EFTA01366001.pdf

SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Assets, Liabilities and Member's Equity Income Tax Basis as of June 30, 2015 ASSETS Current assets Cash and cash equivalents S 8,728,555 Due from brokers 51,584 Managed investment accounts, at cost 117,580,769 Total current assets 126,360,908 Fixed Assets 266,023 266,023 Other assets Investment in partnerships, at cost 21,677,242 Investment in Haze Trust 87,512,260 Other receivables 5,738,417 Total other assets 114,927,919 TOTAL ASSETS 241,554,850 LIABILITIES AND MEMBER'S EQUITY Current liabilites Short sale liabilites - managed account $ 728,278 728,278 Total current assets Member's equity Member contributions 239,998,146 Net income S 828,426 Total member's equity 240,826,572 TOTAL LIABILITIES AND MEMBER'S EQUITY 241,554,850 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057498 CONFIDENTIAL SDNY_GM_00203682 EFTA01366001