EFTA01425884.pdf

Subject: Re: trading meeting [C] From: Richard Kahn < Date: Mon, 28 Aug 2017 12:52:18 -0400 To: Vahe Stepanian < Cc: Stewart Oldfield Liam Osullivan received and will send back middle of September once our consultant beginsthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Aug 25, 2017, at 3:04 PM, Vahe Stepanian a wrote: Classification: Confidential Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage accounts. For all of the accounts other than the HE personal account — the "Trading Authorization Limited" form should be completed. For only the HE personal account — the POA should be completed, and we suggest checking off as "limited" power of attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the account). Both forms have sections for name, legal address, DOB, and SSN. Our compliance mandates that the forms should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we will need a government issued (non-expired) photo ID. I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe From: Stewart Oldfield EFTA01425884 Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn Cc: Vahe Stepanian < Subject: RE: trading meeting Vahe - Can you help Rich with those docs? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn [mailto: Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield Subject: Re: trading meeting i just found out that our new hire will be out that week...drama continues... can we target the week of september 18th? also can you send us trading authority docs on all brokerage accounts so that we can add our new hire thank you On Aug 25, 2017, at 10:34 AM, Stewart Oldfield ‹ > wrote: Any luck with 9/14 or 9/15? Thanks From: Stewart Oldfield Sent: Tuesday, August 22, 2017 5:24 PM To: 'Richard Kahn' cc > Subject: RE: trading meeting Sorry, forgot that we have a global offsite in London the week of the 5th that a lot of people will be at. Then I'm out the llth-13th at the DB Technology conference (let me know if you want to join in Las Vegas . . .) EFTA01425885 Can we try for the 14th or 15th? Thanks From: Richard Kahn [mailto: Sent: Tuesday, August 22, 2017 3:59 PM To: Stewart Oldfield e > Subject: Re: trading meeting hope your summer has been going well would love to chat and catch up.. looking at sep 5 / 6 / 7 for trading meeting might any of those dates work for your team? please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jul 24, 2017, at 2:48 PM, Stewart Oldfield e > EFTA01425886 wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP head of trading I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn [mailto: Sent: Monday, July 24, 2017 1:17 PM To: Stewart Oldfield Subject: Re: trading meeting please confirm when date is firm along with individuals we will be meeting EFTA01425887 thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Jul 20, 2017, at 2:35 PM, Stewart Oldfield •c > wrote: I think 8/10 at 10am works for us From: Richard Kahn [mailto: Sent: Wednesday, July 19, 2017 11:23 AM To: Stewart Oldfield Subject: Re: trading meeting EFTA01425888 can we move apt to 8/9 or 8/10 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 13, 2017, at 10:17 AM, Stewart Oldfield a wrote: Confirmed for the morning of 8/8. Aiming for 10am in our office. You'll meet the whole gang. EFTA01425889 In other news, I went running this morning. It was brutal outside. Thanks! From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 9:09 PM To: Stewart Oldfield ‹ > Subject: Re: trading meeting 9 or 10am thanks EFTA01425890 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Jul 12, 2017, at 6:34 PM, Stewart Oldfield wrote: Lemme check and come back to you tmw. Any time preference? From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 6:21 PM EFTA01425891 To: Stewart Oldfield Subject: Re: trading meeting how is 8/8? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 On Jul 12, 2017, at 4:50 PM, Stewart Oldfield e > EFTA01425892 wrote: 8/3 doesn't work on our side unfortunately. What's the next date 8/7 or later that works for you? Thanks From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 4:48 PM To: Stewart Oldfield e > Subject: Re: trading meeting EFTA01425893 8/3 is best for us Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 11, 2017, at 2:25 PM, Stewart Oldfield a wrote: EFTA01425894 Turns out our new head of trading starts on July 31. Makes sense to wait and include him I think. Can we do morning of 7/31 or 8/1 or any time the following week? Thanks From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 1:17 PM To: Stewart Oldfield ‹ > EFTA01425895 Subject: Re: trading meeting 9am Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01425896 On Jul 11, 2017, at 12:56 PM, Stewart Oldfield a: - wrote: Will check. How much earlier on the 25th? From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 11:57 AM To: Stewart Oldfield Subject: Re: trading meeting EFTA01425897 can we do same time on the 24th or earlier on the 25th? please advise thanks EFTA01425898 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 10, 2017, at 4:03 PM, Stewart Oldfield c > wrote: EFTA01425899 That works. Can confirm details later next week. Thanks From: Richard Kahn [mailto: Sent: Friday, July 07, 2017 6:20 PM To: Stewart Oldfield e > Subject: Re: trading meeting Tuesday 25th 11am works. EFTA01425900 Thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell EFTA01425901 On Jul 7, 2017, at 12:04 PM, Stewart Oldfield < wrote: Rich, EFTA01425902 Looks like we're generally open the week of the 24th to meet with you and your new trader. Let me know whether you have any time/date constraints and I will set it up. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director EFTA01425903 Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil blackberry Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01425904 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the EFTA01425905 material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01425906 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01425907 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01425908 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and EFTA01425909 regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <WM168335 Trading Authorization_Limited_Form_112516 Interactive FINAL.PDF><W- M167648_PoA_DBSI_US_831616_Fields_Final.pdf> EFTA01425910