EFTA01582948.pdf

Ticket/ 105258583 Aaron* Initiated Dale 07713.2013 07:22 PM Client Name Account Tree Initiator JUSTIN D NELSON ECI Account Type Initiating Team PB FRONT OFFICE LOB PB Verity & Confirm for Final Risk Rating High Initial Risk Rating High GCS Report Requested Full Presence of Potential High Risk Yes Indicators Comments Summary of Risk Attributes Owner. Jaffrey Epstein. is a convicted felon. Please summarize any material changes The activity was upatod to reflect the client's curroM transaction activity. which have occurred with the client within the past 12 months: Risk Updated History Creation Entered by Updated Previous Comment Date Risk Risk GCS Grid Search Type Security Service Details Further Review Required Company Information No additonal research necessary. No Corporate Records No additional research necessary. No Other Database Searches No additonal research necessary. No (Reethill&Fattria) Internal Database Search (CSSSCPS) Internal database search revealed i nor Yes G581 research for LLC. Ghislaine Manuel. and Hany Beller and nothing derogatory to report Internal database smirch revealed prior CSIII research for Jeffrey Edward Epstein and the following derogatory information was reported. Several newspaper articles were found that detai the indictment of Jeffrey Epstein in Florida on felony charges of soliceing underage prostitutes Jeffrey Epsten served 13 months in µail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Stale Court Searches No addildinal research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFACControl List Search No additional research necessary. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC? No N ive Information Found Yes 'flanker Attestation Details You are about to approve a high risk client. Have you Yes included sufficient information to satisfy High Risk Enhanced Due Diligence regulatory requirements Section 312 of the USA Patriot Act ? As the client sponsor, I understand that I am primarily Yes responsible for protecting the firm's reputation Pan inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC. I am sponsoring this client as to their character and reputation and from a I ! eine ulator stan•• • int. Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062533 EFTA01582948