EFTA01500380.pdf

SOUTHERN TRUST COMPANY,INC ACCT. For the Period 11/1/13 to 11/30113 Adjusted Cost Unreakzed Est. Annual Income Pnce Quantity Value Original Cost Gain/Loss Acaued Interest Yield Non-US Fixed Income PETROLEOS DE VENEZUELA S 80.80 2,000,000 00 1,616,000 00 1,800,000.00 (184,000.00) 100,000.00 17.20% 5% OCT 28 2015 9,166.00 DID 10/28/2C09 HELD BY EUROCLEAR ISIN XS0460546525 SEDOL 8580GP8 71688A-9B-9 Foreign Exchange & Non-USD Fixed Income AUD CALL USD PUT 0.99 (3,000.000 00) (29.811.68) (11,040.00) (18,771.68) FX EUROPEAN STYLE OPTION FEB 06,2014 el) .92 0.9230 WINDOW10 EXPIRING 13 SEP 13 OPTION KNOCKEDIN XAUDCA-FL-Z AUD CALL USD PUT 0.09 (3,000,000.00) (2.565.88) (35,870.21) 33,304.33 FX EUROPEAN STYLE OPTION FEB 06, 2014 42 .95 K0.0.902 Kle0.96 XAUDCA•FOZ AUD PUT USD CALL (4,500,000.00) (43,654.50) 43.654.50 FX EUROPEAN STYLE OPTION JAN 24, 2014 @ .89 WINDOW RKI 0.8760 UNTIL 9SEP13 XAUDPA-JE-Z CAD CALL USD PUT 0.12 (4,590,000.00) (5,410.24) (58,500.00) 53,089.76 FX EUROPEAN STYLE OPTION FEB 11, 2014 61.02 XCADCA-FO-Z JP Morgan Page 6 of 23 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024377 Chase CONFIDENTIAL SDNY GM_00293575 EFTA01500380