EFTA01366040.pdf
dataset_10 PDF 176.1 KB • Feb 4, 2026 • 1 pages
DISCLOSURE STATEMENT
AND ACKNOWLEDGENMENT
July 27, 2015
Southern Trust Company Inc.
6100 Red Hook Quarter B3
St. Thomas, VI 00802
The Key Client Partners ("KCP") business of Deutsche Bank Securities Inc. ("DBSI") proposes
to introduce you to the Corporate Banking and Securities ("CB&S") business of DBSI to discuss,
if you deem suitable, a possible investment (an "Investment') in a life sciences company (the
"Company"), which is primarily engaged in the production of genome sequencing equipment
and solutions. KCP is not offering, selling or recommending the Investment, and is not acting as
an agent for CB&S or the Company. You must make an independent assessment of the
Investment, considering the nature, material terms, conditions and risks presented by such
potential Investment, including relevant market factors and other investment considerations.
If you elect to make an Investment, KCP will be paid a referral fee by CB&S, which may incent
KCP to refer you to CB&S instead of to other possible Investments for which KCP would not
receive a referral fee, or would receive a lower referral fee. Additionally, KCP and CB&S are
separate businesses of DBSI, which are under the common control of Deutsche Bank AG, and
which may be viewed as further incentive for KCP to refer you to CB&S.
Please sign below to evidence (1) your acknowledgement of this Disclosure Statement, and of
the disclosures included herein, (2) your confirmation that you are capable of evaluating the
proposed Investment and (3) that prior to investing, you will determine that the proposed
Investment is suitable for you.
ACKNOWLEDGEMENT OF RECEIPT
We acknowledge receipt of this Disclosure Statement and Acknowledgement from KCP
describing the arrangements between KCP and CB&S. We acknowledge that the Investment
may be illiquid and may be subject to restrictions on redemption. We understand that KCP is not
recommending, offering or selling any particular Investment to me and is not involved in the
placement of any Investment. We confirm that we:
1. are a "qualified institutional buyer' as such term is defined in Rule 144A of the U.S.
Securities Act of 1933, as amended;
2. (a) are capable of evaluating investment risks independently, both in general and with
regard to the Investment; (b) will exercise independent judgment in evaluating any
potential Investment and our determination as to the suitability of any potential
investment therein; and (c) are not relying on any advice or recommendation of KCP
making an Investment;
3. understand the obligations and risks associated with the Investment, and have such
knowledge and experience in financial matters generally as to be capable of
evaluating the merits and risks of the Investment, and are capable of and willing to
assume (financially and otherwise) those risks;
Confidential
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057542
CONFIDENTIAL SDNY_GM_00203726
EFTA01366040
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