EFTA01502299.pdf

For the Period 311/13 to 3/31/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Acc°mitts) and Net Capital Requirements TIE HAZE TRUST witiostoosi 22 986.263 73 23,050,131.33 63,867 60 4 At December 31, 2012, JPMS LLC's net capital of $13.5 TIE HAZE TRUST 242266791 0.00 0.00 0.00 16 billion exceeded the minimum regulatory net capital Total Value $22,986,263.73 $23,060,131.33 $63,887.60 requirement of St .5 billion by $12.0 billion. JPMCC's net capital of $6.6 billion was approximately 8.3% of This account summary is provided for informational purposes and includes assets at different entities. aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by S5.0 (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"). except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage billion. transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income Complete copies of JPMS LLC's and JPMCC's individual securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see audited Statement of Financial Condition may be 'Additional Information About Your Accounts" at the end of the Asset Account Statement. obtained, at no cost, by accessing: (2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority (-FINRA") and Securities Insurance Protection http://investorshareholder.comipmorganchasetfinancial- Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity condition.cfm Detail". Such transactions are cleared and carried through JPMCC. Additionally, you may call 1-868-576-1300 to request a Please see disclosures located at the end of this statement package for Important Information relating to each J.P.Morgan account(s). hard copy of the statement. 0020024153 ISO IS 00001 HA7_000 2,130002 Consolidated Statement Page 1 J.P.Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00026764 Chase CONFIDENTIAL SDNY_GM_00295962 EFTA01502299