Government of the United States Virgin Islands v. JPMorgan Chase Bank, N.A., No. 122-cv-10904 (S.D.N.Y. 2022)/238-43.pdf

EXHIBIT 68 Case 1:22-cv-10904-JSR Document 238-43 Filed 07/25/23 Page 1 of 7 Case 1:22-cv-10904-JSR Document 238-43 Filed 07/25/23 Page 2 of 7 USCG Due Dil igence Report - Individual JPMorgan Private Bank DDR Name: DDR Status : Process Completed Banker: Paul V Morris/JPMCHASE R LE/OU : 102/29338 Banker SID: N256838 Banker BAC : 8634--CHBG Banker FNEN : 01 Banker History : 03/04/2010 11:09:15 PM - CRD / Notrix changed: Banker from Mary C Casey/JPMCHASE to Paul V Morris/JPMCHASE . 07/28/2006 11 : 00:04 PM - CRD / Notrix changed: Banker from Jeffrey M Matusow/JPMCHASE to Mary C Casey/JPMCHASE . 07/13/2006 11:00:44 PM - CRD / Notrix changed: Banker from Mary C Casey/JPMCHASE to Jeffrey M Matusow/JPMCHASE . 07/10/2006 11:00 :44 PM - CRD / Notrix changed: Banker from Robert Baynard/JPMCHASE to Mary C Casey/JPMCHASE. 07/07/2006 11 : 00:21 PM - CRD / Notrix changed : Banker from Mary C Casey/JPMCHASE to Robert Baynard/JPMCHASE . 01/19/2006 11 :00:30 PM - CRD / Notrix changed: Banker from Mary Rieth/JPMCHASE to Mary C Casey/JPMCHASE. 04/22/2005 10:10:28 PM - CRD / Notrix changed: Banker GID from 00000043917 to U043917. The DM for this DDR is DM Name - JEFFREY E EPSTEIN CAS lD - 9710670708 . The following DDR's are associated with this Decision Maker . DDR Name 116 East 65th St ., LLC Darren K. Indyke PLLC EMMCAC, LLC Epstein, Jeffrey Financial Trust Company, Inc. Financial Trust Company, Inc. Freedom Air International, Inc . HBRK Associates Inc . Hyperion Air, Inc. I-Correct .com LLC Indyke, Darren K Jege, Inc. LYN & JOJO LLC MAX Foundation New York Strategy Group, LLC Plan D, Inc. The 2007 Jeffrey E Epstein Insurance Trust #2 - November 1, 2007 The 2007 Jeffrey E Epstein Insurance Trust #3 dtd November 1, 2007 The 2007 Jeffrey E. Epste in Insurance Trust #1 Dtd November 1, 2007 The C.O.U.Q. Foundation, Inc . The Haze Trust .:. Banker Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morr i s, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Pa ul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V Morris, Paul V ' <+ ' r-ie;;.c1i~nt ( i,, io~ci s lo n Mak~r/i.i S:: ASi'P G, N ': E xi~s) ·t : f!~!ic: ::: : t::t ~::t~c;{~ :~~ 1;~;~e '. ~~~~t · op~ning ·:1. · JPMC Internal Use Only Confidential Security Services Search Date 02/02/2009 10/17/2008 02/08/2004 08/06/2004 03 /07/ 2011 08/11/1999 05/21/2003 03/11/2010 10/17/2008 02/03/2009 01/30/2009 01/15/2010 02/03/2009 07/31/2006 02/08/2004 12/10/2009 04/16/2003 01/30/2009 12/01/2008 12/02/2008 11/25/2008 01/28/2004 .. I EXHIBIT I!:> f rc/o~,_?, i :;,/ ,~1'};) JPM-SDNYLIT-00036564 Case 1:22-cv-10904-JSR Document 238-43 Filed 07/25/23 Page 3 of 7 Is this DDR being used for multiple entities? Last Name : - First Name: Middle Name/Initial: Previous Last Name(s): Title: Business Name: (To Record Individual's Ownership Or Employer) Business Address Addresses Primary Address (Legal address on accou nt) (Ot her than Primary Address) Name: Attention : Address Line 1: Address Line 2: City: State: Province: Postal/Zip Code: Country: UNITED STATES Legal Enti ty: Individual / Joint Industry Code: NAIC Code: Citizenship: To be confirmed Date of Birth: (Use 4-digit year) Gender: Female Tax ID# : Remember to collect W-8's or other applicable ta x forms for eacti jurisdiction. Passport/Drivers License #: Home Phone: Introduction Type: Specific Information: Met With Principal? (212)-000-0000 Related Client A/C Jeffrey Epstein If you did