EFTA01463821.pdf

EFTA01463821 EFTA01463822 EFTA01463823 EFTA01463824 EFTA01463825 EFTA01463826 EFTA01463827 EFTA01463828 EFTA01463829 EFTA01463830 EFTA01463831 EFTA01463832 EFTA01463833 0 THE HAZE TRUST 6100 RED HOOK QTRS STE B3 ST THOMAS VI 00802-1348 c Ns 9 w • For the Period 7/1/13 to 7/31/13 Account Sununary Client News The following information supersedes that which you received as part of your June statement insert, "J.P. Morgan Securities LLC, Important information and disctosures." Account Number Beginning Net Market Value Ending Net Market Value Change In Value Start on Page Investment Accoimt(s) 22,232,691.30 22,510,489.86 277,798.56 4 THE HAZE TBUST 24226579® 0.00 0.00 0.00 23 THE HAZE TRUST SEC Regulation NMS Rule 607 - Payment for Order Total Value $22,232,691.30 $277,798.56 $22,510,489.86 Row EFTA01463834 .JPMS LLC may pay from time to time for certain order flow in the form of discounts, rebates, reductions of fees or credits. As a result of sending orders to certain trading centers, JPMS LLC receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Under some circumstances, the amount of such remuneration may exceed the amount that JPMS LLC is charged by such trading centers. This does not alter JPMS LLC's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account price, reliability, market depth, quality of service, speed and efficiency. This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- listed options, which are held at JPMorgan Clearing Corporation fJPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC C'JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through .JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINFIA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). Consolidated Statement Page 1 0000012292.15.0.15.00001.HAZET00.20130802 3.EMorgan THIS PAGE INTENTIONALLY LEFT BLANK For the Period 7/1/13 to 7/31/13 Consolidated Summary INVESTMENT ACCOUNTS Beginning Market Vaiue Change in Vaiue Estimated Current Annuai income Aitocation Asset Allocation Ending Market Vaiue Asset Allocation Equity 6,608,310.00 6,715,440.00 EFTA01463835 107,130.00 480,750.00 30% Cash & Fixed income 15,492,141.16 15,604,098.96 111,957.80 597,120.08 70% Market Value $22,100,451.16 132,240.14 $22,319,538.96 190,950.90 $219,08730 58,710.76 $1,077,870.08 100% Accruals Fixed Income Equltr Market Value with Accruals $22,232,691.30 $22,510,489.86 $277,798.56 Cunent Period Vaiue Year-to-Date Value Portfolio Activity Beginning Market Value 22,100,451.16 22,408,661.03 Net ContributionsA/Vithdrawals (94,749.68) Income & Distributions 51,778.06 727,739.55 Change in Investment Value (722,111.94) 167,309.74 Ending Market Value Accruals $22,319,538.96 190,950.90 $22,319,53636 190,950.90 Market Value with Accruals $22,510,489.86 $22,510,489.86 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in EFTA01463836 custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 3.PMorgan For the Period 7/1/13 to 7/31/13 Consolidated Summary CONTINUED INVESTMENT ACCOUNT(S) YEAR-TO-DATE Account Number Net Contributions/ Withdrawals Change in Investment Value Ending Market Value with Accruals Beginning Market Value Income & Distributions Portfolio Activity (94,749.68) (722,111.94) 22,408,661.03 727,739.55 22,510,489.86 THE HAZE TRUST cco Number Taxable Income Tax-Exempt Income Other Income & Receipts Realized Gain/Loss Unrealized Gain/Loss' Tax Summary Short-term Long-term (847,834.07) (180,855.40) EFTA01463837 727,678.90 60.65 323,782.28 THE HAZE TRUST 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. Consolidated Statement Page 3 J.RMorgan THE HAZE TRUST ACCT. W4S054006 For the Period 7H/13 to 7/31/13 