EFTA01354394.pdf
dataset_10 PDF 140.4 KB • Feb 4, 2026 • 1 pages
GLOUS143 Henry Nicholas
If the Plan Investor answered "Yes" to any oftheforegoing questions in this Exhibit E,
please contact the GeneralPartner immediately.
5. The Plan Investor is, or is acting on behalf of, an "employee benefit plan" which is
organized outside of the United States.
❑ Yes ❑ No
6. If the Investor answered "Yes" to any of the foregoing, the Investor represents and warrants
that, except as otherwise disclosed to the Partnership, the participants in such employee
benefit plan or plan are not permitted to self-direct investments. If the participants in such
employee benefit plan or plan are permitted to self-direct investments, more information
may be required. Please contact iCapital for further instruction.
7. If the undersigned Investor answered "Yes" to any of the foregoing, the Investor hereby
represents and warrants to and agrees with the Partnership that:
(a) The decision to invest assets of the Investor in the Partnership was made by fiduciaries
independent of the General Partner or the Administrator and any placement agent, which
parties are duly authorized to make such investment decisions and who have not relied on
any advice or recommendation of the General Partner or the Administrator, any placement
agent or any of their respective partners, members, employees, stockholders, officers,
directors, agents, representatives or Affiliates;
(b) None of the General Partner or the Administrator, any placement agent or any of their
respective employees, representatives, agents or Affiliates has exercised any discretionary
authority or control with respect to the Investor's investment in the Partnership. nor have
the General Partner or the Administrator, any placement agent or any of their respective
partners, members, employees, stockholders, officers, directors, agents, representatives or
Affiliates rendered individualized investment advice to the Investor based upon the
Investor's investment policies or strategy, overall portfolio composition or diversification;
and
(c) The tenns of the Partnership Agreement or other organizational document, including
all exhibits and attachments thereto, comply with the Investor's governing instruments and
applicable laws governing the Investor, and the Investor will promptly advise the General
Partner or the Administrator in writing of any changes in any governing law or any
regulations or interpretations thereunder affecting the duties, responsibilities, liabilities or
obligations of the Partnership, the General Partner or the Administrator or any of their
respective partners, members, employees, stockholders, officers, directors, agents or
Affiliates.
PROPRIETARY AND CONFIDENTIAL
E-2
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0038988
CONFIDENTIAL SONY GM_00185172
EFTA01354394
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Document Metadata
- Document ID
- ab8d6d3a-060f-4aaa-b035-80f84642093c
- Storage Key
- dataset_10/907e/EFTA01354394.pdf
- Content Hash
- 907e6524510c32153b4329c807b12113
- Created
- Feb 4, 2026