EFTA01519498.pdf

For the Period 3/1/14 to 3/31/14 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements GHISLANE MAXWELL 5,275,584.06 5,252,771.59 (22,792.47) 4 At December 31, 2013, JPMS LLC's net capital of $12.8 GIASLANE MAXWELL 0.00 0.00 0.00 28 billion exceeded the minimum regulatory net capital GIASLANE MAXWELL • OAP IND 150,094.44 1,937.95 (148,158.49) 29 requirement of $2.0 billion by $10.8 billion. JPMCC's net GHISLAiNE MAXWELL • TAP DVS 126,444.68 0.00 (126,444.88) 38 capital of $7.1 billion was approximately 7.6% of OHISLAINE MAXWELL • TAPMR 19,270.99 0.00 (19,270.99) 40 aggregate debit items and exceeded the minimum Total Value $6,671,374.17 $6,264,709.64 ($318,684.63) regulatory net capital requirement of $1.8 billion by $5.3 billion. This account summary is provided for informational purposes and includes assets at different entities. Complete copies of JPMS LIC's and JPMCC's individual audited Statement of Financial Condition may be (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- obtained, at no cost. by accessing: listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail'. Equity securities, fixed income http:/fnvestor.shareholder.comf)pmorganchase/financial• securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see condition.cfm 'Additional Information About Your Accounts" at the end of the Asset Account Statement. Additionally, you may call 1-868-578-1300 to request a (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection hard copy of the statement. Corporation (' SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). OX00,11541 0:) 0 9E.00007 //AMEN 20740402 Consolidated Statement Page 1 J.P.Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00046788 Chase CONFIDENTIAL SDNY_GM_00315986 EFTA01519498