oct 01 Oct 14 Oct 10 Oct 14 Oct 10 Oct 14 Oct 14 Oct 10 Oct 10 Oct 16 Oct 10 Oct 27 Oct 15 Oct 15 Oct 21 Total Checks Enclosed Checks: 73 *Gap in check sequence Amount Check $4,702.00 $258,690.00 $3,184.00 $62,296.95 $227,761.00 $57.54 $212.00 $544.43 $276.93 $525.05 $451.46 $1,124.26 $255.00 $11,142.60 EFTA01542727 $382.52 $357.77 $85.43 $57.54 $51.26 $124.70 $66.98 $359.69 $273.11 $78.59 $47.06 20413 20414 20415 20416 20417 20418 20419 20420 20421 20422 20423 20424 20425 20426 20427 20428 20429 20430 20431 20432 20433 20434 20435 20436 20437 Date Oct 15 Oct 21 Oct 21 Oct 21 Oct 20 Oct 23 Oct 17 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 Oct 20 EFTA01542728 Oct 20 Oct 20 Oct 21 Oct 21 Oct 21 Oct 21 Oct 27 Oct 22 Oct 21 Oct 23 Oct 22 Amount Check $800.00 $394.20 $360.85 $489.03 $103.88 $518.44 $4,805.25 $2,800.00 $70.60 $38.40 $55.22 $99.32 $49.20 $95.64 $89.21 $38.72 $47.06 $134.44 $116.65 $105.64 $5,451.89 $600.00 $353.52 $586.58 $216.24 20438 20439 20440 20441 20442 20443 20444 20445 20446 20447 20448 20449 20450 20451 EFTA01542729 20452 20453 20454 20455 20456 20457 20458 20459 20460 Date Oct 21 Oct 21 Oct 21 Oct 29 Oct 24 Oct 24 Oct 27 Oct 27 Oct 27 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 23 Oct 24 Oct 24 Oct 24 Amount $9,334.15 $237.19 $8,836.64 $5,736.00 $390.50 $488.57 $116.90 $194.96 $349.85 $42.52 $513.26 $33.85 $37.13 $57.50 $77.62 $77.70 $127.34 EFTA01542730 $47.06 $84.44 $38.99 $587.02 $58.40 $414.12 $619,409.56 $15,146.39 $33,839.34 $5,736.00 $227,761.00 $769,272.87 $750,000.00 $94,735.62 Credits Balance $362,071.96 $328,232.62 $322,496.62 $94,735.62 EFTA01542731 October 01, 2003 - October 31, 2003 NES, LLC Primary Account Number: Page 6 of 7 JPMorgan Private Bank Business Checking NES, LLC Fees and Charges for Business Accounts Account Number We value your relationship with JPMorgan Private Bank. You were not charged for services this statement period. Thank You. (cont.) EFTA01542732 October 01, 2003 - October 31, 2003 NES, LLC Primary Account Number: Page 7 of 7 JPMorgan Private Bank Important Information about Your Statement Personal accounts are subject to the Deposit Accounts Agreement or the General Terms For Accounts and Services. Business accounts are subject to the Terms and Conditions for Commercial Accounts or the General Terms For Accounts and Services. Your accounts, unless otherwise indicated on the statement, are held by JPMorgan Chase Bank (the "Bank"). Deposit accounts held at the Bank, including checking, savings, CD, and money market accounts, are FDIC insured. In Case of Errors or Questions About Your Electronic Funds Transfers (personal accounts only) Telephone or write to the Bank if you think your statement or receipt is wrong, or if you need more information about an electronic transaction on a statement or receipt. The phone number for inquiries is printed on the front of this statement. The address for inquiries appears below. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. • • Tell us your name and account number. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. • Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 business days for transactions outside the U.S. and point-of-sale transactions), we will recredit your account for the amount you think is in error so that you will have use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non Electronic Transfers Please examine your account at once. If you feel an error has taken place or have questions concerning a non-electronic transaction, telephone or write us within 30 days. The phone number is printed on the front of this statement. The address appears above. If no report is received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they obligations of or guaranteed by JPMorgan Chase Bank, or its affiliates or any federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested. The distributor of the JPMorgan Funds is JPMorgan Fund Distributors, Inc. which is not affiliated with the Bank. The Bank and its affiliates EFTA01542733 receive compensation from the JPMorgan Funds for providing services to the funds. Read the JPMorgan Funds prospectuses carefully for details, including fees and expenses, before investing or sending money. JPMorgan Select Shares of the Connecticut Daily Tax Free Income Fund, Inc. and JPMorgan Select Shares of the New Jersey Daily Municipal Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with JPMorgan, are the funds' distributors and investment advisor. Reich & Tang Distributors Inc. is a member NASD. The Bank is not a registered broker-dealer. Securities transactions may be through JPMorgan Fund Distributors, Inc. a subsidiary of the Bank, is a member of NASD/SIPC. IRA Accounts Accounts of the Bank as trustee, or as discretionary investment manager for an ERISA plan or an IRA that hold Fiduciary Shares (as described below) do not bear any portion of investment, administrative, custodian or other charges paid to the Bank or its affiliates for services to JPMorgan Funds for which a rebate process has been established since these charges are subject to rebate as defined below. For accounts of the Bank as trustee, or discretionary investment manager for an ERISA plan or an IRA, which hold shares in the JPMorgan Funds other than Fiduciary Shares, the Bank receives fees for services from the JPMorgan Funds but waives account fees with respect to the funds so held. "fiduciary Shares" means shares of JPMorgan Select Funds and Institutional Shares of the JPMorgan Bond Fund II, JPMorgan Short-Term Bond Fund II, JPMorgan Intermediate Bond Fund II, and JPMorgan Large Cap Equity Fund held in Bank trust accounts or in discretionary investment management accounts at the Bank held by ERISA plans or IRAs. "Rebate" means an amount returned by the Bank to the account which holds the Fiduciary Shares. The rebate amount represents the portion of servicing fees paid to the Bank by the mutual fund with respect to Fiduciary Shares. Please direct all inquiries to your Morgan Account Officer at JPMorgan Private Bank Client Service 500 Stanton Christiana Road, 1/OPS3 Newark, DE 19713-2107 EFTA01542734