JPMorgaa Chase Bank, NA. 270 Park Avenue, New York, NY 10017-2014 Asset Account J*. Morgan Team Table of Contents Page Justin Nelson Paul Barrett Janet Young Gina Magllocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.ipmorganonline.com Holdings Equity Cash & Fixed Income Portfolio Activity 2 4 6 9 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). J.R Morgan Account Page 1 of 19 Consolidated Statement Page 4 THE HAZE TRUST ACCT. For the Period 7/1/13 to 7/31/13 Account Summary Change In Value Estimated Current EFTA01463838 Annual Income Allocation Asset Allocation Beginning Market Value Ending Market Value Asset Allocation Equity 6,608,310.00 480,750.00 6,715,440.00 107,130.00 30% Cash& Fixed Income 70% 15,492,141.16 15,604,098.96 111,957.80 597,120.08 Market Value Accruals $22,100,451.16 132,240.14 $22,319,538.96 190,950.90 $219,087.80 58,710.76 $1,077,870.08 100% $22,232,691.30 $277,798.56 Market Value with Accruals $22,510,489.86 Ftxaamcomo Cu rent Period Value Year-to-Date Value Portfolio Activity Beginning Market Value 22,100,451.16 22,408,661.03 Securities Transfered In 1,817.95 Securities Transferred Out (96,567.63) Net Contributlons/Withdrawals income & Distributions $0.00 51,778.06 ($94,749.68) 727,739.55 EFTA01463839 Change in Investment Vaiue Ending Market Value Accruals 167,309.74 (722,111.94) $22,319,538.96 $22,319,538.96 190,950.90 190,950.90 Market Value with Accruals $22,510,489.86 $22,510,489.86 3.EMorgan Account W48054006 Page 2 of 19 Consolidated Statement Page 5 THE HAZE TRUST ACCT. For the Period 7/1/13 to 7/31/13 Account Summary CONTINUED Current Period Value Year-to-Date Value Current Period Value Year-to-Date Value Tax Summary Domestic Dividends/Distributions 19,541.81 388,854.32 ST Realized Gain/Loss 3,791.06 323,782.28 Interest Income 32,168.82 341,563.52 LT Realized Gain/Loss 7,715.11 (847,834.07) Accrued Interest Current Year (2,738.94) 44.29 ($524,051.79) Realized Gain/Loss $11,506.17 Taxable Income $51,754.92 $727,678.90 Tax-Exempt Income 23.14 60.65 EFTA01463840 To-Date Value Tax-Exempt Income $23.14 $60.65 Unrealized Gain/Loss ($180,855.40) Cost Summary Cost Equity 6,727,579.16 Cash & Fixed Income 15,772,815.20 Total $22,500,394.36 3.RMorg Accountill Page 3 of 19 Consolidated Statement Page 6 THE HAZE TRUST ACCT. For the Period 7/1/13 to 7/31/13 Equity Summary Change In Value Current Allocation Beginning Market Value Ending Market Value Asset Categories Concentrated & Other Equity 107,130.00 30% 6,606,310.00 6,715,440.00 Current Period Vaiue Market Value/Cost Market Vaiue 6,715,440.00 Tax Cost 6,727,579.16 (12,139.16) Unreaiized Gain/Loss Estimated Annual Income 460,750.00 Accrued Dividends 111,363.00 Yield 7.09% Equity Detail Unrealized Est. Annual Inc. Gain/Loss Accrued Div. EFTA01463841 Adjusted Tax Cost Yield Price Quantity Value Original Cost Concentrated & Other Equity (6,370.63) 243,750.00 7.14% 51,456.00 BANK OF AMERICA CORP 6 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 060505-DT-8 BB+/B1 112.78 3,000,000.000 3,383,250.00 3,389,620.83 J.E Mor Account Page 4 of 19 Consolidated Statement Page 7 THE HAZ U ACCT. For the Period 7/1/13 to 7/31/13 Unrealized Est. Annual Inc. Gain/Loss Accrued Div. Adjusted Tax Cost Yield Quantity Value Price Original Cost Concentrated & Other Equity (5,768.33) 237,000.00 7.05% 59,907.00 JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 111.07 3,000,000.000 3,332,190.00 3,337,958.33 ($12,139.16) $480,750.00 7.10% $111,363.00 Total Concentrated & Other Equity $6,715,440.00 $6,727,579.16 J.RMorgan Account W48054006 Page 5 of 19 Consolidated Statement Page 8 THE HAZE TRUST ACCT. W48054006 For the Period 7/1H3 to 7/31/13 