EFTA01437547.pdf

Subject: RE: Next steps: Napa Conference [I] From: Stewart Oldfield Date: Mon, 30 Jul 2018 09:53:23 -0400 To: Sarah Rafferty ‹ > Thanks. When will you have the names for nextgen? From: Sarah Rafferty Sent: Friday, July 27, 2018 10:13 AM To: Stewart Oldfield ‹ > Subject: Next steps: Napa Conference [I] Classification: For internal use only You nominated: Brad Wechsler Brad Briner Kelly Masuda Greg Martin Ken Jones Robert EFTA01437547  Forsythe Frohman Anderson Matt Womble Glenn Warren Heather Crosby James Burritt Chuck Chai Paul Barrett George Lindemann Adam Lindemann EFTA01437548 See compliance pre-approval details below. If you have any questions, please let me know. Please keep me apprised of clients that express interest in attending. Thanks. Compliance: This is a high-priced event and requires compliance pre-approval. Compliance will ask you to confirm the following criteria: 1. Attendees must only be connected to principals who are making decisions with respect to their own private wealth; 2. Attendees must not be family officers or trustees in respect to any funds/- investments managed by DB; 3. Attendees must not be attending on behalf of principals who are public officials, 4. The attendees must not be involved in pending business decisions with DB (see below for further details): Pending Business - Clients: Pending business at time of invite is NOT OK (specific discussions pertaining to investment type and amount have occurred, and decision or action is pending with client). Clients: Prospective business is OK (general relationship building, positioning DB capabilities, new investment vehicles etc.) Prospects: Prospective business is OK (general relationships building, positioning DB capabilities) Prospects: Pending business/specific pitches at time of invite is NOT OK (discussion on moving assets from bank x to DB). Parent ID — 3MAC Cost per person if 1 person per hotel room - $3,771.99 and if couple cost pp is $3,056.61 EFTA01437549 https://www.concursolutions.com/Expense/Request/default.asp Save the date: Deutsche Bank Wealth Management will host our annual wine-themed event in Napa Valley from Wednesday, October 24 through Friday, October 26. We will learn from the experience of winery owners, the journey from being a wine enthusiast to becoming a grower and producer. If you are interested in joining us, please let me know and I will forward details to you in the coming weeks. In the meantime, please do not hesitate to contact me with any questions. I hope you will be able to join us for this very special experience. {cid:image002.png@01D4258C.1508BB90} EFTA01437550