not meet the Principal, give an indication of why you haven't met the individual and when you will. Mary will meet with her as soon as poss ible. She has met several times with Jeffrey Epste in. What form of goverment issued identification document did you obtain for the files? Other if Other ,Please Describe: not yet supplied Occupation, Business or Employer Model of the Client: Confidential JPM-SDNYLIT-00036565 Case 1:22-cv-10904-JSR Document 238-43 Filed 07/25/23 Page 4 of 7 Net Worth of Client : Documentation/ Information obtained to confirm stated net worth of the Cl ient: Source Of Wealth: Please Describe: What is the purpose/intended use of th is account? What is the expected source of account funding ? Approximate $ amount to fund the account : $ 0.1 (USD millions) personal in format ion provided by Ep stein advisor, Eric Ganey Earn ed through modelling assignments Please check the types of account and expected activity for this legal entity 'inflows and outflows of securities and cash) - check ALL that apply: Account DDA/MMIA: SDI: Investment Management: Funds: Other: Activity Level: Low (1-5 transactions / month) Medium (6- 12 trs/month) High ( ov er 12 trs/month) Transaction Profile/ Expected Account Activity Checking account Security Search Type: Note for Security Services: Please list an y specific search requests/instructions to Security Services here Full A Secu rity Serv ice s Chec k is REQUIRED for New Clients and Prospec t s This se ct ion to be comp let ed by the Sec uri t y Se rvic es Gro up : List Individua ls and Corporate Entities Investigated: was fully researched in New York only. Reference the Due Diligence Report titled on ■■■■■ I under this particular DOR . for a (FULL) report on ( -. No research was conducte d Please Note: All research is subject to the availability of electronic database resources . Attachment: DDR # 061104 fno attachment) Search Type Is Security Service Details : F urther Review by Confiden ti al Banker Response: JPM-SDNY LI T-00036566 Case 1:22-cv-10904-JSR Document 238-43 Filed 07/25/23 Page 5 of 7 Banker Require d? Company Information No No records were found. Corporate Records No No records were found. Other Database Searches (RDC/CDC/MIS) Civil Court Action No No records were found. Federal & State Court No No records were found. Action Personal Particulars No Social security numbe~ 1 could not be confirmed as belonging to A check with the social security administrations lists social security number as a valid number, but not yet issued. Publications No Nothing derogatory was found. Regulatory Sanctions No No records were found. OFAC/Control List Search Has this been identified as a Red Dot DDR? : t;, Y~s\ f :N6\ Expense No. : Total Costs: Signed by: Dated: Background Check Summary Of Findings: Anticipated Product(s) Confidential 99/137001 $0.00 Vanessa A Budhu 02/08/2004 09:42:46 AM Date (Required If Check Carried Out) 01/28/2004 Comments (Required If Check Carried Out) is a Slovakian citizen who has come to the US for modelling work. Jeffrey Epstein knows the model personally. Epstein is a longstanding client of JPMPB. Jeffrey Epstein often provides support to emerging models. In this case, has arrived from the Slovak Republic and Epstein has asked us the favor of opening a checking account for her and he will guarantee her credit card application. The selection of Slovakia as her citizenship in the DDR system was not available to be chosen and needs to be rectified. Deposits JPM-SDNYLIT-00036567 Case 1:22-cv-10904-JSR Document 2