Cash & Fixed Income Summary Beginning EFTA01463842 Market Vaiue Ending Market Vaiue Change in Vaiue Current Asset Categories Aiiocation Asset Categories Cash 4,922,642.00 4,976,532.36 53,890.36 22% US Fixed income 8,964,199.16 9,034,116.60 69,917.44 41% Compiementary Structured Strategies (11,850.00) 1,605,300.00 1,593,450.00 7% Total Value $15,492,141.16 $15,604,098.96 $111,957.80 70% V$ FIXBd tncomB C< Structurod StntagfBS Current Period Value Market Value/Cost Market Value 15,604,098.96 Tax Cost 15,772,815.20 Unrealized Gain/Loss (168,716.24) Estimated Annual Income 597,120.08 Accrued Interest 79,587.90 Yield 3.66% Cash & Fixed Income as a percentage of your portfolio 70 % SUMMARY BY MATURITY SUMMARY BY TYPE Market EFTA01463843 Value % of Bond Portfolio Market Value % of Bond Portfolio Cash & Fixed Income Cash & Fixed Income 0-6 months' Cash 9,644,941.87 63% 4,976,532.36 34% 1-5 years' 3,329,450.00 Corporate Bonds 21% 2,788,500.00 17% 5-10 years' 1,052,500.00 6% Mortgage and Asset Backed Bonds 1,577,207.09 10% 10+years' 1,577,207.09 10% Mutual Funds 4,668,409.51 29% Complementary Structure 1,593,450.00 10% Total Value $15,604,098.96 100% $15,604,098.96 Total Value 100% ' The years indicate the number of yeare until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. 3.RMorgan Account Page 6 of 19 Consolidated Statement Page 9 THE HAZE TRUST ACCT. For the Period 7/1/13 to 7/31/13 EFTA01463844 Note: mm This is the Annuai Percentage Yieid (APY) which is the rate earned if baiances remain on deposit for a foil year with compounding, there is no change in the interest rate and ali interest is ieft in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unreaiized Est. Annuai income GainAoss Accrued interest Quantity Price Vaiue Original Cost Yield Cash us DOLLAR 1.00 0.03%' 0.00 0.47 3PM TAX FREE PREMIER SWEEP FD #92 7-Day Annualized Yield: .01 % 1.00 4,976,532.36 4,976,532.36 4,976,532.36 447.88 41.88 0.01 % Total Cash $4,976,532,36 $4,976,532.36 $0.00 $447.88 $42.35 0.01 % US Fixed Income 3PM HIGH YIELD FD - SEL FUND 3580 4812C0-80-3 8.13 323,617.56 2,631,010.74 (47,096.19) 2,678,106.93 168,604.74 12,621.08 6.41 % 3PM TR I FLOAT RATE INC FD FUND 2808 48121L-51-0 10.06 EFTA01463845 202,524.73 2,037,398.77 (6,001.20) 94,579.04 7,088.37 4.64% 2,043,399.97 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+/BA1 110.50 1,200,000.00 1,326,000.00 1,363,500.00 (37,500.00) 88,500.00 22,124.40 3.90% IPAYMENTINC 10 1/4% MAY 15 2018 DTD 11/15/2011 46262E-AE-5 CCC /CAA 82.00 500,000.00 410,000.00 445,000.00 (35,000.00) 51,250.00 15.72% 10,819.00 J.EMorgan Account Page 7 of 19 Consolidated Statement Page 10 THE HAZE TRUST For the Period 7/1/13 to 7/31/13 Adjusted Tax Cost Unrealized Est. Annual Income Gain/Loss Accaied Interest Yield Price Quantity Value Original Cost US Fixed Income 7.13% KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 06/01/2011 494580-AB-9 NR /B3 1,000,000.00 1,052,500.00 996,250.00 EFTA01463846 56,250.00 82,500.00 13,750.00 105.25 GSR MORTGAGE LOAN TRUST 2005-5FCL 61 5.7598% 06/25/2035 DTD 05/01/2005 36242D-7X-56+/ (191,222.92) 71,272.25 5,938.32 8.65% 81.98 1,237,408.42 1,014,476.92 1,205,699.84 (1,595.93) 39,966.17 3,329.88 5.28% CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 161630-6Z-0 NR/C/>iA 562,730.17 564,326.10 78.28 718,886.75 Total US Fixed Income $9,034,116.60 ($262,166.24) $596,672.20 $75,671.05 6.33% $9,296,262.84 Complementary Structured Strategies 3PM 3YR NC CLN TO MTOR 04/16/15 INITIAL RATE 6.20% CPN DD 04/16/12 4662A0-40-1 106.23 1,500,000.00 1,593,450.00 1,500,000.00 93,450.00 3,874.50 3.EMorgan Account Page 8 of 19 Consolidated Statement Page 11 EFTA01463847